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Insurer reporting rules (Resolution No. 86)

LegislationReporting

Rules for the Submission of Reporting by an Insurance (Reinsurance) Organisation (Resolution No. 86)

Reference card for a regulatory legal act. The full text is available in the official «Adilet» system (adilet.zan.kz).

Requisites

Parameter	Value
Type of act	Resolution of the Board of the National Bank of the RK
Number and date	No. 86 of 2 December 2025
Status	In force (superseded Resolution No. 275 of 31 December 2019)
Official code	V2500037567

Subject of the document

It establishes the rules for the submission of reporting by an insurance (reinsurance) organisation, an insurance broker, and branches of non-resident organisations: the composition of the forms, their periodicity, and the procedure for submission to the regulator.

Relevance for actuarial practice

It defines the reporting forms, a number of which are produced on the basis of actuarial calculations (reserves, loss development triangles, ratios).
It is the subject of the Chamber's initiatives on simplifying reporting: removing derived forms that the regulator can compute from primary data and the USDB (the "collect once, use many" principle).
It relates to the requirements for the valuation of liabilities (No. 84) and to the actuarial opinion (No. 191).

Official source

Full text in force: adilet.zan.kz/rus/docs/V2500037567. Files in the repository: docs/Law/Правила представления отчётности … (№86 …).

English Translation (Auto-generated)

Official source: Adilet / https://adilet.zan.kz/rus/docs/V2500037567 The relevance of the editorial office has been verified: 2026-06-20.

Note FROM! For the procedure for implementation, see clause 5.

In accordance with subparagraph 48) of paragraph two of part two of paragraph 19 of the Regulations on the National Bank of the Republic of Kazakhstan, approved by Decree of the President of the Republic of Kazakhstan dated December 31, 2003 No. 1271 “On approval of the Regulations and structure of the National Bank of the Republic of Kazakhstan” and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan “On State Statistics”, the Board of the National Bank of the Republic of Kazakhstan DECIDES:

Approve the attached Rules for the submission of reports by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, an insurance broker, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan (hereinafter referred to as the Rules).

2. To recognize as invalid some resolutions of the Board of the National Bank of the Republic of Kazakhstan, as well as structural elements of some resolutions of the Board of the National Bank of the Republic of Kazakhstan according to the list in accordance with the appendix to this resolution.

3. The Department of Financial Market Statistics of the National Bank of the Republic of Kazakhstan, in the manner established by the legislation of the Republic of Kazakhstan, shall ensure:

together with the Legal Department of the National Bank of the Republic of Kazakhstan, state registration of this resolution with the Ministry of Justice of the Republic of Kazakhstan;

2) placement of this resolution on the official Internet resource of the National Bank of the Republic of Kazakhstan after its official publication;

3) within ten working days after the state registration of this resolution, submission to the Legal Department of the National Bank of the Republic of Kazakhstan of information on the implementation of the event provided for in subparagraph 2) of this paragraph.

4. Control over the implementation of this resolution shall be assigned to the supervising Deputy Chairman of the National Bank of the Republic of Kazakhstan.

5. This resolution comes into effect upon the expiration of ten calendar days after the day of its first official publication.

Suspend until January 1, 2026 the effect of paragraph 3 of the Rules, establishing that during the period of suspension this paragraph is valid in the following wording:

"3. For the purpose of reporting, assets in foreign currency are indicated in terms of the market exchange rate determined by Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 25, 2013 No. 15 and Order of the Minister of Finance of the Republic of Kazakhstan dated February 22, 2013 No. 99 "On the procedure for determining the market currency exchange rate" (registered in the Register of State Registration of Normative Legal Acts under No. 8378)."

Chairman of the National Bank of the Republic of Kazakhstan T. Suleimenov

"AGREED"Bureau of National StatisticsAgency for Strategic Planning and Reform of the Republic of Kazakhstan

"AGREED"Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market

Approved by Resolution of the Chairman of the National Bank of the Republic of Kazakhstan dated December 2, 2025 No. 86

Rules for reporting by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, an insurance broker, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan

Chapter 1. General provisions

The rules for reporting by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, an insurance broker, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan (hereinafter referred to as the Rules) are developed in accordance with subparagraph 48) of paragraph two of the second part of paragraph 19 of the Regulations on National Bank of the Republic of Kazakhstan, approved by Decree of the President of the Republic of Kazakhstan dated December 31, 2003 No. 1271 “On approval of the Regulations and structure of the National Bank of the Republic of Kazakhstan”, paragraph 2 of Article 74 of the Law of the Republic of Kazakhstan “On Insurance Activities”, subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan “On State Statistics” and determine the procedure for submission, including forms intended for collecting administrative data, frequency and deadlines for submitting insurance reports (reinsurance) organization, Islamic insurance (reinsurance) organization, insurance broker, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan (hereinafter referred to as organizations) to the National Bank of the Republic of Kazakhstan (hereinafter referred to as the National Bank).

Chapter 2. Reporting procedure

2. Data in reports submitted by organizations are indicated in the national currency of the Republic of Kazakhstan – tenge.

3. For the purpose of reporting, assets in foreign currency are indicated in terms of the market exchange rate, determined in accordance with the procedure established by the joint resolution of the Board of the National Bank of the Republic of Kazakhstan dated September 26, 2025 No. 56 and the order of the Minister of Finance of the Republic of Kazakhstan dated September 29, 2025 No. 544 “On approval of the Rules for determining the market currency exchange rate” (registered in the State Register of registration of normative legal acts under No. 36983).

4. Reporting is submitted by organizations in electronic form through the information system "Web portal of the National Bank of the Republic of Kazakhstan", which is a single window of access to reporting services to the National Bank.

5. Reporting certified by the electronic digital signature of the head of the organization or the person entrusted with the function of signing the report, and the executor, is stored in electronic format.

6. The completeness and accuracy of the data in the reporting is ensured by the head of the organization or the person entrusted with the function of signing the report.

7. Organizations, with the exception of an insurance broker, no later than the 10th (tenth) working day (inclusive) of the month following the reporting quarter, submit to the National Bank via a web portal an electronic form of justification for the calculation of insurance reserves, compiled by an actuary, in accordance with the Requirements for the formation, methodology for calculating insurance reserves and their structure, approved by Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 31, 2019 No. 13 (registered in the Register of State Registration of Normative Legal Acts under No. 18290).

8. Organizations submit to the National Bank:

a report on funds and bank deposits in the form in accordance with Appendix 1 to the Rules;

2) a report on securities in the form in accordance with Appendix 2 to the Rules;

3) a report on “reverse repo” transactions, repo in the form in accordance with Appendix 3 to the Rules;

4) a report on amounts receivable from reinsurers, insurance premiums receivable from policyholders (reinsurers) and intermediaries in the form in accordance with Appendix 4 to the Rules;

5) a report on the calculation of insurance reserves for the “general insurance” industry in the form in accordance with Appendix 5 to the Rules;

6) a report on the calculation of insurance reserves for the “life insurance” industry in the form in accordance with Appendix 6 to the Rules;

7) a report on insurance premiums and state premiums in the form in accordance with Appendix 7 to the Rules;

8) a report on insurance payments in the form in accordance with Appendix 8 to the Rules;

9) a report on large insurance (reinsurance) contracts, insurance payments and large declared claims in the form in accordance with Appendix 9 to the Rules;

10) report on the volume of obligations in the form in accordance with Appendix 10 to the Rules;

11) report on the calculation of the combined coefficient in the form in accordance with Appendix 11 to the Rules;

12) report on reinsurance activities in the form in accordance with Appendix 12 to the Rules;

13) a report on comparison of the terms of assets and liabilities in national and foreign currencies in the form in accordance with Appendix 13 to the Rules;

14) a report on securities acquired at the expense of the Islamic insurance fund in the form in accordance with Appendix 14 to the Rules;

15) a report on concluded contracts for imputed insurance (reinsurance) in the form in accordance with Appendix 15 to the Rules;

16) a report on the structure of the investment portfolio acquired at the expense of assets accepted for management under insurance contracts that provide for the participation of the policyholder in investments in the form in accordance with Appendix 16 to the Rules;

17) a report on concluded transactions for the investment of assets accepted for management under insurance contracts that provide for the participation of the policyholder in investments in the form in accordance with Appendix 17 to the Rules;

18) a report on completed transactions for the investment of assets accepted for management under insurance contracts that provide for the participation of the policyholder in investments in derivative financial instruments in the form in accordance with Appendix 18 to the Rules;

19) a report on insurance contracts providing for the condition of the policyholder’s participation in investments in the form in accordance with Appendix 19 to the Rules;

20) a report on investments of an investment fund (investment portfolio) in the capital of legal entities that are not joint-stock companies in the form in accordance with Appendix 20 to the Rules;

21) a report on transactions and insurance (reinsurance) agreements concluded with persons associated with an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization by special relations in the form in accordance with Appendix 21 to the Rules;

22) a report on balances on balance sheet and off-balance sheet accounts in the form in accordance with Appendix 22 to the Rules;

23) a report on existing insurance (reinsurance) contracts for the “general insurance” industry in the form in accordance with Appendix 23 to the Rules;

24) a report on losses in the form in accordance with Appendix 24 to the Rules;

25) a report on the statistics of insurance payments in the form in accordance with Appendix 25 to the Rules;

26) a report on existing insurance (reinsurance) contracts in the “life insurance” industry in the form in accordance with Appendix 26 to the Rules;

27) a report on existing pension annuity and other types of annuity insurance contracts in the form in accordance with Appendix 27 to the Rules;

28) a report on current annuity contracts concluded as part of compulsory insurance of an employee against accidents during the performance of his labor (official) duties in the form in accordance with Appendix 28 to the Rules;

29) a report on insurance (reinsurance) contracts that have entered into force over the last 12 (twelve) months in the form in accordance with Appendix 29 to the Rules;

30) a report on the cost of projected payments in the form in accordance with Appendix 30 to the Rules;

31) a report on the calculation of the reserve for losses that occurred but were not reported using the chain ladder method without adjusting for inflation in the form in accordance with Appendix 31 to the Rules;

32) a report on the calculation of the reserve for losses that occurred but were not reported using the chain ladder method, adjusted for inflation, in the form in accordance with Appendix 32 to the Rules;

33) a report on the calculation of the reserve for losses that occurred but were not reported using the Bornhütter-Ferguson method in the form in accordance with Appendix 33 to the Rules;

34) a report on concluded insurance and reinsurance contracts with the participation of insurance brokers of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan in the form in accordance with Appendix 34 to the Rules;

35) report on investment property and fixed assets in the form in accordance with Appendix 35 to the Rules;

36) a report on information about a non-resident insurance (reinsurance) organization of the Republic of Kazakhstan in the form in accordance with Appendix 36 to the Rules;

37) a report on the calculation of the loss ratio for policies in the form in accordance with Appendix 37 to the Rules;

38) a report on the classification of insurance premiums and insurance payments by type of economic activity in the form in accordance with Appendix 38 to the Rules;

39) a report on insurance premiums and insurance payments accepted and made under insurance contracts by region of the Republic of Kazakhstan in the form in accordance with Appendix 39 to the Rules;

40) a report on loans provided to policyholders in the form in accordance with Appendix 40 to the Rules;

41) a report on income paid to management employees in the form in accordance with Appendix 41 to the Rules.

9. An insurance (reinsurance) organization and branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan submit to the National Bank of the Republic of Kazakhstan in electronic format:

monthly, no later than the 6th (sixth) working day of the month following the reporting month, reporting in the form in accordance with Appendix 3 to the Rules;

2) quarterly, no later than the 6th (sixth) working day of the month following the reporting quarter, reporting in forms in accordance with Appendices 16, 17, 18, 19 and 20 to the Rules.

10. An insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan submit to the National Bank of the Republic of Kazakhstan in electronic format:

monthly, no later than the 6th (sixth) working day of the month following the reporting month, reporting in forms in accordance with Appendices 1, 2, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13 and 15 to the Rules;

2) quarterly – reporting in the form in accordance with Appendix 22 to the Rules:

in part of table 1 - no later than the 15th (fifteenth) working day of the month following the reporting quarter;

in part of table 2 - no later than the 6th (sixth) working day of the month following the reporting quarter;

3) quarterly, no later than the 10th (tenth) working day of the month following the reporting quarter, reporting in forms in accordance with Appendices 21, 23, 24, 25, 26, 27, 28, 29, 30, 31, 32 and 33 to the Rules.

4) annually, no later than the 6th (sixth) working day of the month following the reporting year, reporting on forms in accordance with Appendices 35, 37, 38, 39 and 40 to the Rules;

5) annually, within 120 (one hundred and twenty) calendar days after the end of the financial year, reporting in the form in accordance with Appendix 41 to the Rules.

Islamic insurance (reinsurance) organizations and branches of Islamic insurance (reinsurance) organizations non-residents of the Republic of Kazakhstan submit exclusively Table 2 to the reporting in the form in accordance with Appendix 1 to the Rules.

Branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of Islamic insurance (reinsurance) non-resident organizations of the Republic of Kazakhstan, in addition to the reporting provided for by this paragraph, submit half-yearly reports, no later than the 6th (sixth) working day of the month following the reporting half-year, reporting in the form in accordance with Appendix 36 to the Rules.

11. An Islamic insurance (reinsurance) organization and branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan, in addition to the reporting provided for in paragraph 10 of the Rules, submit monthly, no later than the 6th (sixth) working day of the month following the reporting month, reporting in the form in accordance with Appendix 14 to the Rules.

12. The insurance broker and branches of non-resident insurance brokers of the Republic of Kazakhstan submit to the National Bank of the Republic of Kazakhstan in electronic format:

quarterly, no later than the 6th (sixth) working day of the month following the reporting quarter, reporting in the form in accordance with Appendices 4 and 34 to the Rules;

2) annually, within 120 (one hundred and twenty) calendar days after the end of the financial year, reporting in the form in accordance with Appendix 41 to the Rules.

Appendix 1 to the Rules for the submission of reports by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, an insurance broker, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan Form designed to collect administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz

Name of administrative form: Statement of cash and bank deposits

Index of the form intended for collecting administrative data free of charge: 1 – DSBV – SO

Frequency: monthly

Reporting period: as of "___" ______20

The range of persons submitting a form intended for collecting administrative data free of charge: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan

Deadline for submitting a form intended for collecting administrative data free of charge: monthly, no later than the 6th (sixth) working day of the month following the reporting month

BIN: _______________________

Collection method: electronically

Table 1. Statement of cash and bank deposits

Indicator name Line code Depository organization code Country code of the depository organization Rating as of the date of deposit placement as of the reporting date 1 2 3 4 5 6 Cash, total 10 Money on hand 11 111 112 … Money in transit 12 121 122 … … Money in current accounts 13 131 132 … … Money in savings accounts 14 141 142 … Other cash 19,191,192 … Bank deposits, total 20 Demand deposits 21,211,212 … Time deposits 22,221,222 … Savings deposits 23,231,232 … Contingent deposits 24,241,242 … Other deposits 29,291,292 ...

continuation of the table:

Date of conclusion and number of the deposit agreement Currency code Interest rate (in percent per annum) Current balance as of the reporting date, in thousands of tenge date number nominal effective 7 8 9 10 11 12 …

continuation of the table:

Changes during the reporting period, in thousands of tenge Expiration date of the bank deposit agreement Provision for impairment, in thousands of tenge received accrued interest withdrawn 13 14 15 16 17 ...

Table 2. Report on the balances of money and deposits placed at the expense of the assets of the Islamic insurance fund

Indicator name Line code Depository organization code Country code of the depository organization Rating as of the date of deposit placement as of the reporting date 1 2 3 4 5 6 Cash, total 10 Money on hand 11 111 112 … Money in transit 12 121 122 … Money in current accounts 13 131 132 … Money in savings accounts 14 141 142 … Other cash 19,191,192 … Bank deposits, total 20 Demand deposits 21,211,212 … Time deposits 22,221,222 … Savings deposits 23,231,232 … Contingent deposits 24,241,242 … Other deposits 29,291,292 ...

continuation of the table:

Name ________________________________________________Address__________________________________________________________Telephone _____________________________________________________E-mail address _Executor_ _last name, first name and patronymic (if any) signature, telephone numberManager or person entrusted with the function of signing the report _________________last name, first name and patronymic (if any) signatureDate "" ______________ 20

Note: the form is filled out in accordance with the explanation for filling out the form intended for collecting administrative data free of charge, “Report on Cash and Bank Deposits”.

Appendix to the form intended for collecting administrative data on a free basis, “Report on funds and bank deposits”

Explanation for filling out a form intended for collecting administrative data free of charge

“Report on cash and bank deposits” (index – 1 – DSBV – SO, frequency – monthly)

Chapter 1. General provisions

This explanation defines uniform requirements for filling out the form intended for collecting administrative data free of charge “Report on Cash and Bank Deposits” (hereinafter referred to as the Form).

2. The form is compiled monthly by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded up to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded up to 1000 (one thousand) tenge.

3. The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

4. According to table 1:

in column 4, the country code of the depository organization is indicated in accordance with the national classifier of the Republic of Kazakhstan NK RK ISO 3166-1 “Codes for representing the names of countries and units of their administrative-territorial divisions”;

2) columns 5 and 6 indicate the rating and name of the rating agency in accordance with the resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 24, 2012 No. 385 “On establishing a minimum rating for legal entities and countries, the need for which is required in accordance with the legislation of the Republic of Kazakhstan regulating the activities of financial organizations, branches of non-resident banks of the Republic of Kazakhstan, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, the list of rating agencies, assigning this rating" (registered in the Register of State Registration of Normative Legal Acts under No. 8318). If there is no rating agency, columns 5 and 6 indicate “no rating”;

3) in column 9, the currency code is indicated in accordance with the national classifier of the Republic of Kazakhstan NK RK 07 ISO 4217 “Codes for representing currencies and funds”;

4) line 19 “Other funds” indicates the money of an insurance (reinsurance) organization, an Islamic (insurance) reinsurance organization, located on the accounts of organizations engaged in brokerage and (or) dealer activities in the securities market and (or) investment portfolio management activities, placed in second-tier banks of the Republic of Kazakhstan and in the central depository, as well as other money not included in lines 11, 12, 13 and 14;

5. According to table 2:

the form according to Table 2 is submitted only by an Islamic insurance (reinsurance) organization and branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan;

2) in column 4, the country code of the depository organization is indicated in accordance with the national classifier of the Republic of Kazakhstan NK RK ISO 3166-1 “Codes for representing the names of countries and units of their administrative-territorial divisions”;

3) in column 9, the currency code is indicated in accordance with the national classifier of the Republic of Kazakhstan NK RK 07 ISO 4217 “Codes for representing currencies and funds”.

Appendix 2 to the Rules for the submission of reports by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, an insurance broker, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan Form designed to collect administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz

Name of administrative form: Securities Report

Administrative data form index: 2 – CB – SO

Frequency: monthly

Reporting period: as of "___" ______20

Deadline for submitting a form intended for collecting administrative data free of charge: monthly, no later than the 6th (sixth) working day of the month following the reporting month

BIN: _______________________

Collection method: electronically

No. Name of the issuer Name of the issuing country Code of the country of registration of the issuer Name of the security International security identification number (ISIN code) Sign of concluding a transaction with the participation of a central counterparty (yes, no) Number of securities (pieces) Total including securities with encumbrances and securities that are the subject of repo transactions total including securities that are the subject of repo transactions 1 2 3 4 5 6 7 8 9 10 1 Government securities of the Republic of Kazakhstan 1.1 … 2 Non-government issued securities of organizations of the Republic of Kazakhstan 2.1 second-tier banks 2.1.1 … 2.2 legal entities, with the exception of second-tier banks 2.2.1 … 2.3 bonds of the joint-stock company "Development Bank of Kazakhstan" 2.3.1 … 3 Securities of foreign countries 3.1 … 4 Non-government securities - issuers - non-residents of the Republic of Kazakhstan 4.1 … 5 Securities of international financial organizations 5.1 … 6 Units of investment funds 6.1 … 7 Other 7.1 … 8 Total

continuation of the table:

Par value, purchase price of a security Security currency Securities measured at fair value through other comprehensive income Carrying value (net), in thousands of tenge par value, acquisition cost discount, premium accrued interest positive, negative adjustment Provision for impairment 11 12 13 14 15 16 17 X ...

continuation of the table:

Securities valued at fair value, changes in which are recognized in profit or loss Book value (net), in thousands of tenge par value, acquisition cost discount, premium accrued interest positive, negative adjustment 18 19 20 21 ...

continuation of the table:

Securities valued at amortized cost Carrying value (net) for securities with encumbrances and securities that are the subject of repo transactions, in thousands of tenge Date of acquisition Date of repayment Carrying value (net), in thousands of tenge Total including for securities that are the subject of repo transactions par value, acquisition cost discount, premium accrued interest For reference: amount of reserves (provisions) 22 23 24 25 26 27 28 29 …

continuation of the table:

Name of the international stock exchange Category of the stock exchange list Rating on the date of acquisition on the reporting date of the issuer on the date of acquisition of the issuer on the reporting date of the security on the date of acquisition of the security on the reporting date 30 31 32 33 34 35 36 ...

Note: the form is filled out in accordance with the explanation for filling out the form intended for collecting administrative data free of charge, “Report on Securities”.

Appendix to the form intended for collecting administrative data on a free basis, “Report on Securities”

Explanation for filling out a form intended for collecting administrative data free of charge

"Report on securities" (index – 2 – CB – SO, frequency – monthly)

Chapter 1. General provisions

This explanation defines uniform requirements for filling out the form intended for collecting administrative data free of charge “Report on Securities” (hereinafter referred to as the Form).

3. The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

4. In column 4, the code of the country of registration of the issuer is indicated in accordance with the national classifier of the Republic of Kazakhstan NK RK ISO 3166-1 “Codes for representing the names of countries and units of their administrative-territorial divisions.”

5. Column 6 indicates the international security identification number (ISIN code).

6. Column 7 indicates the sign of concluding a transaction with the participation of a central counterparty.

7. Column 11 for bonds indicates the monetary value of the nominal or purchase value of the bond, determined at the time of its issue, on which interest is calculated on the coupon bond, expressed as a percentage, as well as the amount payable to the bond holder upon its redemption. The amount is indicated in the currency of the issue. For shares, the purchase price is indicated in the currency in which the share was purchased.

8. In column 12, currency codes are indicated in accordance with the national classifier of the Republic of Kazakhstan NK RK 07 ISO 4217 “Codes for representing currencies and funds”. For bonds, the currency of issue is indicated, for shares, the currency of acquisition.

9. Column 13 shall indicate the cost of acquisition of equity securities, the par value of debt securities available for sale as of the reporting date.

10. Column 17 shall indicate the reserve for impairment of securities measured at fair value through other comprehensive income.

11. Column 18 shall indicate the cost of acquisition of equity securities, the par value of debt securities as of the reporting date, accounted for at fair value through profit or loss.

12. Column 22 shall indicate the cost of acquisition of equity securities, the par value of debt securities held to maturity as of the reporting date.

13. Column 30 indicates the name of the international stock exchange for shares of legal entities - non-residents of the Republic of Kazakhstan.

14. Columns 31 and 32 indicate the category of securities - residents of the Republic of Kazakhstan in accordance with the Requirements for issuers and their securities admitted to circulation on the stock exchange, as well as to certain categories of the official list of the stock exchange, approved by Resolution of the Board of the National Bank of the Republic of Kazakhstan dated March 27, 2017 No. 54 "On approval of the Requirements for issuers and their securities admitted to circulation" circulation on the stock exchange, as well as certain categories of the official list of the stock exchange and amendments to some regulatory legal acts of the Republic of Kazakhstan on issues of regulation of the securities market" (registered in the Register of State Registration of Regulatory Legal Acts under No. 15175). If there is no category of the list of the stock exchange of the Republic of Kazakhstan, “no listing” is indicated in columns 31 and 32. These columns are not filled in for securities of non-residents of the Republic of Kazakhstan and government securities of the Republic of Kazakhstan.

15. When filling out columns 33, 34, 35 and 36, indicate the rating assigned by one of the rating agencies, in accordance with the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 24, 2012 No. 385 “On establishing a minimum rating for legal entities and countries, the need for which is required in accordance with the legislation of the Republic of Kazakhstan regulating the activities of financial organizations, branches of non-resident banks of the Republic of Kazakhstan, branches of insurance (reinsurance) non-resident organizations of the Republic of Kazakhstan, the list of rating agencies assigning this rating" (registered in the Register of State Registration of Normative Legal Acts under No. 8318). If there is no rating, columns 33, 34, 35 and 36 indicate “no rating”. These columns are not filled in for government securities of the Republic of Kazakhstan.

Appendix 3 to the Rules for the submission of reports by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, an insurance broker, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan Form designed to collect administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz

Name of administrative form: Report on reverse repo transactions, repo

Index of the form intended for collecting administrative data free of charge: 3 – OR – SO

Frequency: monthly

Reporting period: as of "___" ______20

Circle of persons submitting a form intended for collecting administrative data free of charge: insurance (reinsurance) organization, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan

Deadline for submitting a form intended for collecting administrative data free of charge: monthly, no later than the 6th (sixth) working day of the month following the reporting month

BIN: _______________________

Collection method: electronically

No. Contents of the transaction, Name of the issuer of the security International security identification number (ISIN code) Sign of concluding a transaction with the participation of a central counterparty (yes, no) Date of conclusion of the repurchase agreement Number of the repurchase agreement 1 2 3 4 5 6 1 "Reverse repo" transactions performed by the "Automatic" method 1.1 ... 2 Repo transactions 2.1 "Direct" method 2.1.1 … 2.2 "Automatic" method 2.2.1 …

continuation of the table:

Date Duration of the repo transaction, days Interest rate, in percent Number of securities that are the subject of the repo transaction Repo amount, in thousands of tenge Currency of the security Reserve for impairment, in thousands of tenge Repo openings Repo closings 7 8 9 10 11 12 13 14 …

Note: the form is filled out in accordance with the explanation for filling out the form intended for collecting administrative data on a free basis, “Report on reverse repo transactions.”

Appendix to the form intended for collecting administrative data on a free basis, “Report on transactions “reverse repo”, repo”

Explanation for filling out a form intended for collecting administrative data free of charge

"Report on reverse repo operations, repo" (index – 3 – OR – SO, frequency – monthly)

Chapter 1. General provisions

This clarification defines uniform requirements for filling out the form intended for collecting administrative data on a free basis, “Report on reverse repo transactions” (hereinafter referred to as the Form).

2. The form is drawn up monthly by the insurance (reinsurance) organization and branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded up to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded up to 1000 (one thousand) tenge.

3. The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

4. Column 3 indicates the international security identification number (ISIN code).

5. Column 4 indicates the sign of concluding a transaction with the participation of a central counterparty.

6. Column 10 shall indicate the interest rate for repo and (or) “reverse repo” transactions established by the participants in the repo and (or) “reverse repo” transaction and used to calculate the closing price and the amount of the closing transaction.

7. Column 13 indicates the currency of the security according to the repo transaction in accordance with the national classifier of the Republic of Kazakhstan NK RK 07 ISO 4217 “Codes for the presentation of currencies and funds”.

8. Column 14 shall indicate the reserve for impairment of repo and (or) “reverse repo” transactions in thousands of tenge.

Appendix 4 to the Rules for the submission of reports by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, an insurance broker, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan Form designed to collect administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: Report on amounts receivable from reinsurers, insurance premiums receivable from policyholders (reinsurers) and intermediaries

Index of the form intended for collecting administrative data free of charge: 4 – SkP – SO

Frequency: monthly, quarterly

Reporting period: as of "___" ______20

The range of persons submitting a form intended for collecting administrative data free of charge: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization, insurance broker, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident insurance brokers of the Republic of Kazakhstan

Deadline for submitting a form intended to collect administrative data free of charge:

monthly, no later than the 6th (sixth) working day of the month following the reporting month;

quarterly, no later than the 6th (sixth) working day of the month following the reporting quarter

BIN: _______________________

Collection method: electronically

(in thousands of tenge)

No. Name of the reinsurer / insurance agent / reinsurer (assignor) / insurance broker / policyholder Debt under insurance and (or) reinsurance contracts Provisions for impairment Total including for which there is no overdue debt for which there is an overdue debt of up to 90 days for which there is an overdue debt of more than 90 days 1 2 3 4 5 6 7 1 Reinsurers 1.1 … 2 Insurance agents 2.1 2.2 2.3 2.4 2.5 2.6 Other insurance agents 3 Insurance brokers 3.1 … 4 Reinsurers (cedors) / Insurers 4.1 … 5 Policyholders 5.1 5.2 5.3 5.4 5.5 5.6 Other policyholders 6 Total

Name ________________________________________________ Address________________________________________________________________ Telephone _____________________________________________________ Email address __________________________________________ Performer ___________________________ ____________________ surname, first name and patronymic (if any) signature, telephone number Manager or person entrusted with the function of signing the report _________________________________ ______________________ surname, first name and patronymic (if any) signature Date "__" ______________ 20

Note: the form is filled out in accordance with the explanation for filling out the form intended for collecting administrative data on a free basis, “Report on amounts receivable from reinsurers, insurance premiums receivable from policyholders (reinsurers) and intermediaries.”

Appendix to the form intended for collecting administrative data on a free basis, “Report on amounts receivable from reinsurers, insurance premiums receivable from policyholders (reinsurers) and intermediaries”

Explanation for filling out a form intended for collecting administrative data free of charge

“Report on amounts receivable from reinsurers, insurance premiums receivable from policyholders (reinsurers) and intermediaries” (index – 4 – SkP – SO, frequency – monthly, quarterly)

Chapter 1. General provisions

This explanation defines uniform requirements for filling out a form intended for collecting administrative data free of charge “Report on amounts receivable from reinsurers, insurance premiums receivable from policyholders (reinsurers) and intermediaries” (hereinafter referred to as the Form).

2. The form is compiled monthly by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan, quarterly by an insurance broker and branches of non-resident insurance brokers of the Republic of Kazakhstan as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded up to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded up to 1000 (one thousand) tenge.

3. The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

4. Column 2 indicates the name of reinsurers, insurance agents, insurance brokers (intermediaries), reinsurers (assignors) and policyholders who have debt under insurance and (or) reinsurance contracts.

5. In lines 2.1, 2.2, 2.3, 2.4, 2.5 the insurance agents having the largest share in the total amount of debt of insurance agents are indicated; the total debt of the remaining insurance agents is indicated in line 2.6 “Other insurance agents”.

6. Lines 5.1, 5.2, 5.3, 5.4, 5.5 indicate the policyholders who have the largest share in the total amount of debt of the policyholders; the total debt of the remaining policyholders is indicated in line 5.6 “Other policyholders”.

Appendix 5 to the Rules for the submission of reports by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, an insurance broker, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan Form designed to collect administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: Report on the calculation of insurance reserves for the “general insurance” industry

Index of the form intended for collecting administrative data free of charge: 5 – SRO – SO

Frequency: monthly

Reporting period: as of "___" ______20

Deadline for submitting a form intended for collecting administrative data free of charge: monthly, no later than the 6th (sixth) working day of the month following the reporting month

BIN: _______________________

Collection method: electronically

(in thousands of tenge)

No. Name of insurance classes Unearned premium reserve, total amount Reinsurer's share in the unearned premium reserve Net amount of the unearned premium reserve Reserve for occurred but unreported losses Reinsurer's share in the reserve for occurred but unreported losses 1 2 3 4 5 6 7 1 Compulsory insurance 1.1 insurance of civil liability of vehicle owners 1.2 insurance civil liability of the carrier to passengers 1.3 insurance of civil liability of private notaries 1.4 environmental insurance 1.5 insurance of civil liability of auditing organizations 1.6 insurance of tourists 1.7 insurance of civil liability of owners of objects whose activities are associated with the danger of causing harm to third parties 1.8 other types (classes) of insurance 2 Voluntary personal insurance 2.1 accident insurance 2.2 health insurance, including: 2.2.1 traveling abroad 2.3 other types (classes) of insurance 3 Voluntary property insurance 3.1 motor transport insurance 3.2 railway transport insurance 3.3 air transport insurance 3.4 water transport insurance 3.5 insurance of space objects 3.6 cargo insurance 3.7 property insurance against damage, with the exception of the classes indicated in lines 3.1, 3.2, 3.3, 3.4, 3.5 and 3.6 of this table 3.8 civil liability insurance for motor vehicle owners 3.9 civil liability insurance for air transport owners 3.10 civil liability insurance for water transport owners 3.11 civil liability insurance for space objects owners 3.12 professional liability insurance 3.13 civil liability insurance, with the exception of the classes indicated in lines 3.8, 3.9, 3.10, 3.11 and 3.12 of this table 3.14 insurance of loans to legal entities 3.15 mortgage insurance 3.16 insurance of guarantees and sureties 3.17 insurance against other financial losses 3.18 insurance of losses of financial organizations except for the classes specified in lines 3.14, 3.15, 3.16 and 3.17 of this table 3.19 title insurance 3.20 insurance legal expenses 3.21 other types (classes) of insurance 4 Total

continuation of the table:

Net reserve for reported but unreported losses Reserve for reported but unsettled losses, total amount Reinsurer's share in the reserve for reported but unsettled losses 8 9 10 …

continuation of the table:

Net amount of reserve for reported but unresolved losses Total amount of insurance reserves Reinsurer's share in total amount of insurance reserves Net amount of total insurance reserves 11 12 13 14 …

Name _________________________________________________Address__________________________________________________________Telephone ________________________________________________E-mail address Executor_ _last name, first name and patronymic (if any) signature, telephone numberManager or person entrusted with the function of signing the report _________________last name, first name and patronymic (if available) signatureDate "" ______________ 20

Note: the form is filled out in accordance with the explanation for filling out the form intended for collecting administrative data free of charge, “Report on the calculation of insurance reserves for the general insurance industry.”

Appendix to the form intended for collecting administrative data on a free basis, “Report on the calculation of insurance reserves for the general insurance industry”

Explanation for filling out a form intended for collecting administrative data free of charge

"Report on the calculation of insurance reserves for the general insurance industry" (index – 5 – SRO – SO, frequency – monthly)

Chapter 1. General provisions

This explanation defines uniform requirements for filling out a form intended for collecting administrative data on a free basis, “Report on the calculation of insurance reserves for the general insurance industry” (hereinafter referred to as the Form).

2. The form is compiled monthly by insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan operating in the “general insurance” industry as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded up to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded up to 1000 (one thousand) tenge.

3. The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

4. The Form indicates the amount of insurance reserves by insurance class at the end of the reporting period.

5. Insurance reserves are calculated in accordance with the Requirements for the formation, methodology for calculating insurance reserves and their structure, approved by Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 31, 2019 No. 13 (registered in the Register of State Registration of Normative Legal Acts under No. 18290).

6. In column 4, the reinsurer’s share in the unearned premium reserve is indicated with the exception of the commission to the assignor, insurance broker under the reinsurance (insurance) agreement and other compensation, payments to insurance intermediaries and other persons from the reinsurer not related to insurance protection for risks transferred to reinsurance.

Appendix 6 to the Rules for the submission of reports by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, an insurance broker, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan Form designed to collect administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: Report on the calculation of insurance reserves for the life insurance industry

Index of the form intended for collecting administrative data free of charge: 6 – SRZH – SO

Frequency: monthly

Reporting period: as of "___" _____20

Deadline for submitting a form intended for collecting administrative data free of charge: monthly, no later than the 6th (sixth) working day of the month following the reporting month

BIN: _______________________

Collection method: electronically

(in thousands of tenge)

No. Name of insurance classes Unearned premium reserve, total amount Reinsurer's share in the unearned premium reserve Net amount of the unearned premium reserve Reserve for unoccurred losses under life insurance (reinsurance) contracts 1 2 3 4 5 6 1 Total 1.1 life insurance, with the exception of the class specified in line 1.3 of this table, including: 1.1.1 cumulative 1.1.2 non-cumulative 1.2 annuity insurance, with the exception of the class indicated in line 1.4 of this table 1.3 life insurance within the framework of the state educational funded system 1.4 pension annuity insurance 1.5 tourist insurance 1.6 accident insurance 1.7 health insurance, including: 1.7.1 traveling abroad 1.8 insurance of an employee against accidents during the performance of his or her work (office) duties, including: 1.8.1 annuity insurance, carried out as part of compulsory insurance of an employee against accidents during the performance of his labor (office) duties 1.8.2 pre-retirement annuity insurance, carried out as part of compulsory insurance of an employee against accidents during the performance of his labor (office) duties 1.9 other types (classes) of insurance

continuation of the table:

The reinsurer's share in the reserve for non-occurred losses under life insurance (reinsurance) contracts The net amount of the reserve for non-occurring losses under life insurance (reinsurance) contracts The reserve for non-occurring losses under annuity contracts The reinsurer's share in the reserve for non-occurring losses under annuity contracts The net amount of the reserve for non-occurring losses under annuity contracts 7 8 9 10 11 ...

continuation of the table:

Reserve for occurred but unreported losses Reinsurer's share in the reserve for occurred but unreported losses Net amount of the reserve for occurred but unreported losses Reserve for reported but unsettled losses Reinsurer's share in the reserve for reported but unsettled losses 12 13 14 15 16 … …

continuation of the table:

Net reserve amount for reported but unresolved losses Total reinsurer's share in insurance reserves Total insurance reserves 17 18 19 …

Name _________________________________________________Address__________________________________________________________Telephone _______________________________________________________E-mail address Executor surname, first name and patronymic (if any) signature, telephone numberManager or person entrusted with the function of signing the report __________________last name, first name and patronymic (if available) signatureDate "" ______________ 20

Appendix to the form intended for collecting administrative data on a free basis, “Report on the calculation of insurance reserves for the life insurance industry”

Explanation for filling out a form intended for collecting administrative data free of charge

"Report on the calculation of insurance reserves for the life insurance industry" (index – 6 – SRZH – SO, frequency – monthly)

Chapter 1. General provisions

This explanation defines uniform requirements for filling out a form intended for collecting administrative data on a free basis, “Report on the calculation of insurance reserves for the life insurance industry” (hereinafter referred to as the Form).

2. The form is compiled monthly by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan operating in the “life insurance” industry as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded up to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded up to 1000 (one thousand) tenge.

3. The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

4. The Form indicates the amount of insurance reserves by insurance class at the end of the reporting period.

Appendix 7 to the Rules for the submission of reports by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, an insurance broker, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan Form designed to collect administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: Report on insurance premiums and state premiums

Index of the form intended for collecting administrative data free of charge: 7 – SP – SO

Frequency: monthly

Reporting period: as of "___" ______20

Deadline for submitting a form intended for collecting administrative data free of charge: monthly, no later than the 6th (sixth) working day of the month following the reporting month

BIN: _______________________

Collection method: electronically

(in thousands of tenge)

No. Name of insurance classes Insurance premiums accepted under insurance (reinsurance) agreements total including insurance premiums accepted under insurance agreements insurance premiums accepted under reinsurance agreements total including total including online from a resident from a non-resident from a resident from a non-resident individuals legal entities individuals legal entities 1 2 3 4 5 6 7 8 9 10 11 12 1 Compulsory insurance 1.1 civil liability of vehicle owners 1.2 civil liability of the carrier to passengers 1.3 civil liability insurance of private notaries 1.4 environmental insurance 1.5 civil liability of audit organizations 1.6 tourist insurance 1.7 civil liability of owners of facilities whose activities are associated with the danger of causing harm to third parties 1.8 insurance of an employee against accidents during the performance of his work (official) duties, including: 1.8.1 annuity insurance, carried out as part of compulsory insurance of an employee against accidents during the performance of his labor (office) duties 1.8.2 pre-retirement annuity insurance, carried out as part of compulsory insurance of an employee against accidents during the performance of his labor (office) duties 1.9 other types (classes) of insurance 2 Voluntary personal insurance 2.1 life insurance, with the exception class specified in line 2.3 of this table, including: 2.1.1 funded 2.1.2 non-funded 2.2 annuity insurance, with the exception of the class indicated in line 2.4 of this table 2.3 life insurance within the framework of the state educational funded system 2.4 pension annuity insurance 2.5 accident insurance 2.6 health insurance, including: 2.6.1 traveling abroad 2.7 other types (classes) of insurance 3 Voluntary property insurance 3.1 motor transport insurance 3.2 railway transport insurance 3.3 air transport insurance 3.4 water transport insurance 3.5 insurance of space objects 3.6 cargo insurance 3.7 property insurance against damage, with the exception of the classes specified in lines 3.1, 3.2, 3.3, 3.4, 3.5 and 3.6 of this table 3.8 civil liability insurance for motor vehicle owners 3.9 civil liability insurance for air transport owners 3.10 civil liability insurance for water transport owners 3.11 civil liability insurance for space objects owners 3.12 professional liability insurance 3.13 civil liability insurance, with the exception of the classes indicated in lines 3.8, 3.9, 3.10, 3.11 and 3.12 of this table 3.14 insurance of loans to legal entities 3.15 mortgage insurance 3.16 insurance of guarantees and sureties 3.17 insurance against other financial losses 3.18 insurance of losses of financial organizations, except for the classes specified in lines 3.14, 3.15, 3.16 and 3.17 of this table 3.19 title insurance 3.20 insurance of legal expenses 3.21 other types (classes) of insurance 4 Total

continuation of the table:

State premium Insurance premiums transferred for reinsurance Income associated with the termination of contracts transferred for reinsurance Net amount of insurance premiums Expenses associated with termination of insurance (reinsurance) contracts total including total including resident non-resident under insurance contracts under reinsurance contracts state premium 13 14 15 16 17 18 19 20 21 22 ...

continuation of the table:

Change in the unearned premium reserve Change in reinsurance assets in the unearned premium reserve Change in the net amount of the unearned premium reserve Net amount of earned insurance premiums (column 18 - column 19 - column 27) total including resident non-resident 23 24 25 26 27 28 ...

continuation of the table:

Income in the form of commissions for insurance activities Expenses in the form of commissions for insurance activities total including total including from residents from non-residents to residents to non-residents 29 30 31 32 33 34 …

Name _________________________________________________Address _______________________________________________________________Phone _________________________________________________________E-mail address __________Executor surname, first name and patronymic (if any) signature, telephone numberManager or person entrusted with the function of signing the report __________________last name, first name and patronymic (if any) signatureDate "" ______________ 20

Appendix to the form intended for collecting administrative data on a free basis, “Report on insurance premiums and state premiums”

Explanation for filling out a form intended for collecting administrative data free of charge

“Report on insurance premiums and state premiums” (index – 7 – SP – SO, frequency – monthly)

Chapter 1. General provisions

This explanation defines uniform requirements for filling out a form intended for collecting administrative data free of charge “Report on insurance premiums and state premiums” (hereinafter referred to as the Form).

3. The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

4. Column 4 indicates the total data of columns 6, 7, 8 and 9.

5. Column 13 indicates the state premium accepted under life insurance contracts within the framework of the state educational savings system.

Appendix 8 to the Rules for the submission of reports by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, an insurance broker, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan Form designed to collect administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz

Name of administrative form: report on insurance payments

Index of the form intended for collecting administrative data free of charge: 8 – SV –SO

Frequency: monthly

Reporting period: as of "___" ______20

Deadline for submitting a form intended for collecting administrative data free of charge: monthly, no later than the 6th (sixth) working day of the month following the reporting month

BIN: _______________________

Collection method: electronically

(in thousands of tenge)

No. Name of insurance classes Expenses for making insurance payments Total including under contracts accepted for insurance under contracts accepted for reinsurance to individuals to legal entities from residents from non-residents total including, state premium 1 2 3 4 5 6 7 8 1 Compulsory insurance 1.1 civil liability of vehicle owners 1.2 civil liability of the carrier to passengers 1.3 insurance civil liability of private notaries 1.4 environmental insurance 1.5 civil liability of audit organizations 1.6 tourist insurance 1.7 civil liability of owners of objects whose activities are associated with the danger of causing harm to third parties 1.8 insurance of an employee against accidents during the performance of his labor (official) duties, including: 1.8.1 annuity insurance carried out as part of compulsory insurance of an employee against accidents cases during the performance of his labor (official) duties 1.8.2 pre-retirement annuity insurance, carried out as part of the compulsory insurance of an employee against accidents during the performance of his labor (official) duties 1.9 other types (classes) of insurance 2 Voluntary personal insurance 2.1 life insurance, with the exception of the class indicated in line 2.3 of this table, including: 2.1.1 cumulative 2.1.2 non-cumulative 2.2 annuity insurance, with the exception of the class indicated in line 2.4 of this table 2.3 life insurance within the framework of the state educational funded system 2.4 pension annuity insurance 2.5 accident insurance 2.6 health insurance, including: 2.6.1 traveling abroad 2.7 other types (classes) of insurance 3 Voluntary property insurance 3.1 motor transport insurance 3.2 railway transport insurance 3.3 air transport insurance 3.4 water transport insurance 3.5 insurance of space objects 3.6 cargo insurance 3.7 insurance of property against damage, with the exception of the classes indicated in lines 3.1, 3.2, 3.3, 3.4, 3.5 and 3.6 of this table 3.8 civil liability insurance of road transport owners 3.9 civil liability insurance of aircraft owners transport 3.10 insurance of civil liability of owners of water transport 3.11 insurance of civil liability of owners of space objects 3.12 insurance of professional liability 3.13 insurance of civil liability, with the exception of the classes indicated in lines 3.8, 3.9, 3.10, 3.11 and 3.12 of this table 3.14 insurance of loans to legal entities 3.15 mortgage insurance 3.16 insurance of guarantees and sureties 3.17 insurance against other financial losses 3.18 insurance against losses of financial organizations, with the exception of the classes indicated in lines 3.14, 3.15, 3.16 and 3.17 of this table 3.19 title insurance 3.20 insurance of legal expenses 3.21 other types (classes) of insurance 4 Total

continuation of the table:

Number of claims filed Number of insurance payments Compensation under a recourse claim Compensation transferred to the reinsurer under a recourse claim Total including individuals legal entities 9 10 11 12 13 14 …

continuation of the table:

Reimbursement of expenses for risks transferred to reinsurance Net expenses for making insurance payments Expenses for settling insurance losses Total including from residents from non-residents 15 16 17 18 19 …

Name _________________________________________________Address__________________________________________________________Telephone _______________________________________________________E-mail address Executor surname, first name and patronymic (if any) signature, telephone numberManager or person entrusted with the function of signing the report __________________last name, first name and patronymic (if available) signatureDate "" ______________ 20

Note: the form is filled out in accordance with the explanation for filling out the form intended for collecting administrative data free of charge, “Report on Insurance Payments”.

Appendix to the form intended for collecting administrative data free of charge, “Insurance Payments Report”

Explanation for filling out a form intended for collecting administrative data free of charge

“Report on insurance payments” (index – 8 – SV –SO, frequency – monthly)

Chapter 1. General provisions

This explanation defines uniform requirements for filling out a form intended for collecting administrative data free of charge “Report on Insurance Payments” (hereinafter referred to as the Form).

3. The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

4. Column 6 indicates the state premium accepted under life insurance contracts within the framework of the state educational savings system.

5. Column 9 indicates the number of reported claims registered in the loss report of the insurance (reinsurance) company for the period from the beginning of the reporting year (with a cumulative total).

6. Column 10 indicates the number of insurance payments for the period from the beginning of the reporting year (with a cumulative total). Insurance payments made in the form of periodic payments under annuity insurance contracts to the same beneficiary for one insured event are indicated as one insurance payment.

7. Columns 11 and 12 “number of insurance payments” indicate information on the policyholder (beneficiary), who is the actual recipient of the insurance payment.

8. Column 18 indicates the value of column 3 minus the values of columns 13, 15 and adding the value of column 14.

9. Column 19 shall indicate the amount of additional expenses of the insurance (reinsurance) company for the acquisition of services (appraiser services and legal services) associated with the implementation of insurance payments.

Appendix 9 to the Rules for the submission of reports by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, an insurance broker, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan Form designed to collect administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: report on large insurance (reinsurance) contracts, insurance payments and large declared claims

Index of the form intended for collecting administrative data free of charge: 9 – KD – SO

Frequency: monthly

Reporting period: as of "___" ______20

Circle of persons submitting a form intended for collecting administrative data free of charge: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization

Deadline for submitting a form intended for collecting administrative data free of charge: monthly, no later than the 6th (sixth) working day of the month following the reporting month

BIN: _______________________

Collection method: electronically

Table 1. Large insurance (reinsurance) contracts

(in thousands of tenge)

No. Name of insurance classes Policyholder Beneficiary Amount of insurance premium Limit of liability (sum insured) 1 2 3 4 5 6 1 2 3 … Total

continuation of the table:

including those transferred to reinsurance Period of insurance protection Brief description of the insurance object Details decision of the board of directors on a major transaction number date 7 8 9 10 11 ...

Table 2. Large insurance payments and submitted claims

(in thousands of tenge)

No. Name of insurance classes Policyholder (beneficiary) Limit of liability (sum insured) Amount of insurance payment 1 2 3 4 5 1 2 3 … Total

continuation of the table:

Amount of expected compensation from the reinsurer Amount of the declared claim Brief description of the insured event 6 7 8 …

Name ________________________________________________Address_________________________________________________________Telephone ______________________________________________________E-mail address Executor surname, first name and patronymic (if any) signature, telephone numberManager or person entrusted with the function of signing the report __________________last name, first name and patronymic (if any) signatureDate "" ______________ 20

Note: the form is filled out in accordance with the explanation for filling out the form intended for collecting administrative data on a free basis, “Report on large insurance (reinsurance) contracts, insurance payments and large declared claims.”

Appendix to the form intended for collecting administrative data on a free basis, “Report on large insurance (reinsurance) contracts, insurance payments and large stated claims”

Explanation for filling out a form intended for collecting administrative data free of charge

“Report on large insurance (reinsurance) contracts, insurance payments and large declared claims” (index – 9 – KD – SO, frequency – monthly)

Chapter 1. General provisions

This explanation defines uniform requirements for filling out a form intended for collecting administrative data free of charge “Report on large insurance (reinsurance) contracts, insurance payments and large stated claims” (hereinafter referred to as the Form).

2. The form is compiled monthly by the insurance (reinsurance) organization and the Islamic insurance (reinsurance) organization as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded up to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded up to 1000 (one thousand) tenge.

3. The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

4. According to Table 1:

the Form indicates information on insurance (reinsurance) contracts that entered into force in the reporting period (month) (except for contracts concluded under the class of compulsory civil liability insurance of vehicle owners and accumulative life insurance), the total liability limit (total insured amount) for which is equal to or exceeds ten percent of the amount of assets of the insurance (reinsurance) organization, minus assets that are the reinsurer’s share in insurance reserves;

2) column 8 indicates the period of insurance protection in accordance with the terms of the insurance/reinsurance agreement. If there are several objects of insurance (reinsurance) with different periods of insurance protection, the earliest start date and latest date of completion of insurance protection within the framework of one insurance (reinsurance) contract are indicated;

3) column 9 indicates a brief description of the insurance object;

4) columns 10 and 11 indicate the decision of the board of directors of the insurance (reinsurance) organization on the completion of a major insurance (reinsurance) transaction that meets the requirements of Resolution of the Board of the National Bank of the Republic of Kazakhstan dated June 17, 2003 No. 186 “On approval of the standard for recognition of a major insurance (reinsurance) transaction” (registered in the Register of State Registration of Normative Legal Acts under No. 2405).

5. According to Table 2:

the Form indicates information on insurance payments made in the reporting period (month) under insurance (reinsurance) contracts, according to claims declared in the reporting period (month), but unsettled claims for insurance payments (except for contracts concluded under the class of compulsory insurance of civil liability of vehicle owners and accumulative life insurance) in an amount equal to or exceeding ten percent of the total amount of net insurance reserves formed under the relevant insurance class.

Appendix 10 to the Rules for the submission of reports by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, an insurance broker, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan Form designed to collect administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: report on the volume of obligations

Index of the form intended for collecting administrative data free of charge: 19 – I(R)O_M

Frequency: monthly

Reporting period: as of "___" ______20

Deadline for submitting a form intended for collecting administrative data free of charge: monthly, no later than the 6th (sixth) working day of the month following the reporting month

BIN: _______________________

Collection method: electronically

№ Наименование классов страхования Количество заключенных договоров за период с начала текущего года (с нарастающим итогом) (штук) Количество объектов страхования по заключенным договорам за период с начала текущего года (штук) Количество действующих договоров (штук) Количество объектов страхования по действующим договорам (штук) Всего в том числе, в онлайн режиме 1 2 3 4 5 6 7 1 Обязательное страхование: 1.1 гражданско-правовая ответственность владельцев транспортных средств, в том числе: 1.1.1 физические лица 1.1.2 юридические лица 1.2 гражданско-правовая ответственность перевозчика перед пассажирами, в том числе: 1.2.1 физические лица 1.2.2 юридические лица 1.3 страхование гражданско-правовой ответственности частных нотариусов, в том числе: 1.3.1 физические лица 1.3.2 юридические лица 1.4 экологическое страхование, в том числе: 1.4.1 физические лица 1.4.2 юридические лица 1.5 гражданско-правовая ответственность аудиторских организаций, в том числе: 1.5.1 физические лица 1.5.2 юридические лица 1.6 страхование туриста, в том числе: 1.6.1 физические лица 1.6.2 юридические лица 1.7 гражданско-правовая ответственность владельцев объектов, деятельность которых связана с опасностью причинения вреда третьим лицам, в том числе: 1.7.1 физические лица 1.7.2 юридические лица 1.8 страхование работника от несчастных случаев при исполнении им трудовых (служебных) обязанностей, в том числе: 1.8.1 физические лица 1.8.2 юридические лица 1.8.3 аннуитетное страхование, осуществляемое в рамках обязательного страхования работника от несчастных случаев при исполнении им трудовых (служебных) обязанностей 1.8.3.1 физические лица 1.8.3.2 юридические лица 1.8.4 предпенсионное аннуитетное страхование, осуществляемое в рамках обязательного страхования работника от несчастных случаев при исполнении им трудовых (служебных) обязанностей 1.8.4.1 физические лица 1.8.4.2 юридические лица 1.9 иные виды (классы) страхования, в том числе: 1.9.1 физические лица 1.9.2 юридические лица 1.10 Итого по обязательному страхованию физических лиц 1.11 Итого по обязательному страхованию юридических лиц 2 Добровольное личное страхование: 2.1 страхование жизни, за исключением класса, указанного в строке 2.3 настоящей таблицы, в том числе: 2.1.1 накопительное 2.1.1.1 физические лица 2.1.1.2 юридические лица 2.1.2 ненакопительное 2.1.2.1 физические лица 2.1.2.2 юридические лица 2.2 аннуитетное страхование, за исключением класса, указанного в строке 2.4 настоящей таблицы, в том числе: 2.2.1 физические лица 2.2.2 юридические лица 2.3 страхование жизни в рамках государственной образовательной накопительной системы, в том числе: 2.3.1 физические лица 2.3.2 юридические лица 2.4 пенсионное аннуитетное страхование, в том числе: 2.4.1 физические лица 2.4.2 юридические лица 2.5 страхование от несчастных случаев, в том числе: 2.5.1 физические лица 2.5.2 юридические лица 2.6 страхование на случай болезни, в том числе: 2.6.1 физические лица 2.6.2 юридические лица 2.6.3 выезжающие за рубеж 2.7 иные виды (классы) страхования, в том числе: 2.7.1 физические лица 2.7.2 юридические лица 2.8 Итого по добровольному личному страхованию физических лиц 2.9 Итого по добровольному личному страхованию юридических лиц 3 Добровольное имущественное страхование: 3.1 страхование автомобильного транспорта, в том числе: 3.1.1 физические лица 3.1.2 юридические лица 3.2 страхование железнодорожного транспорта, в том числе: 3.2.1 физические лица 3.2.2 юридические лица 3.3 страхование воздушного транспорта, в том числе: 3.3.1 физические лица 3.3.2 юридические лица 3.4 страхование водного транспорта, в том числе: 3.4.1 физические лица 3.4.2 юридические лица 3.5 страхование космических объектов, в том числе: 3.5.1 физические лица 3.5.2 юридические лица 3.6 страхование грузов, в том числе: 3.6.1 физические лица 3.6.2 юридические лица 3.7 страхование имущества от ущерба, за исключением классов, указанных в строках 3.1, 3.2, 3.3, 3.4, 3.5 и 3.6 настоящей таблицы, в том числе: 3.7.1 физические лица 3.7.2 юридические лица 3.8 страхование гражданско- правовой ответственности владельцев автомобильного транспорта, в том числе: 3.8.1 физические лица 3.8.2 юридические лица 3.9 страхование гражданско- правовой ответственности владельцев воздушного транспорта, в том числе: 3.9.1 физические лица 3.9.2 юридические лица 3.10 страхование гражданско-правовой ответственности владельцев водного транспорта, в том числе: 3.10.1 физические лица 3.10.2 юридические лица 3.11 страхование гражданско-правовой ответственности владельцев космических объектов, в том числе: 3.11.1 физические лица 3.11.2 юридические лица 3.12 страхование профессиональной ответственности, в том числе: 3.12.1 физические лица 3.12.2 юридические лица 3.13 страхование гражданско-правовой ответственности, за исключением классов, указанных в строках 3.8, 3.9, 3.10, 3.11 и 3.12 настоящей таблицы, в том числе: 3.13.1 физические лица 3.13.2 юридические лица 3.14 страхование займов юридических лиц, в том числе: 3.14.1 физические лица 3.14.2 юридические лица 3.15 ипотечное страхование, в том числе: 3.15.1 физические лица 3.15.2 юридические лица 3.16 страхование гарантий и поручительств, в том числе: 3.16.1 физические лица 3.16.2 юридические лица 3.17 страхование от прочих финансовых убытков, в том числе: 3.17.1 физические лица 3.17.2 юридические лица 3.18 страхование убытков финансовых организаций, за исключением классов, указанных в строках 3.14, 3.15, 3.16 и 3.17 настоящей таблицы, в том числе: 3.18.1 физические лица 3.18.2 юридические лица 3.19 титульное страхование, в том числе: 3.19.1 физические лица 3.19.2 юридические лица 3.20 страхование судебных расходов, в том числе: 3.20.1 физические лица 3.20.2 юридические лица 3.21 иные виды (классы) страхования, в том числе: 3.21.1 физические лица 3.21.2 юридические лица 3.22 Итого по добровольному имущественному страхованию физических лиц 3.23 Итого по добровольному имущественному страхованию юридических лиц 4 Всего, в том числе: 4.1 физические лица 4.2 юридические лица

continuation of the table:

Volume of obligations under existing insurance (reinsurance) agreements, in thousands of tenge Amount of insurance premiums under existing insurance (reinsurance) agreements, in thousands of tenge total including transferred for reinsurance total including transferred for reinsurance to residents non-residents residents non-residents 8 9 10 11 12 13 ...

Note: the form is filled out in accordance with the explanation for filling out the form intended for collecting administrative data on a free basis, “Report on the volume of obligations”.

Appendix to the form intended for collecting administrative data on a free basis, “Report on the volume of obligations”

Explanation for filling out a form intended for collecting administrative data free of charge

“Report on the volume of obligations” (index – 19 – I(R)O_M, frequency – monthly)

Chapter 1. General provisions

This clarification defines uniform requirements for filling out the form intended for collecting administrative data on a free basis “Report on the volume of obligations” (hereinafter referred to as the Form).

3. The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

4. Columns 5 and 7 indicate the number of units of insurance objects, based on which the amount of the insurance premium is determined.

5. For voluntary and compulsory types of civil liability insurance, with the exception of compulsory civil liability insurance of vehicle owners, compulsory civil liability insurance of the carrier to passengers, for each insurance (reinsurance) agreement, one insurance object is indicated in columns 5 and 7.

6. In the class of compulsory civil liability insurance of vehicle owners, columns 5 and 7 indicate the number of vehicles.

7. Column 8 indicates the total volume of obligations under existing insurance and incoming reinsurance contracts.

8. Column 11 indicates the amount of insurance premiums under existing insurance contracts and incoming reinsurance.

9. In case of concluding a voluntary insurance agreement within several classes of insurance, information on the insurance (reinsurance) agreement:

in columns 3, 4, 5, 6 and 7 is indicated in accordance with the class of insurance that has the largest share in the volume of obligations under this agreement;

2) in columns 8, 9, 10 and 11 is indicated separately for each class of insurance.

10. In the annuity insurance class, the volume of obligations under existing insurance (reinsurance) contracts is not indicated.

Appendix 11 to the Rules for the submission of reports by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, an insurance broker, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan Form designed to collect administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: report on the calculation of the combined coefficient

Index of the form intended for collecting administrative data free of charge: 11 – KK – SO

Frequency: monthly

Reporting period: as of "___" ______20

Deadline for submitting a form intended for collecting administrative data free of charge: monthly, no later than the 6th (sixth) working day of the month following the reporting month

BIN: _______________________

Collection method: electronically

(in thousands of tenge)

No. Name of classes (types) of insurance Earned insurance premiums Insurance payments Changes in loss reserves Settlement expenses Expenses Net expenses Total Net amount of earned premiums Total Net amount of insurance payments Total Net amount of changes in loss reserves 1 2 3 4 5 6 7 8 9 10 11 1. Compulsory insurance 1.1 insurance of civil liability of vehicle owners 1.2 insurance civil liability of the carrier to passengers 1.3 insurance of civil liability of private notaries 1.4 environmental insurance 1.5 insurance of civil liability of auditors and audit organizations 1.6 insurance of tourists 1.7 insurance of civil liability of owners of objects whose activities are associated with the danger of causing harm to third parties 1.8 insurance of an employee against accidents during the performance of his labor (official) duties, including: 1.8.1 annuity insurance, carried out as part of compulsory insurance of an employee against accidents during the performance of his labor (official) duties 1.8.2 pre-retirement annuity insurance, carried out as part of compulsory insurance of an employee against accidents during the performance of his labor (official) duties 1.9 other classes (types) of insurance 2. Voluntary personal insurance 2.1 life insurance, with the exception of the class indicated in the line 2.3 of this table 2.1.1 accumulative 2.1.2 non-accumulative 2.2 annuity insurance, with the exception of the class indicated in line 2.4 of this table 2.3 life insurance within the framework of the state educational accumulative system 2.4 pension annuity insurance 2.5 accident insurance 2.6 health insurance, including: 2.6.1 traveling abroad 2.7 other types (classes) of insurance 3. Voluntary property insurance 3.1 motor transport insurance 3.2 railway transport insurance 3.3 air transport insurance 3.4 water transport insurance 3.5 insurance of space objects 3.6 cargo insurance 3.7 property damage insurance, with the exception of the classes indicated in lines 3.1, 3.2, 3.3, 3.4, 3.5 and 3.6 of this table 3.8 insurance civil liability insurance of motor transport owners 3.9 civil liability insurance of air transport owners 3.10 civil liability insurance of water transport owners 3.11 civil liability insurance of space objects owners 3.12 professional liability insurance 3.13 civil liability insurance, with the exception of the classes indicated in lines 3.8, 3.9, 3.10, 3.11 and 3.12 of this table 3.14 insurance of loans to legal entities 3.15 mortgage insurance 3.16 insurance of guarantees and sureties 3.17 insurance against other financial losses 3.18 insurance of losses of financial organizations, with the exception of the classes indicated in lines 3.14, 3.15, 3.16 and 3.17 of this table 3.19 title insurance 3.20 insurance of legal expenses 3.21 other types (classes) of insurance 4. Across the entire insurance portfolio

continuation of the table:

Loss ratio for the reporting period, taking into account the reinsurer's share, in percent Loss ratio for the reporting period, excluding the reinsurer's share, in percent Cost ratio, taking into account the reinsurer's share, in percent Cost ratio, excluding the reinsurer's share, in percent Combined ratio, taking into account the reinsurer's share, in percent Combined ratio, excluding the reinsurer's share, in percent 12 13 14 15 16 17 ...

Note: the form is filled out in accordance with the explanation for filling out the form intended for collecting administrative data free of charge, “Report on the calculation of the combined coefficient of an insurance (reinsurance) organization.”

Appendix to the form intended for collecting administrative data on a free basis, “Report on the calculation of the combined coefficient of an insurance (reinsurance) organization”

Explanation for filling out a form intended for collecting administrative data free of charge

"Report on the calculation of the combined coefficient of an insurance (reinsurance) organization" (index – 11 – KK – SO, frequency – monthly)

Chapter 1. General provisions

This explanation defines uniform requirements for filling out a form intended for collecting administrative data free of charge “Report on the calculation of the combined coefficient of an insurance (reinsurance) organization” (hereinafter referred to as the Form).

3. The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

4. The form determines the procedure for calculating coefficients characterizing the unprofitability of an insurance (reinsurance) company.

5. The form is filled out for all classes (types) of insurance, with the exception of classes (types) of accumulative insurance.

6. All parameters are used for the twelve months preceding the reporting date.

7. Column 3 shall indicate the earned insurance premiums, calculated in accordance with part two of paragraph 8 of the Rules for calculating coefficients characterizing the loss ratio (loss ratio, cost ratio, combined ratio) of an insurance (reinsurance) company, a branch of a non-resident insurance (reinsurance) company of the Republic of Kazakhstan, approved by Resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 19, 2015 No. 240 (registered in the Register of State Registration of Normative Legal Acts under No. 13056) (hereinafter referred to as the Rules).

8. Column 4 indicates the net earned insurance premiums, calculated in accordance with part two of paragraph 9 of the Rules.

9. Column 5 indicates insurance payments for the twelve months preceding the reporting date.

10. Column 6 shall indicate insurance payments excluding the reinsurer’s share for the twelve months preceding the reporting date.

11. Column 7 indicates changes in loss reserves for the twelve months preceding the reporting date.

12. Column 8 indicates changes in loss reserves excluding the reinsurer’s share for the twelve months preceding the reporting date.

13. Column 9 shall indicate settlement costs for the twelve months preceding the reporting date.

14. Columns 10, 11, 14, 15, 16 and 17 are filled in for the entire insurance portfolio.

15. Column 12 indicates the ratio of the sum of columns 5, 7 and 9 to the corresponding value of column 3.

16. Column 13 indicates the ratio of the sum of columns 6, 8 and 9 to the corresponding value of column 4.

17. Column 14 indicates the ratio of the value of column 10 to the corresponding value of column 3.

18. Column 15 indicates the ratio of the value of column 11 to the corresponding value of column 4.

19. Column 16 indicates the sum of the corresponding values in columns 12 and 14.

20. Column 17 indicates the sum of the corresponding values in columns 13 and 15.

Appendix 12 to the Rules for the submission of reports by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, an insurance broker, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan Form designed to collect administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: report on reinsurance activities

Index of the form intended for collecting administrative data free of charge: 12 – PD – SO

Frequency: monthly

Reporting period: as of "___" ______20

Deadline for submitting a form intended for collecting administrative data free of charge: monthly, no later than the 6th (sixth) working day of the month following the reporting month

BIN: _______________________

Collection method: electronically

No. Name of the reinsurance organization Parent company Rating Name of the rating agency Location (country) of the reinsurance organization Name of the insurance broker country code 1 2 3 4 5 6 7 8 1 Non-resident insurance (reinsurance) organizations 1.1 … 2 Resident insurance (reinsurance) organizations 2.1 … 3 Resident insurance (reinsurance) organizations - AIFC participants 3.1 … 4 Total

continuation of the table:

Location (country) of a non-resident insurance broker Name of foreign currency (in thousands of currency units) Volume of liabilities transferred for reinsurance (for the period from the beginning of the current year), in thousands of tenge Volume of liabilities transferred for reinsurance under existing insurance (reinsurance) agreements, in thousands of tenge Insurance premiums transferred to the reinsurance organization (for the period since the beginning of the current year), in thousands of tenge name country code 9 10 11 12 13 14 …

continuation of the table:

Insurance premiums transferred to the reinsurance organization (for the period from the beginning of the current year), in thousands of foreign currency Insurance premiums transferred to the reinsurance organization under existing insurance agreements (reinsurance), in thousands of tenge Risk compensation received under reinsurance agreements (for the period from the beginning of the current year), in thousands of tenge Insurance premiums accepted under reinsurance agreements (for the period from the beginning of the current year), in thousands of tenge Insurance payments under agreements, accepted for reinsurance (for the period from the beginning of the current year), in thousands of tenge 15 16 17 18 19 ...

continuation of the table:

Type of reinsurance (facultative/obligatory) Form of reinsurance (proportional/non-proportional) Name of insurance class 20 21 22 …

Note: the form is filled out in accordance with the explanation for filling out the form intended for collecting administrative data on a free basis, “Report on Reinsurance Activities”.

Appendix to the form intended for collecting administrative data on a free basis, “Report of reinsurance activities”

Explanation for filling out a form intended for collecting administrative data free of charge

"Report on reinsurance activities" (index – 12 – PD – SO, frequency – monthly)

Chapter 1. General provisions

This explanation defines uniform requirements for filling out a form intended for collecting administrative data on a free basis, “Report on Reinsurance Activities” (hereinafter referred to as the Form).

2. The form is compiled monthly by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan as of the end of the reporting period. Data in the Form is filled in thousands of tenge, unless otherwise indicated. An amount less than 500 (five hundred) tenge is rounded up to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded up to 1000 (one thousand) tenge.

3. The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

4. Column 2 indicates the full name of the insurance (reinsurance) organization (without using abbreviations and abbreviations).

5. Columns 3 and 8 indicate the full name (without using abbreviations and abbreviations).

6. Column 4 indicates the rating assigned by one of the rating agencies, in accordance with the resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 24, 2012 No. 385 “On establishing a minimum rating for legal entities and countries, the need for which is required in accordance with the legislation of the Republic of Kazakhstan regulating the activities of financial organizations, branches of non-resident banks of the Republic of Kazakhstan, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, the list of rating agencies, assigning this rating" (registered in the Register of State Registration of Normative Legal Acts under No. 8318). If there is no rating, column 4 indicates “no rating.”

7. In columns 7 and 10, the country code is indicated in accordance with the national classifier of the Republic of Kazakhstan NK RK ISO 3166-1 “Codes for representing the names of countries and units of their administrative-territorial divisions.”

8. Column 11 indicates the contract currency code in accordance with the national classifier of the Republic of Kazakhstan NK RK 07 ISO 4217 “Codes for the presentation of currencies and funds”.

9. The volume of liabilities in column 12 is indicated for reinsurance contracts concluded for the period from the beginning of the reporting period.

10. The amount of obligations transferred for reinsurance under existing insurance (reinsurance) contracts to residents of the Republic of Kazakhstan, in the line “Resident insurance (reinsurance) organizations” in column 13 corresponds to the total amount of column 9 of the report on the volume of obligations, with the exception of the amount of the volume of obligations for the annuity insurance class.

11. The amount of obligations transferred for reinsurance under existing insurance (reinsurance) contracts to non-residents of the Republic of Kazakhstan in the line “Non-resident insurance (reinsurance) organizations” in column 13 corresponds to the total amount of column 10 of the report on the volume of obligations, with the exception of the amount of the volume of obligations for the annuity insurance class.

12. The total amount of obligations transferred for reinsurance under existing insurance (reinsurance) contracts in column 13 corresponds to the amount of columns 9 and 10 of the report on the volume of obligations, with the exception of the amount of the volume of obligations for the annuity insurance class.

13. The amount of insurance premiums transferred to residents of the Republic of Kazakhstan in the line “Resident insurance (reinsurance) organizations” in column 14 corresponds to the total amount in column 15 of the Table Insurance premiums and state premium of Appendix 7 of this resolution.

14. The amount of insurance premiums transferred to non-residents of the Republic of Kazakhstan in the line “Non-resident insurance (reinsurance) organizations” in column 14 corresponds to the total amount in column 16 of the Table Insurance premiums and state premium of Appendix 7 of this resolution.

15. The total amount of insurance premiums transferred to the reinsurance organization in column 14 corresponds to the total amount of column 14 of the Table Insurance premiums and state premium of Appendix 7 of this resolution.

16. Column 15 shall indicate the amount of insurance premiums in foreign currency transferred by the reinsurance organization for the period from the beginning of the reporting period.

17. Column 17 shall indicate data on compensation for risks received under reinsurance agreements.

18. Column 19 shall indicate the amounts of insurance payments under contracts accepted for reinsurance.

19. Column 22 indicates the name of the insurance class. If insurance premiums for different classes of insurance were transferred to one reinsurance organization, the list of insurance classes is indicated in one line.

Appendix 13 to the Rules for the submission of reports by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, an insurance broker, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan Form designed to collect administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: report on comparison of terms of assets and liabilities in national and foreign currencies

Index of the form intended for collecting administrative data free of charge: 13 – SS –SO

Frequency: monthly

Reporting period: as of "___" ______20

Deadline for submitting a form intended for collecting administrative data free of charge: monthly, no later than the 6th (sixth) working day of the month following the reporting month

BIN: _______________________

Collection method: electronically

(in thousands of tenge)

No. Indicator name On demand up to 30 days Total including Total including in tenge in dollars in Euros in Russian rubles in other foreign currencies in tenge in dollars in Euros in Russian rubles in other foreign currencies 1 2 3 4 5 6 7 8 9 10 11 12 13 14 Assets 1 Cash and cash equivalents 2 Placed deposits 3 Securities, including: 3.1 Securities measured at fair value through other comprehensive income 3.2 Securities measured at fair value through profit or loss 3.3 Securities measured at amortized cost 4 Reinsurance assets 5 Insurance premiums receivable from policyholders (reinsurers) and intermediaries, including: 5.1 debt overdue for more than 90 days 5.2 Reserves for impairment 6 Other receivables 7 Other assets 8 Other assets that do not have a maturity Liabilities 9 Reserves, including: 9.1 reserve for unearned premiums 9.2 reserve for non-occurring losses under life insurance (reinsurance) contracts 9.3 reserve for non-occurring losses under annuity contracts 9.4 reserve for occurred but unreported losses 9.5 reserve for reported but unresolved losses 10 Settlements with reinsurers 11 Other liabilities 12 Other liabilities that do not have a due date

continuation of the table:

from 31 days to 90 days from 91 days to 180 days Total including Total including in tenge in US dollars in Euros in Russian rubles in other foreign currencies in tenge in US dollars in Euros in Russian rubles in other foreign currencies 15 16 17 18 19 20 21 22 23 24 25 26 ...

continuation of the table:

from 181 days to 1 year Over 1 year to 3 years Total including Total including in tenge in dollars in Euros in Russian rubles in other foreign currencies in tenge in dollars in Euros in Russian rubles in other foreign currencies 33 34 35 36 37 38 39 40 41 42 43 44...

continuation of the table:

Over 3 years up to 5 years Over 5 years up to 10 years Total including Total including in tenge in US dollars in Euros in Russian rubles in other foreign currencies in tenge in US dollars in Euros in Russian rubles in other foreign currencies 33 34 35 36 37 38 39 40 41 42 43 44 ...

continuation of the table:

Over 10 years Total Total including Total including in tenge in US dollars in Euros in Russian rubles in other foreign currencies in tenge in US dollars in Euros in Russian rubles in other foreign currencies 51 52 53 54 55 56 57 58 59 60 61 62 …

Note: the form is filled out in accordance with the explanation for filling out the form intended for collecting administrative data on a free basis, “Report on comparison of the terms of assets and liabilities in national and foreign currencies.”

Appendix to the form intended for collecting administrative data on a free basis, “Report on comparison of the maturities of assets and liabilities in national and foreign currencies”

Explanation for filling out a form intended for collecting administrative data free of charge

“Report on comparison of terms of assets and liabilities in national and foreign currencies” (index – 13 – SS –SO, frequency – monthly)

Chapter 1. General provisions

This explanation defines uniform requirements for filling out a form intended for collecting administrative data on a free basis, “Report on comparison of the terms of assets and liabilities in national and foreign currencies” (hereinafter referred to as the Form).

3. The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

4. When filling out the Form, for each asset (liability), the minimum period is provided, after which the insurance (reinsurance) organization requires the fulfillment of obligations of debtors and fulfills the claims of creditors.

5. Assets are included minus formed reserves for doubtful debts.

6. Line 7 “Other assets” reflects assets that have a period after which the insurance (reinsurance) organization requires the fulfillment of debtors’ obligations, with the exception of those indicated in lines 1, 2, 3, 4, 5 and 6 of the Form.

7. Line 11 “Other liabilities” reflects liabilities that have a period after which the insurance (reinsurance) company fulfills the claims of creditors, with the exception of those indicated in lines 9 and 10 of the Form.

8. When filling out the lines “reserve for unearned premiums”, “reserve for losses that have not occurred under life insurance (reinsurance) contracts”, “reserve for losses that have not occurred under annuity contracts”, as well as the reserve for losses that have occurred but are not fully reported for the class of compulsory insurance of an employee against accidents during the performance of his labor (official) duties, the remaining period until the expiration of insurance protection under each insurance contract is used.

The reserve for incurred but undeclared losses (with the exception of the reserve for occurred but not fully declared losses in the class of compulsory insurance of an employee against accidents during the performance of his labor (official) duties) and the reserve for declared but unresolved losses are reflected in the category of liabilities with an expiration period of up to 1 year.

Appendix 14 to the Rules for the submission of reports by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, an insurance broker, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan Form designed to collect administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: report on securities acquired at the expense of the Islamic insurance fund

Index of the form intended for collecting administrative data free of charge: 14 – ISF – ISO

Frequency: monthly

Reporting period: as of "___" ______20

Circle of persons submitting a form intended for collecting administrative data free of charge: Islamic insurance (reinsurance) organization, branches of Islamic insurance (reinsurance) non-resident organizations of the Republic of Kazakhstan

Deadline for submitting a form intended for collecting administrative data free of charge: monthly, no later than the 6th (sixth) working day of the month following the reporting month

BIN: _______________________

Collection method: electronically

No. Name of the issuer Code of the country of registration of the issuer Identification number of the security Number of securities (pieces) Nominal value/purchase value of the security Currency of the security Total including encumbered securities, total 1 2 3 4 5 6 7 8 1 Government securities of the Republic of Kazakhstan 1.1 … 2 Non-state issue-grade securities of organizations of the Republic of Kazakhstan 2.1 second-tier banks 2.1.1 … 2.2 legal entities, with the exception of second-tier banks 2.2.1 … 2.3 bonds of the joint stock company "Development Bank of Kazakhstan" 2.3.1 … 3 Securities of foreign states 3.1 … 4 Non-government securities - issuers - non-residents of the Republic of Kazakhstan 4.1 … 5 Securities of international financial organizations 5.1 … 6 Units of investment funds 6.1 … 7 Other 7.1 … 8 Total

continuation of the table:

Securities available for sale Securities accounted for at fair value through profit or loss Carrying value (net), in thousands of tenge Carrying value (net), in thousands of tenge nominal value/acquisition cost discount, premium accrued interest positive/negative adjustment For reference: amount of reserves (provisions) nominal value/acquisition cost discount, premium accrued interest positive /negative adjustment 9 10 11 12 13 14 15 16 17 …

continuation of the table:

Securities held to maturity Book value (net) of encumbered securities, in thousands of tenge Date of acquisition Date of maturity Name of international stock exchange Book value (net), in thousands of tenge par value/acquisition cost discount, premium accrued interest Reference: amount of reserves (provisions) 18 19 20 21 22 23 24 25 …

continuation of the table:

Stock exchange list category Rating as of the date of acquisition on the reporting date of the issuer on the date of acquisition of the issuer on the reporting date of the security on the date of acquisition of the security on the reporting date 26 27 28 29 30 31 ...

Note: the form is filled out in accordance with the explanation for filling out the form intended for collecting administrative data free of charge, “Report on securities acquired at the expense of the Islamic insurance fund.”

Appendix to the form intended for collecting administrative data on a free basis, “Report on securities purchased at the expense of the Islamic insurance fund”

Explanation for filling out a form intended for collecting administrative data free of charge

“Report on securities acquired at the expense of the Islamic insurance fund” (index – 14 – ISF – ISO, frequency – monthly)

Chapter 1. General provisions

This clarification defines uniform requirements for filling out the form intended for collecting administrative data on a free basis, “Report on securities acquired at the expense of the Islamic insurance fund” (hereinafter referred to as the Form).

2. The form is compiled monthly by an Islamic insurance (reinsurance) organization and branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded up to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded up to 1000 (one thousand) tenge.

3. The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

4. In column 3, the code of the country of registration of the issuer is indicated in accordance with the national classifier of the Republic of Kazakhstan NK RK ISO 3166-1 “Codes for representing the names of countries and units of their administrative-territorial divisions.”

5. Column 7 for bonds indicates the monetary value of the nominal/purchase value of the bond, determined at the time of its issue, on which interest is calculated on the coupon bond, expressed as a percentage, as well as the amount payable to the bond holder upon its redemption. The amount is indicated in the currency of the issue. For shares, the purchase price is indicated in the currency in which the share was purchased.

6. In column 8, currency codes are indicated in accordance with the national classifier of the Republic of Kazakhstan NK RK 07 ISO 4217 “Codes for representing currencies and funds”. For bonds, the currency of issue is indicated, for shares, the currency of acquisition.

7. Column 9 shall indicate the cost of acquisition of equity securities, the par value of debt securities available for sale as of the reporting date.

8. Column 14 shall indicate the cost of acquisition of equity securities, the par value of debt securities as of the reporting date, accounted for at fair value through profit or loss.

9. Column 18 shall indicate the cost of acquisition of equity securities, the par value of debt securities as of the reporting date, held to maturity.

10. Column 22 shall indicate the book value of the encumbered securities.

11. Column 25 indicates the name of the international stock exchange for shares of legal entities - non-residents of the Republic of Kazakhstan.

12. Columns 26 and 27 indicate the category of securities - residents of the Republic of Kazakhstan in accordance with the official list of the stock exchange of the Republic of Kazakhstan, the requirements for which are established by the Requirements for issuers and their securities admitted to circulation on the stock exchange, as well as for certain categories of the official list of the stock exchange, approved by Resolution of the Board of the National Bank of the Republic of Kazakhstan dated March 27, 2017 No. 54 "On approval of Requirements for issuers and their securities admitted to circulation on the stock exchange, as well as certain categories of the official list of the stock exchange and amendments to some regulatory legal acts of the Republic of Kazakhstan on issues of regulation of the securities market" (registered in the Register of State Registration of Regulatory Legal Acts under No. 15175). If there is no category of the list of the stock exchange of the Republic of Kazakhstan, “no listing” is indicated in columns 26 and 27. These columns are not filled in for securities of non-residents of the Republic of Kazakhstan and government securities of the Republic of Kazakhstan.

13. When filling out columns 28, 29, 30 and 31, indicate the rating assigned by one of the rating agencies, in accordance with the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 24, 2012 No. 385 “On establishing a minimum rating for legal entities and countries, the need for which is required in accordance with the legislation of the Republic of Kazakhstan regulating the activities of financial organizations, branches of non-resident banks of the Republic of Kazakhstan, branches of insurance (reinsurance) non-resident organizations of the Republic of Kazakhstan, the list of rating agencies assigning this rating" (registered in the Register of State Registration of Normative Legal Acts under No. 8318). If there is no rating, columns 28, 29, 30 and 31 indicate “no rating.” These columns are not filled in for government securities of the Republic of Kazakhstan.

Appendix 15 to the Rules for the submission of reports by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, an insurance broker, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan Form designed to collect administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: report on concluded contracts for imputed insurance (reinsurance)

Index of the form intended for collecting administrative data free of charge: 15 – VS – SO

Frequency: monthly

Reporting period: as of "___" ______20

Circle of persons submitting a form intended for collecting administrative data free of charge: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization

Deadline for submitting a form intended for collecting administrative data free of charge: monthly, no later than the 6th (sixth) working day of the month following the reporting month

BIN: _______________________

Collection method: electronically

No. Type of imputed insurance (reinsurance) Number of concluded contracts, pieces Amount of insurance premiums, in thousands of tenge Amount of reinsurance premiums, in thousands of tenge Amount of insurance payments made, in thousands of tenge The reinsurer’s share in insurance payments, in thousands of tenge 1 2 3 4 5 6 7 1 Medical insurance of foreigners temporarily staying in the Republic of Kazakhstan ... ... 2 Insurance professional liability of lawyers ... ... 3 Insurance of professional liability of legal consultants ... ... 4 Insurance of professional liability of a private bailiff ... ... 5 Insurance of civil liability of the appraiser and the chamber of appraisers ... ... 6 Insurance of civil liability of the supplier ... ... 7 Insurance as security for the fulfillment of obligations to pay customs duties and taxes ... ... 8 Insurance as security for the fulfillment by the subsoil user of obligations to eliminate the consequences of subsoil use ... ... 9 Insurance as financial security for the fulfillment of obligations to eliminate the consequences of the operation of a category I facility ... ... 10 Other types of imputed insurance

Note: the form is filled out in accordance with the explanation for filling out the form intended for collecting administrative data free of charge, “Report on concluded contracts for imputed insurance (reinsurance)”.

Appendix to the form intended for collecting administrative data on a free basis, “Report on concluded contracts for imputed insurance (reinsurance)”

Explanation for filling out a form intended for collecting administrative data free of charge

“Report on concluded contracts for imputed insurance (reinsurance)” (index – 15 – VS – SO, frequency – monthly)

Chapter 1. General provisions

This explanation defines uniform requirements for filling out a form intended for collecting administrative data on a free basis “Report on concluded contracts for imputed insurance (reinsurance)” (hereinafter referred to as the Form).

3. The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

4. The Form indicates the number of concluded contracts for imputed insurance (reinsurance) and all concluded additional agreements to them.

5. Line 1 indicates contracts for medical insurance of foreigners temporarily staying in the Republic of Kazakhstan, concluded in accordance with the Code of the Republic of Kazakhstan “On the health of the people and the healthcare system”.

6. Line 2 indicates agreements on professional liability insurance for lawyers, concluded in accordance with the Law of the Republic of Kazakhstan “On Advocacy and Legal Assistance”.

7. Line 3 indicates contracts for professional liability insurance of legal consultants, concluded in accordance with the Law of the Republic of Kazakhstan “On Advocacy and Legal Assistance”.

8. Line 4 indicates contracts for professional liability insurance of private bailiffs, concluded in accordance with the Law of the Republic of Kazakhstan “On Enforcement Proceedings and the Status of Bailiffs”.

9. Line 5 indicates contracts for insurance of civil liability of the appraiser and the chamber of appraisers, concluded in accordance with the Law of the Republic of Kazakhstan “On appraisal activities in the Republic of Kazakhstan”.

10. Line 6 indicates contracts for civil liability insurance of the supplier, concluded in accordance with the Law of the Republic of Kazakhstan “On Public Procurement”.

11. Line 7 indicates insurance contracts as security for the fulfillment of the obligation to pay customs duties and taxes, concluded in accordance with the Code of the Republic of Kazakhstan “On Customs Regulation in the Republic of Kazakhstan”.

12. Line 8 indicates insurance contracts as security for the fulfillment by the subsoil user of obligations to eliminate the consequences of subsoil use, concluded in accordance with the Code of the Republic of Kazakhstan “On Subsoil and Subsoil Use”.

13. Line 9 indicates insurance contracts as financial security for the fulfillment of obligations to eliminate the consequences of the operation of a category I facility, concluded in accordance with the Environmental Code of the Republic of Kazakhstan.

Appendix 16 to the Rules for the submission of reports by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, an insurance broker, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan Form designed to collect administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: report on the structure of the investment portfolio acquired at the expense of assets accepted for management under insurance contracts that provide for the participation of the policyholder in investments

Index of the form intended for collecting administrative data free of charge: 16 – SIP – SO

Frequency: quarterly

Reporting period: as of "_" ___________ 20

The range of persons submitting a form intended for collecting administrative data free of charge: insurance (reinsurance) organization, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan operating in the “life insurance” industry and independent investment of assets accepted for management under insurance contracts providing for the condition of the policyholder’s participation in investments (without the involvement of an investment portfolio manager)

Deadline for submitting a form intended for collecting administrative data free of charge: quarterly, no later than the 6th (sixth) working day of the month following the reporting quarter

BIN: _______________________

Collection method: electronically

Table 1. Securities acquired at the expense of assets accepted for management under insurance contracts that provide for the participation of the policyholder in investments

No. Name of the investment fund (investment portfolio) Name of the issuer Country of the issuer Type of security Security identification number 1 2 3 4 5 6 … Total:

continuation of the table:

Number of securities (pieces) Nominal value of the security Currency of payment Purchase price for one security Period (per securities) total including encumbered securities encumbered securities, total including securities transferred in repo currency value of one security date of registration date of repayment 7 8 9 10 11 12 13 14 15 ...

continuation of the table:

Purchase price of a security, in thousands of tenge Book value of securities, in thousands of tenge For reference: formed reserves (provisions) in thousands of tenge Total including accrued interest including encumbered securities encumbered securities, total including securities transferred in repo 16 17 18 19 20 21 ...

continuation of the table:

Rating Category of the stock exchange list Current coupon rate in the portfolio Accounting category of the issuer on the date of acquisition of the issuer on the reporting date of the security on the date of acquisition of the security on the reporting date on the date of registration on the reporting date Category Date 22 23 24 25 26 27 28 29 30 ...

Table 2. Securities purchased under reverse repo transactions at the expense of assets accepted for management under insurance contracts providing for the condition of the policyholder’s participation in investments

No. Name of the investment fund (investment portfolio) Name of the issuer Country of the issuer Type of security Security identification number Number of securities (pieces) 1 2 3 4 5 6 7 … Total:

continuation of the table:

Currency of the nominal value of the security Transaction currency Opening price for one security, in thousands of tenge Closing price for one security, in thousands of tenge Period (for securities) Total of them in foreign currency Total of them in foreign currency Date of opening of the transaction Date of closing of the transaction 8 9 10 11 12 13 14 15 ...

continuation of the table:

Book value of securities, in thousands of tenge Rate of return on the transaction in percent Security rating Category of the stock exchange list on the date of registration on the reporting date on the date of registration on the reporting date 16 17 18 19 20 21 ...

Table 3. Deposits in second-tier banks

No. Name of the investment fund (investment portfolio) Name of the bank Bank rating Deposit currency Date of conclusion and number of the bank deposit agreement as of the date of placement of the deposit as of the reporting date date number 1 2 3 4 5 6 7 8 ... Total:

continuation of the table:

Deposit term (in days) Interest payment period Interest rate (in percent per annum) Amount of principal debt on the deposit, in thousands of tenge frequency nominal effective date Total of which in foreign currency 9 10 11 12 13 14 15 …

continuation of the table:

Book value, in thousands of tenge For reference: formed reserves (provisions), in thousands of tenge Total including accrued interest 16 17 18 …

Note: the form is filled out in accordance with the explanation for filling out the form intended for collecting administrative data free of charge, “Report on the structure of the investment portfolio acquired at the expense of assets accepted for management under insurance contracts that provide for the condition of the policyholder’s participation in investments.”

Appendix to the form intended for collecting administrative data on a free basis, “Report on the structure of the investment portfolio acquired at the expense of assets accepted for management under insurance contracts that provide for the participation of the policyholder in investments”

Explanation for filling out a form intended for collecting administrative data free of charge

"Report on the structure of the investment portfolio acquired at the expense of assets accepted for management under insurance contracts that provide for the participation of the policyholder in investments" (index - 16 - SIP - SO, frequency - quarterly)

Chapter 1. General provisions

This explanation defines uniform requirements for filling out a form intended for collecting administrative data free of charge “Report on the structure of an investment portfolio acquired at the expense of assets accepted for management under insurance contracts that provide for the condition of the policyholder’s participation in investments” (hereinafter referred to as the Form).

2. The form is drawn up quarterly by an insurance (reinsurance) organization and branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan operating in the “life insurance” industry and independent investment of assets accepted for management under insurance contracts that provide for the condition of the policyholder’s participation in investments (without the involvement of an investment portfolio manager) as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded up to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded up to 1000 (one thousand) tenge.

3. The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

4. The form is filled out for each investment fund and for all clients that are not an investment fund.

5. According to table 1:

column 2 indicates the name of the investment fund (investment portfolio);

2) column 3 indicates the name of the issuer of the security;

3) in column 4, the name of the country is indicated in accordance with the national classifier of the Republic of Kazakhstan NK RK ISO 3166-1 “Codes for representing the names of countries and units of their administrative-territorial divisions”;

4) column 5 indicates the type of security purchased, indicating its type;

5) column 7 indicates the number of purchased securities in pieces. Debt securities are stated at par value in the currency of issue;

6) in columns 10 and 12, currency codes are indicated in accordance with the national classifier of the Republic of Kazakhstan NK RK 07 ISO 4217 “Codes for representing currencies and funds”;

7) column 13 indicates the price in thousands of tenge, accurate to four decimal places, reflected in the primary document that confirms the transaction (exchange certificate, broker and (or) dealer report, confirmation received through the international interbank system for transferring information and making payments (SWIFT). The price of debt securities is reflected as a percentage of the nominal value, accurate to four decimal places, taking into account the accumulated remuneration. B in case of payment for the acquisition of a security (except for debt securities) in foreign currency, this amount is reflected at the market exchange rate prevailing on the date of the transaction;

8) column 14 reflects the date of initial recognition in accounting;

9) Column 15 indicates the maturity date of debt securities;

10) Column 16 shall indicate the purchase price of financial instruments, including expenses directly related to the acquisition, including fees and commissions paid to agents, consultants, brokers (dealers), stock exchange fees, as well as banking transfer services, reduced by the amount of interest paid by the buyer to the seller (if any);

11) column 17 indicates the value of securities reflected in the accounting records;

12) column 21 indicates the amount of formed reserves (provisions) reflected in the accounting records;

13) when filling out columns 22, 23, 24 and 25, the security rating for bonds, the issuer rating for shares, the country rating for government securities assigned by one of the rating agencies is reflected in accordance with the resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 24, 2012 No. 385 “On establishing a minimum rating for legal entities and countries, the need for which is required in accordance with the legislation of the Republic of Kazakhstan regulating activities of financial organizations, branches of non-resident banks of the Republic of Kazakhstan, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, the list of rating agencies assigning this rating" (registered in the Register of State Registration of Normative Legal Acts No. 8318) (hereinafter referred to as Resolution No. 385). If there is no rating, columns 22, 23, 24 and 25 indicate “no rating”. These columns are not filled in for government securities of the Republic of Kazakhstan;

14) in columns 26 and 27 the category of securities of residents of the Republic of Kazakhstan is indicated according to the official list of the stock exchange of the Republic of Kazakhstan. If there is no category of the list of the stock exchange of the Republic of Kazakhstan, “no listing” is indicated in columns 26 and 27. These columns are not filled in for securities of non-residents of the Republic of Kazakhstan and government securities of the Republic of Kazakhstan. Column 26 reflects the category of the stock exchange list as of the date of initial recognition in accounting;

15) column 28 indicates the coupon rate on debt financial instruments as of the date of submission of the Form;

16) columns 29 and 30 indicate the category of security “accounted for at fair value through other comprehensive income”, “accounted for at fair value through profit or loss” or “accounted for at amortized cost” and the date of assignment to this category;

17) the table does not indicate securities acquired at the expense of pension assets.

6. According to table 2:

column 2 indicates the name of the investment fund (investment portfolio);

2) column 3 indicates the name of the issuer of the security;

4) column 5 indicates the type of security purchased through reverse repo transactions, indicating its type;

5) in columns 8 and 9, currency codes are indicated in accordance with the national classifier of the Republic of Kazakhstan NK RK 07 ISO 4217 “Codes for representing currencies and funds”;

6) in columns 10 and 12 the price in thousands of tenge is indicated, accurate to four decimal places, reflected in the primary document that confirms the implementation of the “reverse repo” operation;

7) column 16 indicates the cost reflected in the accounting records;

8) when filling out columns 18 and 19, the security rating for bonds, the issuer’s rating for shares, the country’s rating for government securities assigned by one of the rating agencies specified in paragraph 3 of Resolution No. 385 are reflected. If there is no rating, “no rating” is indicated in columns 18 and 19. These columns are not filled in for government securities of the Republic of Kazakhstan. Column 18 reflects the rating as of the date of initial recognition in accounting;

9) in columns 20 and 21 the category of securities of residents of the Republic of Kazakhstan is indicated according to the official list of the stock exchange of the Republic of Kazakhstan. If there is no category of the list of the stock exchange of the Republic of Kazakhstan, “no listing” is indicated in columns 20 and 21. These columns are not filled in for securities of non-residents of the Republic of Kazakhstan and government securities of the Republic of Kazakhstan. Column 20 reflects the category as of the date of initial recognition in accounting;

10) the table does not indicate securities purchased through “reverse repo” transactions at the expense of pension assets.

7. According to table 3:

column 2 indicates the name of the investment fund (investment portfolio);

2) column 3 indicates the name of the bank;

2) when filling out columns 4 and 5, the second-tier bank rating assigned by one of the rating agencies specified in paragraph 3 of Resolution No. 385 is reflected. If there is no rating, “no rating” is indicated in columns 4 and 5. These columns are not filled in for deposits in the National Bank of the Republic of Kazakhstan;

3) in column 6, currency codes are indicated in accordance with the national classifier of the Republic of Kazakhstan NK RK 07 ISO 4217 “Codes for representing currencies and funds”;

4) column 9 indicates the term of the deposit under the bank deposit agreement; when prolonging the deposit, the term is reflected taking into account the prolongation;

5) in columns 10 and 11, the frequency and date of payment of accumulated remuneration is indicated in accordance with the terms of the bank deposit agreement;

6) column 16 indicates the cost reflected in the accounting records;

7) the table is filled out indicating the amount of deposits separately for each bank and for each deposit currency;

8) the table does not indicate deposits placed at the expense of pension assets.

Appendix 17 to the Rules for the submission of reports by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, an insurance broker, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan Form designed to collect administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: report on concluded transactions for the investment of assets accepted for management under insurance contracts that provide for the condition of the policyholder’s participation in investments

Index of the form intended for collecting administrative data free of charge: 17 – SIA – SO

Frequency: quarterly

Reporting period: as of "_" ___________ 20

Deadline for submitting a form intended for collecting administrative data free of charge: quarterly, no later than the 6th (sixth) working day of the month following the reporting quarter

BIN: _______________________

Collection method: electronically

Table 1. Securities acquired at the expense of assets accepted for management under insurance contracts that provide for the participation of the policyholder in investments

No. Name of the investment fund (investment portfolio) Date of conclusion of the transaction Date of settlement of the transaction Name of the broker and (or) dealer Type of transaction Market Type of security Name of the issuer of the security 1 2 3 4 5 6 7 8 9 1 Total for investment portfolios 1.1. … 2 Total assets of investment funds 2.1. … 3 Total

continuation of the table:

Identification number Currency of par value Par value of one security Number of securities (pieces) Currency of payment Purchase (sale) price for one security Minimum price for one security on the date of the transaction in tenge Maximum price for one security on the date of the transaction in tenge 10 11 12 13 14 15 16 17 …

continuation of the table:

Market price for one security on the date of the transaction Yield on securities (in percent) Volume of the transaction, in thousands of tenge Name of the counterparty Rating of the counterparty As of the date of the transaction As of the reporting date 18 19 20 21 22 23 …

Table 2. Deposits in the National Bank of the Republic of Kazakhstan and in second-tier banks

No. Name of the investment fund (investment portfolio) Date of money transfer Name of the bank Deposit transactions Transaction amount 1 2 3 4 5 6 1 Total for investment portfolios 1.1. … 2 Total assets of investment funds 2.1. … 3 Total

continuation of the table:

Date of conclusion and number of the bank deposit Term of the deposit (in days) Interest rate (in percent per annum) Currency of the deposit Deposit amount 7 8 9 10 11 ...

Table 3. Refined precious metals acquired at the expense of assets accepted for management under insurance contracts that provide for the participation of the policyholder in investments

No. Name of the investment fund (investment portfolio) Date of the transaction Name of the counterparty Payment for services Type of transaction Type of refined precious metal Transaction volume (units) Payment currency Purchase price per unit Transaction amount, in thousands of tenge 1 2 3 4 5 6 7 8 9 10 11 1 Total for investment portfolios 1.1. … 2 Total assets of investment funds 2.1. … 3 Total

Note: the form is filled out in accordance with the explanation for filling out the form intended for collecting administrative data free of charge, “Report on concluded transactions for the investment of assets accepted for management under insurance contracts that provide for the condition of the policyholder’s participation in investments.”

Appendix to the form intended for collecting administrative data on a free basis, “Report on concluded transactions for the investment of assets accepted for management under insurance contracts that provide for the participation of the policyholder in investments”

Explanation for filling out a form intended for collecting administrative data free of charge

“Report on concluded transactions for the investment of assets accepted for management under insurance contracts that provide for the condition of the insurer’s participation in investments” (index – 17 – SIA – SO, frequency – quarterly)

Chapter 1. General provisions

This explanation defines uniform requirements for filling out a form intended for collecting administrative data free of charge “Report on concluded transactions for the investment of assets accepted for management under insurance contracts that provide for the condition of the policyholder’s participation in investments” (hereinafter referred to as the Form).

3. The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

4. According to table 1:

column 6 indicates the type of transaction (purchase, sale, redemption, coupon redemption, payment of dividends, reverse repo operation - opening (closing), etc.);

2) column 7 indicates the trading organizer in whose trading system the transaction was carried out or that the transaction was made on an unorganized market;

3) column 8 indicates the name of the issuer and the type of securities. In the case of a transaction on the international market, trade codes according to the REUTER classification are used;

4) in columns 11 and 14, currency codes are indicated in accordance with the national classifier of the Republic of Kazakhstan NK RK 07 ISO 4217 “Codes for representing currencies and funds”;

5) Column 15 indicates the price in tenge reflected in the primary document that confirms the transaction (exchange certificate, broker and (or) dealer report, confirmation received through the international interbank information transfer and payment system (SWIFT). The price of debt securities is reflected as a percentage of the nominal value, accurate to four decimal places, taking into account the accumulated remuneration. In the case of settlements under the transaction (except for transactions with debt securities) in foreign currency, this amount is reflected at the market exchange rate prevailing on the date of settlement of the transaction;

6) columns 16 and 17 indicate prices in tenge for transactions for the purchase (sale) of shares (depository receipts) concluded on international (foreign) stock exchanges on which this financial instrument is traded, according to the Bloomberg or REUTER information and analytical systems;

7) Column 19 shall indicate the yield on securities in percent per annum (for a bond transaction - the yield resulting from alienation or acquisition; for repo and reverse repo transactions - the yield resulting from a repo transaction);

8) column 20 indicates the volume of the transaction minus the costs associated with the execution of the transaction, accurate to two decimal places;

9) columns 21, 22 and 23 are filled in for transactions concluded on the international (foreign) securities market.

5. According to table 2:

in column 3, in case of making a deposit, the date of transfer of money from the client’s bank account to a bank account in the National Bank of the Republic of Kazakhstan or a second-tier bank, or the date of early return or in case of termination of the agreement - the date of return of money to the client’s bank account;

2) column 5 indicates transactions on the deposit (depositing money, paying interest on the deposit, early return of the deposit or return of the deposit after the expiration of the bank deposit agreement);

3) in column 10, currency codes are indicated in accordance with the national classifier of the Republic of Kazakhstan NK RK 07 ISO 4217 “Codes for representing currencies and funds”;

4) Column 11 indicates the amount, taking into account the accrued remuneration based on the results of the deposit transaction, accurate to two decimal places.

6. According to table 3:

column 3 indicates the date of the transaction (trade date);

2) column 6 indicates the type of transaction (purchase, sale);

3) in column 7 the name of the types of refined precious metals is indicated, indicating the type of metal account (allocated metal account or unallocated metal account);

4) in column 9, currency codes are indicated in accordance with the national classifier of the Republic of Kazakhstan NK RK 07 ISO 4217 “Codes for representing currencies and funds”.

Appendix 18 to the Rules for the submission of reports by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, an insurance broker, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan Form designed to collect administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: report on completed transactions for the investment of assets accepted for management under insurance contracts that provide for the condition of the policyholder's participation in investments in derivative financial instruments

Index of the form intended for collecting administrative data free of charge: 18 – SSIA – SO

Frequency: quarterly

Reporting period: as of "_" ____________ 20

Deadline for submitting a form intended for collecting administrative data free of charge: quarterly, no later than the 6th (sixth) working day of the month following the reporting quarter

BIN: _______________________

Collection method: electronically

No. Name of the investment fund (investment portfolio) Date of the transaction Name of the broker and (or) dealer Date of registration of financial instruments Date of settlement of the transaction Type of derivative financial instrument Identification number 1 2 3 4 5 6 7 8 1 Total for investment portfolios 1.1. … 2 Total assets of investment funds 2.1. ...

continuation of the table:

Market Underlying asset Counterparty Description of transaction terms name rating name rating Type of transaction Number of financial instruments, pieces Transaction price in tenge Transaction amount, in thousands of tenge Transaction currency 9 10 11 12 13 14 15 16 17 18 …

continuation of the table:

Details of the hedged object Investment decision Variation margin on the date of the transaction, in thousands of tenge Initial margin on the date of the transaction, in percent Trading mode identification number of the security Transaction volume, pieces Transaction amount, in thousands of tenge currency number date 19 20 21 22 23 24 25 26 27 ...

Note: the form is filled out in accordance with the explanation for filling out the form intended for collecting administrative data free of charge, “Report on completed transactions for the investment of assets accepted for management under insurance contracts that provide for the condition of the policyholder’s participation in investments in derivative financial instruments.”

Appendix to the form intended for collecting administrative data on a free basis, “Report on completed transactions for the investment of assets accepted for management under insurance contracts providing for the condition of the policyholder’s participation in investments in derivative financial instruments”

Explanation for filling out a form intended for collecting administrative data free of charge

“Report on completed transactions for the investment of assets accepted for management under insurance contracts that provide for the participation of the policyholder in investments in derivative financial instruments” (index – 18 – SSIA – SO, frequency – quarterly)

Chapter 1. General provisions

This explanation defines uniform requirements for filling out a form intended for collecting administrative data free of charge “Report on completed transactions for the investment of assets accepted for management under insurance contracts that provide for the condition of the policyholder’s participation in investments in derivative financial instruments” (hereinafter referred to as the Form).

3. The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

4. Column 7 indicates the type of derivative financial instrument (option, futures, forward, swap and other derivative financial instruments).

5. Column 8 shall indicate the identification number of the security if the underlying asset of the derivative financial instrument is a security.

6. Column 9 indicates the name of the trading organizer in whose trading system the transaction was carried out, and the country of his residence in the “name of stock exchange” format, or that the transaction was not made on a stock exchange in the “unorganized market” format.

7. Columns 10, 11 indicate the underlying asset of the derivative financial instrument (name of the security and its issuer, currency, interest rate, commodity and other underlying assets) and the rating of the underlying asset as of the date of the transaction, assigned by the rating agency (if any) in the format “underlying asset (rating) (rating agency)”. If the underlying asset does not have ratings, then the underlying asset is indicated and an indication that there is no rating.

8. In columns 12, 13, if the transaction was not concluded on a stock exchange, the counterparty, its country of residence, as well as the rating as of the date of the transaction assigned to this counterparty in the format “counterparty/country/rating (rating agency)” are indicated. If the counterparty does not have a rating, information is indicated that there is no rating.

9. Column 14 indicates the type of transaction (purchase, sale, etc.).

10. In columns 18 and 22, currency codes are indicated in accordance with the national classifier of the Republic of Kazakhstan NK RK 07 ISO 4217 “Codes for representing currencies and funds”.

11. Details of the hedged item in columns 19, 20, 21 and 22 are filled in if the transaction was concluded for the purpose of hedging. If the transaction was not concluded for the purpose of hedging, then these columns are not filled in.

12. In column 25, if available, the variation margin is indicated - the monetary expression of the change in the obligations of the trading participant, calculated by the exchange and taking into account the change in the quote of the futures contract.

13. Column 26, if available, indicates the initial margin - the share of the total market value of the underlying asset, determined by the exchange, which the client must pay for each open position.

14. Column 27 indicates the trading mode in the T+0 or T+n format, or describes another trading mode provided for by the rules of the exchange.

15. When concluding transactions that involve the parties to the transaction concurrently concluding two operations (opening and closing), the Form reflects information on each operation.

Appendix 19 to the Rules for the submission of reports by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, an insurance broker, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan Form designed to collect administrative data

The form is submitted: to the National Bank of the Republic of Kazakhstan

The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: report on insurance contracts providing for the condition of the policyholder's participation in investments

Index of the form intended for collecting administrative data free of charge: 19 – DSUSI – SO

Frequency: quarterly

Reporting period: as of "_" ____________ 20

Deadline for submitting a form intended for collecting administrative data free of charge: quarterly, no later than the 6th (sixth) working day of the month following the reporting quarter

BIN: _______________________

Collection method: electronically

No. Last name, first name, patronymic (if any) of the policyholder (insured) Insurance contract number Date of conclusion of the insurance contract Insurance premium under insurance contracts, in thousands of tenge Validity period of insurance protection Risk part Cumulative part Start date End date 1 2 3 4 5 6 7 8 …

continuation of the table:

Name of the investment fund (investment portfolio) Name of the investment portfolio manager Total number of shares in the investment fund or total number of conventional units in the investment portfolio 9 10 11

continuation of the table:

The number of shares in an investment fund or the number of conventional units in an investment portfolio belonging to the policyholder (insured) The cost of one unit of an investment fund or one conventional unit of an investment portfolio 12 13

Note: the form is filled out in accordance with the explanation for filling out the form intended for collecting administrative data free of charge, “Report on insurance contracts that provide for the condition of the policyholder’s participation in investments.”

Appendix to the form intended for collecting administrative data on a free basis, “Report on insurance contracts that provide for the condition of the policyholder’s participation in investments”

Explanation for filling out a form intended for collecting administrative data free of charge

“Report on insurance contracts providing for the condition of the policyholder’s participation in investments” (index – 19 – DSUSI – SO, frequency – quarterly)

Chapter 1. General provisions

This explanation defines uniform requirements for filling out a form intended for collecting administrative data free of charge “Report on insurance contracts that provide for the condition of the policyholder’s participation in investments” (hereinafter referred to as the Form).

3. The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

4. The Form contains information on insurance contracts that provide for the condition of the policyholder’s participation in investments.

5. Columns 5 and 6 indicate the amounts of parts of the insurance premium at the time of concluding the insurance contract, providing for the condition of the policyholder’s participation in investments.

6. Column 9 indicates the name of the investment fund (investment portfolio), the holder of shares (standard units) of which is the policyholder.

7. Column 10 indicates the name of the investment portfolio manager of the investment fund (investment portfolio), the holder of shares (standard units) of which is the policyholder. If an investment portfolio manager is engaged, the name of its investment portfolio manager is indicated next to the name of the investment fund or investment portfolio.

8. Column 13 shall indicate the cost of one share of an investment fund, the shareholder of which is the policyholder, or one conventional unit of the investment portfolio in the financial instruments of which the policyholder’s assets are invested, as of the reporting date.

Appendix 20 to the Rules for the submission of reports by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, an insurance broker, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan Form designed to collect administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: report on investments of an investment fund (investment portfolio) in the capital of legal entities that are not joint-stock companies

Index of the form intended for collecting administrative data free of charge: 20 – IFP – SO

Frequency: quarterly

Reporting period: as of "_" _____________ 20

Deadline for submitting a form intended for collecting administrative data free of charge: quarterly, no later than the 6th (sixth) working day of the month following the reporting quarter

BIN: _______________________

Collection method: electronically

No. Name of the investment fund (investment portfolio) Name of the issuer Purchase price, in thousands of tenge Payment date 1 2 3 4 5 ... Total:

continuation of the table:

Book value, in thousands of tenge Share in the issuer’s authorized capital in percent Date of registration of ownership 6 7 8 …

Note: the form is filled out in accordance with the explanation for filling out the form intended for collecting administrative data on a free basis, “Report on investments of an investment fund (investment portfolio) in the capital of legal entities that are not joint-stock companies.”

Appendix to the form intended for collecting administrative data on a free basis, “Report on investments of an investment fund (investment portfolio) in the capital of legal entities that are not joint-stock companies”

Explanation for filling out a form intended for collecting administrative data free of charge

“Report on investments of an investment fund (investment portfolio) in the capital of legal entities that are not joint-stock companies” (index – 20 – IFP – SO, frequency – quarterly)

Chapter 1. General provisions

This explanation defines uniform requirements for filling out a form intended for collecting administrative data on a free basis, “Report on investments of an investment fund (investment portfolio) in the capital of legal entities that are not joint-stock companies” (hereinafter referred to as the Form).

3. The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

4. Column 2 indicates the name of the investment fund (investment portfolio).

5. Column 4 reflects the purchase price of the shares as of the date of acquisition.

6. Column 6 indicates the cost of investments reflected in the accounting records.

7. The form is filled out for each client.

Appendix 21 to the Rules for the submission of reports by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, an insurance broker, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan Form designed to collect administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: report on transactions and insurance (reinsurance) agreements concluded with persons associated with an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization by special relations

Index of the form intended for collecting administrative data free of charge: 21 – SOO – SO

Frequency: quarterly

Reporting period: as of "___" ______20

Deadline for submitting a form intended for collecting administrative data free of charge: quarterly, no later than the 10th (tenth) working day of the month following the reporting quarter

BIN: _______________________

Collection method: electronically

Table 1. Conclusion of an insurance (reinsurance) agreement

(in thousands of tenge)

No. Name of insurance classes Insurance premiums accepted under insurance contracts Number of concluded contracts (units) total including under contracts concluded: with second-tier banks with others total including under contracts concluded by: individuals legal entities individuals legal entities 1 2 3 4 5 6 7 8 9 1 Compulsory insurance 1.1 civil liability of vehicle owners 1.2 civil liability of the carrier to passengers 1.3 civil liability insurance of private notaries 1.4 environmental insurance 1.5 civil liability of audit organizations Х Х 1.6 tourist insurance 1.7 civil liability of owners of objects whose activities involve the danger of causing harm to third parties 1.8 insurance of an employee against accidents during the performance of his labor (official) duties, including: 1.8.1 annuity insurance carried out within the framework of compulsory insurance of an employee against accidents during the performance of his labor (official) duties 1.8.2 pre-retirement annuity insurance, carried out as part of the compulsory insurance of an employee against accidents during the performance of his labor (official) duties 1.9 other types (classes) of insurance 2 Voluntary personal insurance 2.1 life insurance, with the exception of the class indicated in line 2.3 of this table, including: 2.1.1 accumulative 2.1.2 non-accumulative 2.2 annuity insurance, with the exception of the class indicated in line 2.4 of this table 2.3 life insurance within the framework of the state educational accumulative system 2.4 pension annuity insurance X X 2.5 accident insurance 2.6 health insurance, including: 2.6.1 traveling abroad 2.7 other types (classes) of insurance 3 Voluntary property insurance 3.1 motor transport insurance 3.2 railway transport insurance 3.3 air transport insurance 3.4 water transport insurance 3.5 insurance of space objects 3.6 cargo insurance 3.7 property insurance against damage, with the exception of the classes indicated in lines 3.1, 3.2, 3.3, 3.4, 3.5 and 3.6 of this table 3.8 civil liability insurance of motor transport owners 3.9 insurance of civil liability of owners of air transport 3.10 insurance of civil liability of owners of water transport 3.11 insurance of civil liability of owners of space objects 3.12 insurance of professional liability 3.13 insurance of civil liability, with the exception of the classes specified in lines 3.8, 3.9, 3.10, 3.11 and 3.12 of this table 3.14 insurance of loans of legal entities 3.15 mortgage insurance 3.16 insurance of guarantees and sureties 3.17 insurance against other financial losses 3.18 insurance of losses of financial organizations, with the exception of the classes indicated in lines 3.14, 3.15, 3.16 and 3.17 of this table 3.19 title insurance 3.20 insurance of legal expenses 3.21 other types (classes) of insurance 4 Total

continuation of the table:

Insurance payments made under insurance contracts Volume of obligations under insurance contracts Insurance premiums accepted under reinsurance contracts concluded with insurance (reinsurance) organizations connected by special relations total including under agreements concluded with: second-tier banks with others total including under agreements concluded by individuals legal entities individuals legal entities 10 11 12 13 14 15 16 17 Х Х X X...

continuation of the table:

Insurance payments made under reinsurance contracts concluded with insurance (reinsurance) organizations connected by special relations Volume of obligations (limit of liability) under contracts accepted for reinsurance Insurance premiums transferred under reinsurance contracts to reinsurance organizations connected by special relations Compensation received under reinsurance contracts from reinsurance organizations connected by special relations Volume of obligations transferred to reinsurance 18 19 20 21 22 …

Table 2. Transactions with persons related to the insurance (reinsurance) company by special relations, with the exception of insurance (reinsurance) contracts

(in thousands of tenge)

No. Name (last name, first name and patronymic (if any) of the person Business identification number (for a legal entity), individual identification number (if available for an individual) Sign according to which the person is classified as a person related to the insurance (reinsurance) organization by special relations Type of transaction Type of currency Transaction amount under the contract, (in thousands of tenge) Date of conclusion (start date of fulfillment of the conditions) of the contract Expiration date (date of completion of the conditions) contracts 1 2 3 4 5 6 7 8 9 1 …

continuation of the table:

Security under the terms of the agreement Remuneration paid (in percentage per annum) Details of the decision of the board of directors of the insurance (reinsurance) company or the general meeting of shareholders (in the absence of a board of directors) type value, in thousands of tenge by a person associated with the insurance (reinsurance) company by special relations in favor of the insurance (reinsurance) organization by the insurance (reinsurance) organization in favor of the person associated with the insurance (reinsurance) organization by special relations number date 10 11 12 13 14 15 …

Note: the form is filled out in accordance with the explanation for filling out the form intended for collecting administrative data free of charge, “Report on transactions and insurance (reinsurance) agreements concluded with persons associated with an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization by special relations.”

Appendix to the form intended for collecting administrative data on a free basis, “Report on transactions and insurance (reinsurance) agreements concluded with persons associated with an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization by special relations”

Explanation for filling out a form intended to collect administrative data free of charge

"Report on transactions and insurance (reinsurance) agreements concluded with persons associated with an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization by special relations" (index - 21 - SOO - SO, frequency - quarterly)

Chapter 1. General provisions

This clarification defines uniform requirements for filling out a form intended for collecting administrative data free of charge “Report on transactions and insurance (reinsurance) agreements concluded with persons associated with an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization by special relations” (hereinafter referred to as the Form).

3. The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

4. According to Table 1:

the Form contains information on insurance and reinsurance contracts concluded with persons associated with the insurance (reinsurance) company by special relations for the period from the beginning of the current year (with a cumulative total);

2) column 3 indicates the amount of insurance premiums accepted under direct insurance contracts concluded with persons associated with the insurance (reinsurance) organization by special relations, taking into account the costs associated with the termination of insurance contracts during the reporting period;

3) column 10 indicates the amount of insurance payments made under direct insurance contracts concluded with persons associated with the insurance (reinsurance) company by special relations;

4) column 17 indicates the amount of insurance premiums accepted under inward reinsurance agreements concluded with persons associated with the insurance (reinsurance) organization by special relations, taking into account the costs associated with the termination of reinsurance agreements during the reporting period;

5) column 18 indicates the amount of insurance payments made under inward reinsurance contracts concluded with persons associated with the insurance (reinsurance) company by special relations.

5. According to Table 2:

the Form shall indicate information on all transactions of the insurance (reinsurance) company with persons related to the insurance (reinsurance) company by special relations, the amount of which for each type of transaction of the insurance (reinsurance) company with a person related to the insurance (reinsurance) company by special relations exceeds 0.1 percent in the aggregate of the size of the actual solvency margin, calculated in accordance with Standard values and calculation methods prudential standards of the insurance (reinsurance) organization and insurance group and other mandatory norms and limits established by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 26, 2016 No. 304 “On establishing standard values and methods for calculating prudential standards of the insurance (reinsurance) organization and insurance group and other mandatory norms and limits, requirements for purchased insurance (reinsurance) organizations, subsidiaries of insurance (reinsurance) organizations or insurance holding companies shares (participatory interests in the authorized capital) of legal entities, a list of bonds of international financial organizations acquired by insurance holding companies, the minimum required rating for bonds acquired by insurance holding companies, and a list of rating agencies, as well as a list of financial instruments (except for shares and participation interests in the authorized capital) acquired by insurance companies (reinsurance) organizations" (registered in the Register of State Registration of Normative Legal Acts under No. 14794);

2) in column 6, currency codes are indicated in accordance with the national classifier of the Republic of Kazakhstan NK RK 07 ISO 4217 “Codes for representing currencies and funds”;

3) if the terms of the transaction for other transactions do not require the presence of collateral or payment of remuneration, columns 10, 11 or 12, 13 are not filled in;

4) the Form contains information on transactions completed for the period since the beginning of the current year.

Appendix 22 to the Rules for the submission of reports by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, an insurance broker, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan Form designed to collect administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: report on balances on balance sheet and off-balance sheet accounts

Index of the form intended for collecting administrative data free of charge: 22 – OBV – SO

Frequency: quarterly

Reporting period: as of "_" ________ 20

Deadline for submitting a form intended to collect administrative data free of charge:

in part of table 1 - quarterly, no later than the 15th (fifteenth) working day of the month following the reporting quarter;

in part of table 2 - quarterly, no later than the 6th (sixth) working day of the month following the reporting quarter

BIN: _______________________

Collection method: electronically

Table 1. Balance account balances

(in thousands of tenge)

Balance sheet account number Residence indicator Code of a group of economic sectors Nomination currency indicator Amount 1 2 3 4 5 Assets…. Obligations…. Capital….

Table 2. Balances of off-balance sheet accounts

(in thousands of tenge)

No. Off-balance sheet account number Name of the off-balance sheet account At the end of the reporting period At the beginning of the current year 1 2 3 4 5 1 Conditional and possible claims and obligations ... ... ... 2 Memorandum accounts ... ... ... 3 For reference: Number of full-time employees

Note: the form is filled out in accordance with the explanation for filling out the form intended for collecting administrative data free of charge, “Report on balances on balance sheet and off-balance sheet accounts.”

Appendix to the form intended for collecting administrative data on a free basis, “Report on balances on balance sheet and off-balance sheet accounts”

Explanation for filling out a form intended for collecting administrative data free of charge

“Report on balances on balance sheet and off-balance sheet accounts” (index – 22 – OBV – SO, frequency – quarterly)

Chapter 1. General provisions

This clarification defines uniform requirements for filling out a form intended for collecting administrative data free of charge “Report on balances on balance sheet and off-balance sheet accounts” (hereinafter referred to as the Form).

3. The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

4. According to Table 1:

Column 1 indicates the balance account number provided for in paragraphs 1, 2, 3, 4 and 5 of Chapter 2 of the Standard Chart of Accounts for insurance (reinsurance) organizations, Islamic insurance (reinsurance) organizations, mutual insurance companies and branches of insurance (reinsurance) organizations - non-residents of the Republic of Kazakhstan, approved by Resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 22, 2017 No. 251 “On approval of the Standard Chart of Accounts for accounting for insurance (reinsurance) organizations, mutual insurance companies and branches of insurance (reinsurance) organizations - non-residents of the Republic of Kazakhstan and introducing amendments and additions to some regulatory legal acts of the Republic of Kazakhstan on accounting issues” (registered in the Register of State Registration of Regulatory Legal Acts under No. 16390) (hereinafter referred to as the Chart of Accounts);

2) in columns 2 and 3, the sign of residence and the code of a group of economic sectors are indicated in accordance with the Rules for the application of economic sector codes and the purpose of payments, approved by Resolution of the Board of the National Bank of the Republic of Kazakhstan dated August 31, 2016 No. 203 (registered in the Register of State Registration of Normative Legal Acts under No. 14365), which is consistent with the national Classifier of Economic Sectors (KSE), as follows:

for account 1280 08, the indicator of residence and the code of the group of economic sectors of the drawer are indicated;

for accounts 1120, 1130, 1140, 1160, 1270 01, 1270 04, 1290 23, 2020 and 2030, indicate the sign of residence and the code of the group of economic sectors of the issuer;

for accounts 4030 07, 4030 10, 5010, 5020, 5030, 5310 and 5320, the sign of residence and the code of the group of economic sectors of the holder of the security (deposit, share) are indicated; if it is not possible to reliably determine the holder of the security (deposit, share), the sign of residence and the code of the group of economic sectors of the nominal holder (trustee) are indicated security (deposit, share);

for accounts 1150 01, 1270 02, 3050 03 and 3380 02, the indicator of residence and the code of the group of economic sectors of the counterparty are indicated; if it is not possible to determine the counterparty, the indicator of residence and the code of the group of economic sectors of the organization on whose site the transaction was carried out are indicated;

for accounts 1370, 1380, 1400, 1500, 1620, 2800, 2920, 3100, 3200, 3520, 3530, 3540, 4310, 4420, 4430 and 4440, the code “0” is indicated;

for other asset accounts, the residence indicator and the code of the group of economic sectors of the debtor are indicated;

for other liability accounts, the indicator of residence and the code of the group of economic sectors of the creditor are indicated;

3) in column 2 for accounts of assets and liabilities in relation to non-residents, indicate the code of the group of economic sectors “0”;

4) in column 3 for the accounts of assets and liabilities in relation to the National Postal Operator, the economic sector group code “5” is indicated;

5) in column 4 the indication of the nomination currency is indicated as follows:

“1” – national currency of the Republic of Kazakhstan;

“2” – foreign currency, refined precious metals;

6) in columns 2, 3 and 4 for accounts 1300, 2300, 2400, 2700, 2930, 5200, 5400, 5520 and 5610, indicate code “0”;

7) column 5 indicates the total amount as of the end of the reporting period on the balance sheet account.

5. According to Table 2:

columns 2 and 3 indicate the number and name of the off-balance sheet account provided for in paragraphs 8 and 9 of Chapter 2 of the Chart of Accounts;

2) column 4 indicates the total amount at the end of the reporting period for the off-balance sheet account;

3) column 5 indicates the total amount at the beginning of the current year in the off-balance sheet account;

4) line 3 for information indicates the number of full-time employees and equivalents (two part-time employees are counted as one full-time employee).

Appendix 23 to the Rules for the submission of reports by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, an insurance broker, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan Form designed to collect administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: report on existing insurance (reinsurance) contracts for the “general insurance” industry

Index of the form intended for collecting administrative data free of charge: 23 – DDO – SO

Frequency: quarterly

Reporting period: as of "___" ______20

Deadline for submitting a form intended for collecting administrative data free of charge: quarterly, no later than the 10th (tenth) working day of the month following the reporting quarter

BIN: _______________________

Collection method: electronically

(in tenge)

No. Insurance class Type of insurance Policyholder Residence status of the policyholder Business identification number (for legal entities) and (or) Individual identification number (for individuals) of the policyholder 1 2 3 4 5 6

continuation of the table:

Reinsurer Beneficiary Business identification number (for legal entities) and (or) Individual identification number (for individuals) of the beneficiary Number of insurance objects Number of the insurance contract (policy) and (or) additional agreement 7 8 9 10 11

continuation of the table:

Date of conclusion of the insurance contract and (or) additional agreement Date of commencement of the insurance contract and (or) additional agreement Date of expiration of the insurance contract and (or) additional agreement Date of commencement of insurance protection Date of expiration of insurance protection 12 13 14 15 16

continuation of the table:

Amount of the insured amount, in tenge Amount of insurance premium under the insurance contract, in tenge Name of the insurance broker, agent (last name, first name, patronymic (if any) Amount of commission, in tenge Reserve of unearned premiums Reinsurance agreement number 17 18 19 20 21 22

continuation of the table:

Insured amount of a reinsurer - a resident of the Republic of Kazakhstan, in tenge Insured amount of a reinsurer - a non-resident of the Republic of Kazakhstan, in tenge Reinsurance premium to a resident of the Republic of Kazakhstan under a reinsurance agreement, in tenge Reinsurance premium to a non-resident of the Republic of Kazakhstan under a reinsurance agreement, in tenge Date of conclusion of the reinsurance agreement 23 24 25 26 27

continuation of the table:

Start date of the reinsurance agreement Expiration date of the reinsurance agreement Start date of insurance protection under the reinsurance agreement Expiration date of insurance protection under the reinsurance agreement Type of reinsurance (facultative and (or) obligatory), Form of reinsurance (proportional and (or) non-proportional) 28 29 30 31 32

continuation of the table:

Name of the reinsurer Rating assessment of the reinsurer Rating agency Amount of commission from the reinsurer, in tenge Insurance broker's commission under the reinsurance agreement Reserve of unearned premiums of the reinsurer as a percentage Amount, in tenge Name of broker 33 34 35 36 37 38 39 40

Note: the form is filled out in accordance with the explanation for filling out the form intended for collecting administrative data free of charge, “Report on existing insurance (reinsurance) contracts for the general insurance industry.”

Appendix to the form intended for collecting administrative data on a free basis, “Report on existing insurance (reinsurance) contracts for the general insurance industry”

Explanation for filling out a form intended for collecting administrative data free of charge

"Report on existing insurance (reinsurance) contracts for the general insurance industry" (index – 23 – DDO – SO, frequency – quarterly)

Chapter 1. General provisions

This explanation defines uniform requirements for filling out a form intended for collecting administrative data on a free basis, “Report on existing insurance (reinsurance) contracts for the general insurance industry” (hereinafter referred to as the Form).

3. The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

4. The Form indicates the current insurance (reinsurance) agreements and all concluded additional agreements to them; if there are several additional agreements, information on each additional agreement is provided in a separate line.

5. The name of the insurance class in column 2 is indicated in full in accordance with the name provided for in Article 6 of the Law and the legislative acts of the Republic of Kazakhstan governing compulsory types of insurance.

6. Information on insurance (reinsurance) contracts is indicated without taking into account adjustments to additional agreements.

7. If the insurance contract is reinsured in several reinsurance organizations, information on each reinsurance contract is indicated on a separate line, while the information on the insurance contract specified in columns 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15 and 16 must be reflected in each line.

Appendix 24 to the Rules for the submission of reports by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, an insurance broker, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan Form designed to collect administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz

Name of administrative form: loss report

Administrative data form index: 24 – OU – SO

Frequency: quarterly

Reporting period: as of "___" ______20

Deadline for submitting a form intended for collecting administrative data free of charge: quarterly, no later than the 10th (tenth) working day of the month following the reporting quarter

BIN: _______________________

Collection method: electronically

(in tenge)

No. Insurance class Type of insurance Insured Business identification number (for legal entities) and (or) individual identification number (for individuals) of the policyholder Reinsurer Beneficiary Business identification number (for legal entities) and (or) individual identification number (for individuals) of the beneficiary 1 2 3 4 5 6 7 8

continuation of the table:

Number of the contract (insurance policy) Start date of the insurance contract Expiration date of the insurance contract Start date of insurance coverage End date of insurance coverage Date of occurrence of the insured event and (or) insured event Date of notification to the insurer about the occurrence of the insured event and (or) insured event 9 10 11 12 13 14 15

continuation of the table:

Type of notification to the insurer about the occurrence of an insured event and (or) insured event (primary and (or) repeated) Amount of the declared loss State premium Brief description of the insured event and (or) insured event Amount of the insurer's expenses for settling the loss Amount of debt of the insured (reinsurer) to pay the insurance premium (insurance premiums) of the insurance (reinsurance) company on the calculation date Average value of settled payments made for a similar group of insured events 16 17 18 19 20 21 22

continuation of the table:

Date of the decision to refuse to make an insurance payment by the insurer Date of receipt of the court summons (notice) and (or) statement of claim Reserve for declared but unresolved losses Date of the court decision or the date the court decision entered into legal force The plaintiff’s claims were satisfied by the court decision (yes, no) 23 24 25 26 27

continuation of the table:

Name of the reinsurer Number of the reinsurance agreement Type of reinsurance (facultative and (or) obligatory), form of reinsurance (proportional and (or) disproportionate) Share of the reinsurer in the reserve of declared but unresolved losses, in tenge 28 29 30 31

Note: the form is filled out in accordance with the explanation for filling out the form intended for collecting administrative data free of charge, “Losses Report”.

Appendix to the form intended for collecting administrative data on a free basis, “Losses Report”

Explanation for filling out a form intended for collecting administrative data free of charge

“Losses report” (index – 24 – OU – SO, frequency – quarterly)

Chapter 1. General provisions

This clarification defines uniform requirements for filling out a form intended for collecting administrative data on a free basis “Losses Report” (hereinafter referred to as the Form).

3. The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

4. If the insurance contract is reinsured in several reinsurance organizations, information on each reinsurance contract is indicated on a separate line, and information on the insurance contract specified in columns 2, 3, 4, 5, 6, 7, 8, 9 and 10 must be reflected in each line.

6. Information on losses settled in the form of refusal to make insurance payments is indicated for the last 12 (twelve) months preceding the reporting date.

7. For losses declared in connection with the extension (re-examination) of the degree of disability, deterioration of the health of the beneficiary under annuity contracts concluded in accordance with Articles 19 and 23 of the Law of the Republic of Kazakhstan "On compulsory insurance of an employee against accidents during the performance of labor (official) duties", the date in column 14 is indicated according to the date of the accident specified in the accident report, death or establishing for an employee the degree of loss of professional ability to work as a result of an industrial injury or according to the date of the conclusion of a health care organization providing specialized medical, expert assistance in the field of occupational pathology, when establishing for an employee the degree of loss of professional ability to work as a result of the detection of an occupational disease.

8. Information in column 16 is filled in according to the class of compulsory insurance of the employee against accidents during the performance of his labor (official) duties.

9. Column 18 indicates the amount of the state premium under a life insurance contract within the framework of the state educational savings system as of the reporting date.

10. Column 19 indicates the name of the covered risk in accordance with the insurance (reinsurance) agreement.

11. Column 22 indicates the average value of settled payments made for a similar group of insured events provided for by parts two and three of paragraph 22 of the Requirements for the formation, methodology for calculating insurance reserves and their structure, approved by Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 31, 2019 No. 13 (registered in the Register of State Registration of Normative Legal Acts under No. 18290).

12. Column 24 indicates the date of receipt of the summons (notice) and (or) statement of claim, depending on which document is received by the insurance (reinsurance) company earlier.

13. Column 26 indicates information about the dates of the court decision and its entry into legal force or its cancellation in the form of a chronology, indicating the relevant information next to each date.

Appendix 25 to the Rules for the submission of reports by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, an insurance broker, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan Form designed to collect administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: report on statistics of insurance payments

Index of the form intended for collecting administrative data free of charge: 25 – SSV – SO

Frequency: quarterly

Reporting period: as of "___" ______20

Deadline for submitting a form intended for collecting administrative data free of charge: quarterly, no later than the 10th (tenth) working day of the month following the reporting quarter

BIN: _______________________

Collection method: electronically

(in tenge)

No. Insurance class Type of insurance Policyholder Business identification number (for legal entities) and (or) individual identification number (for individuals) of the policyholder Reinsurer 1 2 3 4 5 6

continuation of the table:

Beneficiary Business identification number (for legal entities) and (or) individual identification number (for individuals) of the beneficiary Degree of loss of professional disability of the beneficiary Contract (insurance policy) number Date of conclusion of the insurance contract Start date of the insurance contract 7 8 9 10 11 12

continuation of the table:

Expiration date of the insurance contract Start date of insurance coverage End date of insurance coverage Date of occurrence of the insured event and (or) insured event Date of notification to the insurer about the occurrence of the insured event and (or) insured event 13 14 15 16 17

continuation of the table:

Type of notification to the insurer about the occurrence of an insured event and (or) insured event (primary and (or) repeated) Amount of the insurer's expenses for settling the loss Amount of payment Date of accrual of the amount of the insurance payment Amount of compensation for recourse claim Total Including state premium 18 19 20 21 22 23

continuation of the table:

Date of accrual of compensation for recourse claim Amount of compensation transferred to the reinsurer for recourse Date of accrual of compensation to the reinsurer for recourse Name of reinsurer 24 25 26 27

continuation of the table:

Number of the reinsurance agreement Type of reinsurance (facultative and (or) obligatory), form of reinsurance (proportional and (or) non-proportional) Reinsurer’s share in the payment Date of accrual of the reinsurer’s share in the payment 28 29 30 31

Note: the form is filled out in accordance with the explanation for filling out the form intended for collecting administrative data free of charge, “Report on statistics of insurance payments.”

Appendix to the form intended for collecting administrative data on a free basis, “Report on statistics of insurance payments”

Explanation for filling out a form intended for collecting administrative data free of charge

"Report on statistics of insurance payments" (index – 25 – SSV – SO, frequency – quarterly)

Chapter 1. General provisions

This explanation defines uniform requirements for filling out the form intended for collecting administrative data free of charge “Report on statistics of insurance payments” (hereinafter referred to as the Form).

3. The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

4. Information in the Form is indicated on insurance payments made under insurance (reinsurance) contracts concluded in accordance with Article 23 of the Law of the Republic of Kazakhstan “On compulsory insurance of an employee against accidents during the performance of his labor (official) duties” (hereinafter referred to as the OSNS Law) starting from January 1, 2008 and under other insurance (reinsurance) contracts for at least 3 (three) years preceding the reporting date.

5. Information on each insurance payment is indicated on a separate line.

6. The name of the insurance class in column 2 is indicated in full in accordance with the name provided for in Article 6 of the Law and the legislative acts of the Republic of Kazakhstan governing compulsory types of insurance.

7. If the insurance contract is reinsured in several reinsurance organizations, information on each reinsurance contract is indicated on a separate line, and information on the insurance contract specified in columns 2, 3, 4, 5, 6, 7, 8, 9, 10 and 11 must be reflected in each line.

8. For payments made in connection with the extension (re-examination) of the degree of disability, deterioration of the health of the beneficiary under annuity contracts concluded in accordance with Articles 19 and 23 of the OSNS Law, information in column 16 is indicated according to the date of the accident specified in the accident report, upon death or the determination of the degree of loss of professional ability to the employee as a result of an industrial injury or according to the date of the conclusion of the health care organization providing specialized medical, expert assistance in the field of occupational pathology, when establishing the degree of loss of professional ability for the employee as a result of the identification of an occupational disease.

9. Information in columns 9 and 18 is filled in according to the class of compulsory insurance of the employee against accidents during the performance of his labor (official) duties.

Appendix 26 to the Rules for the submission of reports by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, an insurance broker, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan Form designed to collect administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: report on existing insurance (reinsurance) contracts for the “life insurance” industry

Index of the form intended for collecting administrative data free of charge: 26 – DDSZH – SO

Frequency: quarterly

Reporting period: as of "_" ________ 20

Deadline for submitting a form intended for collecting administrative data free of charge: quarterly, no later than the 10th (tenth) working day of the month following the reporting quarter

BIN: _______________________

Collection method: electronically

(in tenge)

continuation of the table:

Insurance contract (policy) number Date of birth of the insured Gender of the insured Date of conclusion of the insurance contract and (or) additional agreement Start date of the insurance contract and (or) additional agreement Expiration date of the insurance contract and (or) additional agreement 8 9 10 11 12 13

continuation of the table:

Start date of insurance protection under the insurance contract Expiration date of insurance protection under the insurance contract Availability of an additional agreement under the insurance contract (yes, no) Amount of the insured amount Amount of the insurance premium under the insurance contract Frequency of the insurance premium Start date of payment of insurance premiums 14 15 16 17 18 19 20

continuation of the table:

End date of payment of insurance premiums Amount of insurance payment Frequency of insurance payments Start date of insurance payments End date of insurance payments Rate of return of the reserve base, in percent Amount of expenses from the insurance premium of the reserve base, in percent Amount of expenses from the insurance payment of the reserve basis, in percent 21 22 23 24 25 26 27 28

continuation of the table:

Name of the intermediary (last name, first name and patronymic (if any) Amount of commission State premium Reserve for non-occurring losses Number of the reinsurance agreement (reinsurance policy) Insured amount of the reinsurer-resident of the Republic of Kazakhstan Insured amount of the non-resident reinsurer of the Republic of Kazakhstan 29 30 31 32 33 34 35

continuation of the table:

Reinsurance premium to a resident of the Republic of Kazakhstan under the agreement Reinsurance premium to a non-resident of the Republic of Kazakhstan under the agreement Date of conclusion of the reinsurance agreement Start date of the reinsurance agreement Expiration date of the reinsurance agreement 36 37 38 39 40

continuation of the table:

Start date of insurance protection under the reinsurance agreement Expiration date of insurance protection under the reinsurance agreement Type of reinsurance (facultative and (or) obligatory), form of reinsurance (proportional and (or) non-proportional) Name of the reinsurer Rating assessment of the reinsurer 41 42 43 44 45

continuation of the table:

Rating agency Amount of commission from the reinsurer Commission of the insurance broker under the reinsurance agreement Reserve for non-occurring losses of the reinsurer as a percentage amount broker name 46 47 48 49 50 51

Appendix to the form intended for collecting administrative data on a free basis, “Report on existing insurance (reinsurance) contracts for the life insurance industry”

Explanation for filling out a form intended for collecting administrative data free of charge

"Report on existing insurance (reinsurance) contracts for the life insurance industry" (index – 26 – DDSZH – SO, frequency – quarterly)

Chapter 1. General provisions

This explanation defines uniform requirements for filling out a form intended for collecting administrative data on a free basis, “Report on existing insurance (reinsurance) contracts for the life insurance industry” (hereinafter referred to as the Form).

3. The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

5. If under a life insurance contract the number of insured persons exceeds the figure one, the values for each insured person are indicated separately.

7. If an insurance (reinsurance) contract is reinsured in several reinsurance organizations, information on each reinsurance contract is indicated on a separate line, while information on the insurance contract specified in columns 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14 and 15 must be reflected in each line.

8. Column 32 indicates the amount of the state premium under a life insurance contract within the framework of the state educational savings system as of the reporting date.

Appendix 27 to the Rules for the submission of reports by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, an insurance broker, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan Form designed to collect administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: report on existing pension annuity contracts and other types of annuity insurance

Index of the form intended for collecting administrative data free of charge: 27 – DDPA – SO

Frequency: quarterly

Reporting period: as of "___" ________ 20 __

Deadline for submitting a form intended for collecting administrative data free of charge: quarterly, no later than the 10th (tenth) working day of the month following the reporting quarter

BIN: _______________________

Collection method: electronically

(in tenge)

No. Type of insurance Policyholder Individual identification number of the policyholder Number of insured Contract number (insurance policy) Date of birth of the insured 1 2 3 4 5 6 7

continuation of the table:

Gender of the insured Date of conclusion of the insurance contract Start date of the insurance contract Expiration date of the insurance contract Start date of insurance protection Date of expiration of insurance protection Availability of an additional agreement under the insurance contract (yes, no) 8 9 10 11 12 13 14

continuation of the table:

Amount of insurance premium under an insurance contract, in tenge Amount of a lump sum payment under an annuity agreement Amount of annuity payment as of the reporting date, in tenge Frequency of insurance payments Guaranteed period Name of intermediary (last name, first name, patronymic (if any) 15 16 17 18 19 20

continuation of the table:

Amount of commission, in tenge Amount of expenses from the insurance premium of the reserve base, in percent Amount of expenses from the insurance payment of the reserve base, in percent Return rate of the reserve base, in percent Indexation rate of the reserve basis, in percent RNU 21 22 23 24 25 26

continuation of the table:

Number of the reinsurance agreement (reinsurance policy) Responsibility of the reinsurer-resident of the Republic of Kazakhstan, in tenge Responsibility of the non-resident reinsurer of the Republic of Kazakhstan, in tenge Reinsurance premium to a resident of the Republic of Kazakhstan under the agreement, in tenge Reinsurance premium to a non-resident of the Republic of Kazakhstan under the agreement, in tenge 27 28 29 30 31

continuation of the table:

Date of conclusion of the reinsurance agreement Start date of the reinsurance agreement Expiration date of the reinsurance agreement Start date of insurance protection under the reinsurance agreement Expiration date of insurance protection under the reinsurance agreement 32 33 34 35 36

continuation of the table:

Type of reinsurance (facultative and (or) obligatory), Form of reinsurance (proportional and (or) disproportionate) Name of the reinsurer Rating assessment of the reinsurer Rating agency Amount of commission from the reinsurer 37 38 39 40 41

continuation of the table:

Commission remuneration of an insurance broker under a reinsurance agreement RNU of the reinsurer in percent Amount, in tenge name of the broker (last name, first name, patronymic (if any) 42 43 44 45

Note: the form is filled out in accordance with the explanation for filling out the form intended for collecting administrative data on a free basis, “Report on existing pension annuity and other types of annuity insurance contracts.”

Appendix to the form intended for collecting administrative data on a free basis, “Report on existing contracts for pension annuity and other types of annuity insurance”

Explanation for filling out a form intended for collecting administrative data free of charge

“Report on existing pension annuity and other types of annuity insurance contracts” (index – 27 – DDPA – SO, frequency – quarterly)

Chapter 1. General provisions

This explanation defines uniform requirements for filling out a form intended for collecting administrative data on a free basis, “Report on existing pension annuity and other types of annuity insurance contracts” (hereinafter referred to as the Form).

3. The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

4. If there is an additional agreement to the insurance (reinsurance) agreement, the Form shall indicate information on the insurance (reinsurance) agreement, adjusted in accordance with the terms of the additional agreement.

5. If under annuity contracts the number of annuitants exceeds one, the values for each insured individual are indicated separately.

6. If an insurance (reinsurance) contract is reinsured in several reinsurance organizations, information on each reinsurance contract is indicated on a separate line.

7. Column 2 indicates the type of insurance according to the annuity insurance class, with the exception of annuity insurance carried out as part of the compulsory insurance of an employee against accidents during the performance of his labor (official) duties.

Appendix 28 to the Rules for the submission of reports by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, an insurance broker, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan Form designed to collect administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: Report on existing annuity contracts concluded as part of compulsory insurance of an employee against accidents during the performance of his labor (official) duties

Index of the form intended for collecting administrative data free of charge: 28 – OSNS – SO

Frequency: quarterly

Reporting period: as of "_" ________ 20

Deadline for submitting a form intended for collecting administrative data free of charge: quarterly, no later than the 10th (tenth) working day of the month following the reporting quarter

BIN: _______________________

Collection method: electronically

(in tenge)

No. Type of insurance Policyholder Business identification number (for legal entities) and (or) Individual identification number (for individuals) of the policyholder Reinsurer Number of insured Contract (insurance policy) number 1 2 3 4 5 6 7

continuation of the table:

Annuitant (last name, first name, patronymic (if any) Individual identification number of the annuitant Date of birth of the annuitant Gender of the annuitant Date of the insured event Date of conclusion of the contract Date of commencement of the insurance contract 8 9 10 11 12 13 14

continuation of the table:

Expiration date of the insurance contract Start date of insurance payments End date of insurance payments Availability of an additional agreement under the insurance contract (yes, no) Annuity premium, in tenge Amount of annuity payment as of the reporting date, in tenge 15 16 17 18 19 20

continuation of the table:

Amount of annuity payment as of the start date of annuity payment, in tenge Frequency of annuity payments Amount of expenses from the insurance premium of the reserve basis, in percent Amount of expenses from the insurance payment of the reserve basis, in percent Return rate of the reserve basis, in percent Indexation rate of the reserve basis, in percent 21 22 23 24 25 26

continuation of the table:

Degree of disability, in percent Degree of disability Name of intermediary (last name, first name, patronymic (if any) Amount of commission, in tenge RNU 27 28 29 30 31

continuation of the table:

Number of the reinsurance agreement (reinsurance policy) Type of reinsurance (facultative and (or) obligatory), Form of reinsurance (proportional and (or) non-proportional) Name of the reinsurer Reinsurer's share in the annuity premium, tenge 32 33 34 35

Name _________________________________________________Address__________________________________________________________Telephone _______________________________________________________E-mail address Executor surname, first name and patronymic (if any) signature, telephone numberManager or person entrusted with the function of signing the report __________________last name, first name and patronymic (if any) signatureDate "" ______________ 20

Note: the form is filled out in accordance with the explanation for filling out the form intended for collecting administrative data on a free basis, “Report on existing annuity contracts concluded as part of compulsory insurance of an employee against accidents during the performance of his labor (official) duties.”

Appendix to the form intended for collecting administrative data on a free basis, “Report on existing annuity contracts concluded as part of compulsory insurance of an employee against accidents during the performance of his labor (official) duties”

Explanation for filling out a form intended for collecting administrative data free of charge

“Report on current annuity contracts concluded as part of compulsory insurance of an employee against accidents during the performance of his labor (official) duties” (index – 28 – OSNS – SO, frequency – quarterly)

Chapter 1. General provisions

This explanation defines uniform requirements for filling out a form intended for collecting administrative data on a free basis “Report on existing annuity contracts concluded as part of compulsory insurance of an employee against accidents during the performance of his labor (official) duties” (hereinafter referred to as the Form).

3. The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

5. If under annuity contracts the number of annuitants exceeds one, the values for each insured individual are indicated separately.

6. Column 2 indicates the type of insurance: annuity insurance, carried out as part of compulsory insurance of an employee against accidents during the performance of his labor (office) duties, or pre-retirement annuity insurance, carried out as part of compulsory insurance of an employee against accidents during the performance of his labor (office) duties.

7. Column 19 indicates the amount of the periodic annuity payment calculated by the annuity agreement, taking into account indexation for the current year.

Appendix 29 to the Rules for the submission of reports by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, an insurance broker, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan Form designed to collect administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: report on insurance (reinsurance) contracts that entered into force over the last 12 (twelve) months

Index of the form intended for collecting administrative data free of charge: 29 – DSP12 – SO

Frequency: quarterly

Reporting period: as of "___" ________ 20 __

Deadline for submitting a form intended for collecting administrative data free of charge: quarterly, no later than the 10th (tenth) working day of the month following the reporting quarter

BIN: _______________________

Collection method: electronically

(in tenge)

No. Insurance class Type of insurance Policyholder Residence status of the policyholder Business identification number (for legal entities) and (or) individual identification number (for individuals) of the policyholder Sign of connection Reinsurer 1 2 3 4 5 6 7 8

continuation of the table:

Beneficiary Business identification number (for legal entities) and (or) individual identification number (for individuals) of the beneficiary Number of the contract (insurance policy) and (or) additional agreement Date of conclusion of the insurance contract and (or) additional agreement Start date of the insurance contract and (or) additional agreement 9 10 11 12 13

continuation of the table:

Expiration date of the insurance contract and (or) additional agreement Start date of insurance protection Expiration date of insurance protection Amount of the insured amount under the insurance contract, in tenge Amount of insurance premium under the insurance contract, in tenge Name of the insurance broker, agent (last name, first name, patronymic (if any) Amount of commission, in tenge 14 15 16 17 18 19 20

continuation of the table:

Date of termination Number of the reinsurance agreement Insurance amount of the reinsurer - a resident of the Republic of Kazakhstan, in tenge Insured amount of the reinsurer - a non-resident of the Republic of Kazakhstan, in tenge Reinsurance premium to a resident of the Republic of Kazakhstan under a reinsurance agreement, in tenge Reinsurance premium to a non-resident of the Republic of Kazakhstan under a reinsurance agreement, in tenge 21 22 23 24 25 26

continuation of the table:

Date of conclusion of the reinsurance agreement Start date of the reinsurance agreement Expiration date of the reinsurance agreement Start date of insurance protection under the reinsurance agreement Type of reinsurance (facultative and (or) obligatory), Form of reinsurance (proportional and (or) non-proportional) 27 28 29 30 31

continuation of the table:

Name of the reinsurer Rating assessment of the reinsurer Rating agency Date of termination of the reinsurance agreement 32 33 34 35

continuation of the table:

Amount of commission from the reinsurer, in tenge Commission fee of the insurance broker under the reinsurance agreement, in percent Amount, in tenge Name of broker 36 37 38 39

Note: the form is filled out in accordance with the explanation for filling out the form intended for collecting administrative data on a free basis, “Report on insurance (reinsurance) contracts that have entered into force over the last 12 (twelve) months.”

Appendix to the form intended for collecting administrative data on a free basis, “Report on insurance (reinsurance) contracts that have entered into force over the last 12 (twelve) months”

Explanation for filling out a form intended for collecting administrative data free of charge

“Report on insurance (reinsurance) contracts that entered into force over the last 12 (twelve) months” (index – 29 – DSP12 – SO, frequency – quarterly)

Chapter 1. General provisions

This clarification defines uniform requirements for filling out a form intended for collecting administrative data free of charge “Report on insurance (reinsurance) contracts that have entered into force over the last 12 (twelve) months” (hereinafter referred to as the Form).

3. The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

4. The Form contains information on insurance (reinsurance) contracts and all additional agreements that entered into force over the last 12 (twelve) months preceding the reporting date.

6. Column 3 indicates the name of the insurance product developed by the insurance organization.

7. Information on the main insurance (reinsurance) contracts is indicated without taking into account adjustments to additional agreements.

8. If there are several additional agreements, information on each additional agreement is provided on a separate line.

9. If the insurance contract is reinsured in several reinsurance organizations, information on each reinsurance contract is indicated on a separate line, and information on the insurance contract specified in columns 2, 3, 4, 5, 6, 8, 9, 10, 11 and 12 must be reflected in each line.

10. Column 7 indicates the sign of connection, which is determined in accordance with paragraph 2-1 of Article 15-1 of the Law.

Appendix 30 to the Rules for the submission of reports by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, an insurance broker, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan Form designed to collect administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: report on the cost of projected payments

Index of the form intended for collecting administrative data free of charge: 30 – SPV – SO

Frequency: quarterly

Reporting period: as of "_" ________ 20

Deadline for submitting a form intended for collecting administrative data free of charge: quarterly, no later than the 10th (tenth) working day of the month following the reporting quarter

BIN: _______________________

Collection method: electronically

(in tenge)

No. Class of insurance Insured Business identification number of the policyholder Reinsurer Beneficiary Individual identification number of the beneficiary Date of birth of the insured 1 2 3 4 5 6 7 8

continuation of the table:

Gender of the insured Insurance contract number Date of conclusion of the insurance contract Start date of the insurance contract End date of the insurance contract Date of the insured event Insured event (work injury and (or) occupational disease) 9 10 11 12 13 14 15

continuation of the table:

The degree of loss of professional ability to work, established initially, in percent The degree of loss of professional ability to work on the date of calculation, in percent Number of prolongations as of the date of the report Forecast date for the start of annuity payments Forecast date for the end of annuity payments Frequency of annuity payments 16 17 18 19 20 21

continuation of the table:

Amount of average monthly earnings (income) on the date of the accident, in tenge Effective annual rate, in percent Indexation rate, in percent Amount of expenses from the insurance premium, in percent Amount of expenses from insurance payment, in percent Expected amount of annuity payment on the date of the report, in tenge 22 23 24 25 26 27

continuation of the table:

Amount of social benefit as of the date of the last prolongation of the annuity contract, in tenge Degree of guilt of the employer in case of gross negligence Reserve for occurred but not fully reported losses (RPNZU), in tenge Name of the reinsurer Number of the reinsurance agreement Reinsurer's share in RPNZU, in tenge 28 29 30 31 32 33

Note: the form is filled out in accordance with the explanation for filling out the form intended for collecting administrative data free of charge, “Report on the cost of projected payments.”

Appendix to the form intended for collecting administrative data on a free basis, “Report on the cost of projected payments”

Explanation for filling out a form intended for collecting administrative data free of charge

“Report on the cost of projected payments” (index – 30 – SPV – SO, frequency – quarterly)

Chapter 1. General provisions

This clarification defines uniform requirements for filling out a form intended for collecting administrative data on a free basis, “Report on the cost of projected payments” (hereinafter referred to as the Form).

3. The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

4. The Form indicates information on the amounts of the cost of projected payments associated with the repeated extension (re-examination) of the degree of loss of professional working capacity of the beneficiary in the class of compulsory insurance of the employee against accidents during the performance of his labor (official) duties, calculated by the actuary in accordance with paragraph 14 of the Requirements for the formation, methodology for calculating insurance reserves and their structure, approved by the resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 31, 2019 No. 13 “On approval of the Requirements for the formation, methodology for calculating insurance reserves and their structure” (registered in the Register of State Registration of Normative Legal Acts under No. 18290) (hereinafter referred to as the Requirements) and under voluntary insurance contracts, the object of insurance of which is the property interest of an employee whose life and health was harmed as a result of an accident, calculated by an actuary in accordance with paragraph 16 Requirements.

5. Column 5 must be completed only if the insurance (reinsurance) company acts as a reinsurer.

6. Column 29 indicates the degree of guilt of the employer if the gross negligence of the victim himself contributed to the occurrence or increase of harm.

7. If the insurance contract is reinsured in several reinsurance organizations, information for each reinsurer is indicated in columns 31, 32 and 33 in a separate line, while the information specified in columns 3, 4, 6, 7, 8, 9, 10, 11, 12 and 13 is to be reflected in each line.

8. Information in column 14 is indicated according to the date of the accident specified in the accident report, in case of death or the degree of loss of professional ability to work is determined for the employee as a result of an occupational injury, or according to the date of the conclusion of the health care organization providing specialized medical, expert assistance in the field of occupational pathology, when the degree of loss of professional ability to work is determined for the employee as a result of the identification of an occupational disease.

9. Column 18 indicates the number of prolongations of loss of professional ability to work as of the reporting date (if such information is available).

Appendix 31 to the Rules for the submission of reports by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, an insurance broker, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan Form designed to collect administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: report on the calculation of the reserve for occurred but unreported losses using the chain ladder method without adjusting for inflation

Index of the form intended for collecting administrative data free of charge: 31 – RPNUB – SO

Frequency: quarterly

Reporting period: as of "___" ______20

Deadline for submitting a form intended for collecting administrative data free of charge: quarterly, no later than the 10th (tenth) working day of the month following the reporting quarter

BIN: _______________________

Collection method: electronically

Table of losses as of the reporting date by _________________________ insurance class

The table of losses is formed on the basis of ________________________ losses (paid, incurred)

Period of occurrence of insured events (i) Losses by period (j) Frequency 1 2 … n-2 n-1 n 1 … 2 … x 3 … x x … … … … x x x n-1 x x x x n x x x x x

Table of accumulated losses ___________________________ insurance class

Period of occurrence of insured events (i) Accumulated losses (j) 1 2 … n-2 n-1 n 1 … 2 … x 3 … x x … … … … x x x n-1 x x x x n x x x x x

Table of loss development coefficients g(j) ____________________________

Loss development method ___________________________________________ (arithmetic mean, average for n-periods, average value)

Period of occurrence of losses (i) Loss development factors (j) 1 2 … n-2 n-1 n 1 … x 2 … x x 3 … x x x … … … … x x x n-1 x x x x n x x x x x x Loss development factors g(j) g(j) 1 2 … n-2 n-1 n average arithmetic x average for n-periods x average value x

Table of projected accumulated losses by ___________________ insurance class

Period of occurrence of insured events (i) Projected accumulation of losses 1 2 … n-2 n-1 n 1 x x … x x x 2 x x … x x … … … … … … … n-1 x x … n x …

Loss reserve table for _________________________ insurance class

Period of occurrence of insured events (i) Projected accumulation of losses Loss reserve by periods 1 2 … n-2 n-1 n 1 x x … x x x x 2 x x … x x … … … … … … … … n-1 x x … n x …

Table of reserve for occurred but unreported losses by ___________________ insurance class

Period of occurrence of insured events (i) Loss reserve by period Reported but not settled losses Occurred but unreported losses 1 2 3 1 2 3 … n-1 n Total

Name ________________________________________________Address__________________________________________________________Telephone _______________________________________________________E-mail address Executor surname, first name and patronymic (if any) signature, telephone numberManager or person entrusted with the function of signing the report _________________last name, first name and patronymic (if any) signatureDate "" ______________ 20

Note: the form is filled out in accordance with the explanation for filling out the form intended for collecting administrative data on a free basis, “Report on the calculation of the reserve for occurred but unreported losses using the chain ladder method without adjusting for inflation.”

Appendix to the form intended for collecting administrative data on a free basis, “Report on the calculation of the reserve for occurred but unreported losses using the chain ladder method without adjustment for inflation”

Explanation for filling out a form intended for collecting administrative data free of charge

“Report on the calculation of the reserve for occurred but unreported losses using the chain ladder method without adjustment for inflation” (index – 31 – RPNUB – SO, frequency – quarterly)

Chapter 1. General provisions

This clarification defines uniform requirements for filling out a form intended for collecting administrative data on a free basis, “Report on the calculation of the reserve for occurred but unreported losses using the chain ladder method without adjusting for inflation” (hereinafter referred to as the Form).

2. The form is drawn up quarterly by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan separately for each class of insurance for which the calculation of the reserve for occurred but unreported losses is carried out using actuarial methods as of the end of the reporting period. If the reinsurer's share in the reserve of occurred but undeclared losses is formed, the Form for the class of insurance is drawn up separately for calculating the reserve of occurred but undeclared losses taking into account the share of the reinsurer and without taking into account the share of the reinsurer. The data in the Form is filled in tenge.

3. The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

4. The Form contains the results of calculations of the reserve for occurred but unreported losses using the chain ladder method without adjusting for inflation, made in accordance with subparagraph 1) of paragraph 11 of the Requirements for the formation, methodology for calculating insurance reserves and their structure, approved by Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 31, 2019 No. 13 "On approval of the Requirements for the formation, methodology for calculating insurance reserves and their structure" (registered in the Register of State Registration of Normative Legal Acts under No. 18290).

5. The table of losses as of the reporting date reflects payments (paid losses) or incurred losses, grouped by periods of occurrence of insured events.

6. The table of accumulated losses indicates the total amounts of payments (paid losses) or incurred losses, grouped by periods of occurrence of insured events.

7. The table of projected accumulated losses indicates the expected amount of payments or incurred losses in each period.

8. The reserve table for incurred but unreported losses indicates:

in the column “Reserve for losses by periods” - the values of reserves for losses in the corresponding periods;

in the column “Declared but not settled losses” - the amount of declared losses in the relevant periods;

in the column “Occurred but not reported losses” - the difference between the columns “Reserve for losses by period” and “Declared but not settled losses” in the corresponding period. In case of a negative difference in the column “Occurred but unreported losses”, the value 0 (zero) is taken;

if the calculation is based on payments, then the reserve for occurred, but undeclared losses is the amount of occurred, but undeclared losses, indicated in column 3 of the table of the reserve for occurred, but undeclared losses, if the calculation is based on incurred losses, then the reserve for occurred, but undeclared losses is the amount of the reserve for losses by period.

Appendix 32 to the Rules for the submission of reports by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, an insurance broker, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan Form designed to collect administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: report on the calculation of the reserve for occurred but unreported losses using the chain ladder method, adjusted for inflation

Index of the form intended for collecting administrative data free of charge: 32 – RPNUS – SO

Frequency: quarterly

Reporting period: as of "___" ______20

Deadline for submitting a form intended for collecting administrative data free of charge: quarterly, no later than the 10th (tenth) working day of the month following the reporting quarter

BIN: _______________________

Collection method: electronically

Table of losses as of the reporting date by ________________________ insurance class

The table of losses is formed on the basis of _____________________ losses (paid, incurred)

Period of occurrence of insured events (i) Losses by period (j) Frequency 1 2 … n-2 n-1 n 1 … 2 … x 3 … x x … … … … x x x n-1 x x x x n x x x x x

Table of information on inflation for each past period

Periods Inflation over the past period (in percent) 1 2 3 … n-1 n

Table of losses adjusted for inflation for past periods by ___________________ insurance class

Period of occurrence of insured events (i) Losses by periods adjusted for inflation for past periods (j) 1 2 … n-2 n-1 n 1 … 2 … x 3 … x x … … … … x x x n-1 x x x x n x x x x x

Table of accumulated losses adjusted for inflation for past periods by __________________ insurance class

Period of occurrence of insured events (i) Accumulated losses adjusted for inflation for past periods (j) 1 2 … n-2 n-1 n 1 … 2 … x 3 … x x … … … … x x x n-1 x x x x n x x x x x

Table of loss development coefficients g(j) ___________________________ loss development method (arithmetic mean, average for n-periods, average value)

Period of occurrence of insured events (i) Loss development factors (j) 1 2 … n-2 n-1 n 1 … 2 … x 3 … x x … … … … x x x n-1 x x x x n x x x x x Loss development factors g(j) g(j) 1 2 … n-2 n-1 n arithmetic average x average for n-periods x average value x

Table of projected accumulated losses adjusted for inflation for past periods by _____________________ insurance class

Period of occurrence of insured events (i) Projected accumulation of losses adjusted for inflation for past periods 1 2 … n-2 n-1 n 1 x x … x x x 2 x x … x x 3 x x … x … … … … … … n-1 x x … n x …

Loss reserve table adjusted for inflation for past periods by ____________________ insurance class

Period of occurrence of insured events (i) Projected accumulation of losses adjusted for inflation for past periods Loss reserve by periods 1 2 … n-2 n-1 n 1 x x … x x x 0 2 x x … x x 3 x x … x … … … … … … … n-1 x x … n x … Loss reserve adjusted for inflation over past periods

Table of reserve for occurred but unreported losses by ____________________ insurance class

Period of occurrence of insured events (i) Loss reserve by period Reported but not settled losses Occurred but unreported losses 1 2 3 1 2 3 … n-1 n Total

Note: the form is completed in accordance with the explanation for filling out the form intended for collecting administrative data on a free basis, “Report on the calculation of the reserve for occurred but unreported losses using the chain ladder method, adjusted for inflation.”

Explanation for filling out a form intended for collecting administrative data free of charge

“Report on the calculation of the reserve for occurred but unreported losses using the chain ladder method, adjusted for inflation” (index – 32 – RPNUS – SO, frequency – quarterly)

Chapter 1. General provisions

This clarification defines uniform requirements for filling out a form intended for collecting administrative data on a free basis, “Report on the calculation of the reserve for occurred but unreported losses using the chain ladder method, adjusted for inflation” (hereinafter referred to as the Form).

3. The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

4. The Form contains the results of calculations of the reserve for occurred but unreported losses using the chain ladder method, adjusted for inflation, made in accordance with subparagraph 2) of paragraph 11 of the Requirements for the formation, methodology for calculating insurance reserves and their structure, approved by Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 31, 2019 No. 13 “On approval of the Requirements for the formation, calculation methodology insurance reserves and their structure" (registered in the Register of State Registration of Normative Legal Acts under No. 18290).

5. The table of losses as of the reporting date reflects payments (paid losses) or incurred losses, grouped by periods of occurrence of insured events.

6. The table of information on inflation for each past period indicates the accumulated values of official inflation values for the period of occurrence of insured events.

7. If in the table of the reserve of occurred, but undeclared losses, the calculation is based on payments, then the reserve of occurred, but undeclared losses is the amount of occurred, but undeclared losses indicated in column 3 of the table of the reserve of occurred, but undeclared losses, if the calculation is based on incurred losses, then the reserve of occurred, but undeclared losses is the amount of the reserve of losses for the periods specified in column 1 of the table reserve for incurred but unreported losses.

8. In the column “Occurred, but unreported losses” of the table of the reserve for occurred, but unreported losses, the difference between the columns “Reserve for losses by period” and “Declared, but not settled losses” in the corresponding period is indicated. In case of a negative difference in the column “Occurred but unreported losses”, the value 0 (zero) is taken.

Appendix 33 to the Rules for the submission of reports by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, an insurance broker, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan Form designed to collect administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: Report on the calculation of the reserve for occurred but unreported losses using the Bornhütter-Ferguson method

Index of the form intended for collecting administrative data free of charge: 33 – RPNUBF – SO

Frequency: quarterly

Reporting period: as of "___" ______20

Deadline for submitting a form intended for collecting administrative data free of charge: quarterly, no later than the 10th (tenth) working day of the month following the reporting quarter

BIN: _______________________

Collection method: electronically

Table of losses as of the reporting date by _______________________ insurance class

The table of losses is formed on the basis of _______________________ losses (paid, incurred)

Period of occurrence of insured events (i) Losses by period (j) Frequency 1 2 … n-2 n-1 n 1 … x 2 … x x 3 … x x x … … … … x x x n-1 x x x x n x x x x x x

Table of accumulated losses by _______________________ insurance class

Period of occurrence of insured events (i) Accumulated losses (j) 1 2 … n-2 n-1 n 1 … x 2 … x x 3 … x x x … … … … x x x n-1 x x x x n x x x x x x

Table of loss development coefficients g(j) ____________________________loss development method (arithmetic average, average for n-periods, average value)

Odds table

Period of occurrence of insured events (i) Loss development coefficients g(j) Loss development factors f (j) Delay factors h(j)= 1 - 1/f (j) 1 1 1 1-1/ 1 2 3 … n-1 n

Table for calculating the loss ratio for policies

Fiscal year (y) Losses incurred Premiums earned Policy loss ratio 1 2 3 4 1 2 … m-1 m

Table of reserve for occurred but unreported losses

Period of occurrence of insured events (i) Earned premiums Loss ratio U Expected final losses z(i) Lag factors h(j) Losses that occurred but were not paid at the reporting date R(i) Claimed but not settled at the reporting date Losses that occurred but were not reported 1 2 3=12 4 5=34 6 7=5-6 1 2 3 … n-1 n Total

Appendix to the form intended for collecting administrative data on a free basis, “Report on the calculation of the reserve for occurred but unreported losses using the Bornhuetter-Ferguson method”

Explanation for filling out a form intended for collecting administrative data free of charge

“Report on the calculation of the reserve for occurred but unreported losses using the Bornhütter-Ferguson method” (index – 33 – RPNUBF – SO, frequency – quarterly)

Chapter 1. General provisions

This clarification defines uniform requirements for filling out a form intended for collecting administrative data on a free basis, “Report on the calculation of the reserve for occurred but unreported losses using the Bornhütter-Ferguson method” (hereinafter referred to as the Form).

3. The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

4. The Form contains the results of calculations of the reserve for occurred but unreported losses using the Bornhütter-Ferguson method, made in accordance with subparagraph 3) of paragraph 11 of the Requirements for the formation, methodology for calculating insurance reserves and their structure, approved by Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 31, 2019 No. 13 "On approval of the Requirements for the formation, methodology for calculating insurance reserves and their structure" (registered in the Register of State Registration of Normative Legal Acts under No. 18290).

5. The table of losses as of the reporting date reflects payments (paid losses) or incurred losses, grouped by periods of occurrence of insured events.

6. The table of accumulated losses indicates the total payments (paid losses) or incurred losses, grouped by periods of occurrence of insured events.

7. In the table for calculating the loss ratio:

in the column “Losses Incurred” the values of losses incurred as of the reporting date are indicated, including expenses for the settlement of losses, under insurance (reinsurance) contracts that entered into force in the financial year preceding the period of occurrence of insured events;

in the column “Earned premiums” the earned premium under insurance (reinsurance) contracts that entered into force in the financial year preceding the period of occurrence of insured events is indicated.

8. The reserve table for incurred but unreported losses indicates:

in the column “Earned premiums” – the earned premium of the insurance organization in the corresponding period;

in the column “Loss ratio U” – the value of the loss ratio, the size of which is not less than the average value of loss ratios for policies in accordance with the table for calculating the loss ratio for policies of this Form;

in the column “Delay factors h(j)” – the values of the delay factors h(j) indicated in the table of coefficients of this Form;

if the calculation of the Bornhütter-Ferguson method is based on payments, then the reserve for occurred but unreported losses is the amount of losses that occurred but were not reported (column 7 of the table of the reserve for occurred but unreported losses of this form), if the calculation is based on incurred losses, then the reserve for occurred but unreported losses is the amount of losses that occurred but were not paid as of the reporting date (column 5 of the Table reserve for incurred but unreported losses of this Form);

in the column “Occurred but not reported losses” - the difference between the columns “Occurred but not paid for losses R(i) on the reporting date” and “Declared but not settled losses on the reporting date” in the corresponding period. In case of a negative difference in the column “Occurred but unreported losses” the value 0 (zero) is taken.

9. When calculating the reserve for occurred but unreported losses minus the reinsurer’s share:

in the column “Earned premiums” the values of the earned premium minus the reinsurer’s share in the corresponding period are indicated;

in the column “Lagging factors h(j)” the values of lag factors h(j) are indicated, taking into account the reinsurer’s share, indicated in the Table of coefficients of this Form.

Appendix 34 to the Rules for the submission of reports by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, an insurance broker, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan Form designed to collect administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: report on concluded insurance and reinsurance contracts with the participation of insurance brokers of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan

Index of the form intended for collecting administrative data free of charge: 34 – ZDS – SB

Frequency: quarterly

Reporting period: as of "___" ______20

Circle of persons submitting a form intended for collecting administrative data free of charge: insurance broker, branches of non-resident insurance brokers of the Republic of Kazakhstan

Deadline for submitting a form intended for collecting administrative data free of charge: quarterly, no later than the 6th (sixth) working day of the month following the reporting quarter

BIN: _______________________

Collection method: electronically

Table 1. Insurance contracts

No. Insurance contract number Date of conclusion of the insurance contract Validity period of the insurance contract Name of the insured Name of the insurer 1 2 3 4 5 6 1 2 3 … Total

continuation of the table:

Name of the beneficiary Class (type) of insurance Amount of insurance premium, in thousands of tenge Amount insured (volume of obligation) under the insurance contract, in thousands of tenge Insurance broker commission from the insurance premium as a percentage 7 8 9 10 11 …

Table 2. Reinsurance contracts

No. Name of the reinsurer (assignor) Location (country) of the reinsurer (assignor) Details of the reinsurance agreement (cover note) Name of the non-resident reinsurance broker of the Republic of Kazakhstan Location (country) of the non-resident reinsurance broker of the Republic of Kazakhstan Name of the reinsurer Location (country) of the reinsurer 1 2 3 4 5 6 7 8 1 1.1 … 2. 2.1 … Total

continuation of the table:

Reinsurer rating Name of the rating agency Insurance class (type) Type/form of reinsurance Name of the insured (if any) Amount of insurance premiums transferred for reinsurance, in thousands of tenge Sum insured under the insurance contract, in thousands of tenge Limit of liability of the reinsurer, in thousands of tenge Insurance broker commission from the insurance premium transferred for reinsurance, in percent 9 10 11 12 13 14 15 16 17 …

Name ________________________________________________Address__________________________________________________________Telephone _______________________________________________________E-mail address Executor surname, first name and patronymic (if any) signature, telephone numberManager or person entrusted with the function of signing the report ___________________last name, first name and patronymic (if any) signatureDate "" ______________ 20

Note: the form is filled out in accordance with the explanation for filling out the form intended for collecting administrative data on a free basis, “Report on concluded insurance and reinsurance contracts with the participation of insurance brokers of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan.”

Appendix to the form intended for collecting administrative data on a free basis, “Report on concluded insurance and reinsurance contracts with the participation of insurance brokers of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan”

Explanation for filling out a form intended for collecting administrative data free of charge

"Report on concluded insurance and reinsurance contracts with the participation of insurance brokers of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan" (index - 34 - ZDS - SB, frequency - quarterly)

Chapter 1. General provisions

This explanation defines uniform requirements for filling out a form intended for collecting administrative data free of charge “Report on concluded insurance and reinsurance contracts with the participation of insurance brokers of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan” (hereinafter referred to as the Form).

2. The form is drawn up quarterly by an insurance broker and a branch of non-resident insurance brokers of the Republic of Kazakhstan as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded up to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded up to 1000 (one thousand) tenge.

3. The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

4. Table 1 indicates information on insurance contracts concluded for the period from the beginning of the current year (with a cumulative total) on behalf of resident insurance brokers of the Republic of Kazakhstan (with the participation of insurance brokers), and on behalf of policyholders.

5. Table 2 indicates information on reinsurance contracts concluded for the period from the beginning of the current year (with cumulative total) through the mediation of resident insurance brokers of the Republic of Kazakhstan (with the participation of an insurance broker).

6. In columns 3, 6 and 8 of Table 2, country codes are indicated in accordance with the national classifier of the Republic of Kazakhstan NK RK ISO 3166-1 “Codes for representing the names of countries and units of their administrative-territorial divisions.”

Appendix 35 to the Rules for the submission of reports by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, an insurance broker, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan Form designed to collect administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz

Name of administrative form: report on investment property and fixed assets

Index of the form intended for collecting administrative data free of charge: 35 – IIOS – SO

Frequency: annual

Reporting period: as of "_" ___________ 20

Deadline for submitting a form intended for collecting administrative data free of charge: annually, no later than the 6th (sixth) working day of the month following the reporting year

BIN: _______________________

Collection method: electronically

(in thousands of tenge)

No. Information on investment property and fixed assets Purchase value Book value 1 2 3 4 1 Investment property 1.1 … 2 Fixed assets in the form of real estate 2.1 … 3 Other fixed assets 4 Total

Note: the form is filled out in accordance with the explanation for filling out the form intended for collecting administrative data free of charge, “Report on investment property and fixed assets.”

Appendix to the form intended for collecting administrative data on a free basis, “Report on investment property and fixed assets”

Explanation for filling out a form intended for collecting administrative data free of charge

“Report on investment property and fixed assets” (index – 35 – IIOS – SO, frequency – annual)

Chapter 1. General provisions

This clarification defines uniform requirements for filling out the form intended for collecting administrative data free of charge “Report on investment property and fixed assets” (hereinafter referred to as the Form).

2. The form is compiled annually by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization by branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded up to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded up to 1000 (one thousand) tenge.

3. The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

4. Column 2 indicates information about investment property and fixed assets.

5. The total amount of investments in fixed assets that are not real estate is indicated in line 3 “Other fixed assets”.

Appendix 36 to the Rules for the submission of reports by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, an insurance broker, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan Form designed to collect administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: report on information about the non-resident insurance (reinsurance) organization of the Republic of Kazakhstan

Index of the form intended for collecting administrative data free of charge: 36 – ISON – FN

Frequency: half-yearly

Reporting period: as of "___" ________ 20 __

The range of persons submitting a form intended for collecting administrative data free of charge: branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of Islamic insurance (reinsurance) non-resident organizations of the Republic of Kazakhstan

Deadline for submitting a form intended for collecting administrative data free of charge: once every six months, no later than the 6th (sixth) working day of the month following the reporting half-year

BIN: _______________________

Collection method: electronically

(in thousands of tenge)

No. Name of indicator At the end of the reporting period 1 2 3 1 Insurance premiums accepted under insurance, coinsurance and reinsurance contracts 2 Insurance premiums transferred for reinsurance 3 Insurance payments under insurance, coinsurance and reinsurance contracts 4 Total assets 5 Reserves for life insurance contracts 6 Reserves for insurance other than life insurance 7 Total liabilities 8 Retained earnings (uncovered loss) 9 Total capital 10 Compliance by an insurance (reinsurance) organization non-resident of the Republic of Kazakhstan with regulatory requirements, solvency requirements “yes” or “no”

Note: the form is filled out in accordance with the explanation for filling out the form intended for collecting administrative data free of charge, “Report on information about a non-resident insurance (reinsurance) organization of the Republic of Kazakhstan.”

Appendix to the form intended for collecting administrative data on a free basis, “Report on information about a non-resident insurance (reinsurance) organization of the Republic of Kazakhstan”

Explanation for filling out a form intended for collecting administrative data free of charge

"Report on information on an insurance (reinsurance) non-resident organization of the Republic of Kazakhstan" (index - 36 - ISON - FN, frequency - half-yearly)

Chapter 1. General provisions

This explanation defines uniform requirements for filling out a form intended for collecting administrative data on a free basis, “Report on information on a non-resident insurance (reinsurance) organization of the Republic of Kazakhstan” (hereinafter referred to as the Form).

2. The form is drawn up by branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan as of January 1 and July 1 as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded up to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded up to 1000 (one thousand) tenge.

3. The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

4. The Form shall indicate the data of the non-resident insurance (reinsurance) organization of the Republic of Kazakhstan, the branch of which carries out insurance (reinsurance) activities in the territory of the Republic of Kazakhstan.

5. Line 10 indicates information in the “yes” or “no” format about the fulfillment by an insurance (reinsurance) non-resident organization of the Republic of Kazakhstan of the requirements established by the authorized body operating at the place of activity of the non-resident insurance (reinsurance) organization of the Republic of Kazakhstan.

Appendix 37 to the Rules for the submission of reports by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, an insurance broker, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan Form designed to collect administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: report on the calculation of the loss ratio for policies

Index of the form intended for collecting administrative data free of charge: 37 – KU – SO

Frequency: annual

Reporting period: as of "___" ________ 20 __

Deadline for submitting a form intended for collecting administrative data free of charge: annually, no later than the 6th (sixth) working day of the month following the reporting year

BIN: _______________________

Collection method: electronically

(in thousands of tenge)

No. Name of classes (types) of insurance Earned insurance premiums Insurance payments Changes in loss reserves Settlement expenses Loss ratio for policies taking into account the share of the reinsurer, in percent Loss ratio for policies without taking into account the share of the reinsurer, in percent Total Net amount of earned premiums Total Net amount of insurance payments Total Net amount of changes in loss reserves 1 2 3 4 5 6 7 8 9 10 11 1. Compulsory insurance 1.1 civil liability insurance of vehicle owners 1.2 civil liability insurance of the carrier to passengers 1.3 civil liability insurance of private notaries 1.4 environmental insurance 1.5 civil liability insurance of auditors and audit organizations 1.6 tourist insurance 1.7 civil liability insurance of owners of objects whose activities are associated with danger harm to third parties 1.8 insurance of the employee against accidents during the performance of his labor (official) duties, including: 1.8.1 annuity insurance, carried out as part of the compulsory insurance of the employee against accidents during the performance of his labor (official) duties 1.8.2 pre-retirement annuity insurance, carried out as part of the compulsory insurance of the employee against accidents during the performance of his labor (official) duties 1.9 other classes (types) of insurance 2. Voluntary personal insurance 2.1 life insurance, with the exception of the class indicated in line 2.3 of this table, including: 2.1.1 cumulative 2.1.2 non-cumulative 2.2 annuity insurance, with the exception of the class specified in line 2.4 of this table 2.3 life insurance within the framework of the state educational savings system 2.4 pension annuity insurance 2.5 accident insurance 2.6 health insurance 2.6.1 traveling abroad 2.7 other classes (types) of insurance 3. Voluntary property insurance 3.1 motor transport insurance 3.2 railway transport insurance 3.3 air transport insurance 3.4 water transport insurance 3.5 insurance of space objects 3.6 cargo insurance 3.7 property insurance against damage, with the exception of the classes indicated in the lines 3.1, 3.2, 3.3, 3.4, 3.5 and 3.6 of this table 3.8 civil liability insurance for motor vehicle owners 3.9 civil liability insurance for air transport owners 3.10 civil liability insurance for water transport owners 3.11 civil liability insurance for space objects owners 3.12 professional liability insurance 3.13 civil liability insurance, with the exception of classes specified in lines 3.8, 3.9, 3.10, 3.11 and 3.12 of this table 3.14 insurance of loans to legal entities 3.15 mortgage insurance 3.16 insurance of guarantees and sureties 3.17 insurance against other financial losses 3.18 insurance of losses of financial organizations, with the exception of the classes specified in lines 3.14, 3.15, 3.16 and 3.17 of this table 3.19 title insurance 3.20 legal expenses insurance 3.21 other classes (types) of insurance 4. Across the entire insurance portfolio

Note: the form is filled out in accordance with the explanation for filling out the form intended for collecting administrative data free of charge, “Report on the calculation of the loss ratio of an insurance (reinsurance) organization for policies.”

Appendix to the form intended for collecting administrative data on a free basis, “Report on the calculation of the loss ratio of an insurance (reinsurance) organization for policies”

Explanation for filling out a form intended for collecting administrative data free of charge

“Report on the calculation of the loss ratio of an insurance (reinsurance) organization for policies” (index – 37 – KU – SO, frequency – annual)

Chapter 1. General provisions

This explanation defines uniform requirements for filling out a form intended for collecting administrative data on a free basis, “Report on the calculation of the loss ratio of an insurance (reinsurance) organization for policies” (hereinafter referred to as the Form).

2. The form is compiled annually by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded up to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded up to 1000 (one thousand) tenge.

3. The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

4. The form determines the procedure for calculating the loss ratio of an insurance (reinsurance) organization for policies.

5. The form is filled out for all classes (types) of insurance, with the exception of classes (types) of accumulative insurance.

6. Column 3 shall indicate the earned insurance premiums, calculated in accordance with part two of paragraph 16 of the Rules for calculating coefficients characterizing the loss ratio (loss ratio, cost ratio, combined ratio) of an insurance (reinsurance) company, a branch of a non-resident insurance (reinsurance) company of the Republic of Kazakhstan, approved by Resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 19, 2015 No. 240 (registered in the Register of State Registration of Normative Legal Acts under No. 13056) (hereinafter referred to as the Rules).

7. Column 4 indicates the net earned insurance premiums, calculated in accordance with part two of paragraph 17 of the Rules.

8. Column 5 shall indicate insurance payments for the 24 (twenty-four) months preceding the reporting date under insurance (reinsurance) contracts that entered into force within 12 (twelve) months preceding the reporting period.

9. Column 6 shall indicate insurance payments excluding the share of the reinsurer for the 24 (twenty-four) months preceding the reporting date under insurance (reinsurance) contracts that entered into force within 12 (twelve) months preceding the reporting period.

10. Column 7 shall indicate changes in loss reserves for the 24 (twenty-four) months preceding the reporting date under insurance (reinsurance) contracts that entered into force within 12 (twelve) months preceding the reporting period.

11. Column 8 shall indicate changes in loss reserves excluding the reinsurer’s share for the 24 (twenty-four) months preceding the reporting date under insurance (reinsurance) contracts that entered into force within 12 (twelve) months preceding the reporting period.

12. Column 9 shall indicate settlement costs for the 24 (twenty-four) months preceding the reporting date for insurance (reinsurance) contracts that entered into force within 12 (twelve) months preceding the reporting period.

13. Column 10 indicates the ratio of the sum of columns 5, 7 and 9 to the corresponding value in column 3.

14. Column 11 indicates the ratio of the sum of columns 6, 8 and 9 to the corresponding value of column 4.

Appendix 38 to the Rules for the submission of reports by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, an insurance broker, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan Form designed to collect administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: report on the classification of insurance premiums and insurance payments by type of economic activity

Index of the form intended for collecting administrative data free of charge: 38 – PVED – SO

Frequency: annually

Reporting period: as of "___" ______20

Deadline for submitting a form intended for collecting administrative data free of charge: annually, no later than the 6th (sixth) working day of the month following the reporting year

BIN: _______________________

Collection method: electronically

(in thousands of tenge)

No. Code of type of economic activity Insurance premiums Insurance payments 1 2 3 4 1 … 2 … 3 … … … 100 For information: individuals 200 Total

Note: the form is filled out in accordance with the explanation for filling out the form intended for collecting administrative data free of charge, “Report on the classification of insurance premiums and insurance payments by type of economic activity.”

Appendix to the form intended for collecting administrative data on a free basis, “Report on the classification of insurance premiums and insurance payments by type of economic activity”

Explanation for filling out a form intended for collecting administrative data free of charge

"Report on the classification of insurance premiums and insurance payments by type of economic activity" (index – 38 – PVED – SO, frequency – annual)

Chapter 1. General provisions

This explanation defines uniform requirements for filling out a form intended for collecting administrative data on a free basis, “Report on the classification of insurance premiums and insurance payments by type of economic activity” (hereinafter referred to as the Form).

3. The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

4. The Form shall indicate insurance premiums minus expenses associated with the termination of insurance contracts, and insurance payments made for the period from the beginning of the reporting period under direct insurance contracts.

5. Insurance premiums and insurance payments are classified according to the main type of economic activity of the insured.

6. Column 2 indicates the two-digit digital code of the type of economic activity (section) in accordance with the general classifier of types of economic activity of the Tax Code of the Republic of Kazakhstan 03.

7. The total amount of insurance premiums in column 3 corresponds to the amount of insurance premiums accepted under insurance contracts specified in column 4 of the Table Insurance premiums and state premium of appendix 7 of this resolution, minus the costs associated with the termination of insurance contracts specified in column 20 of the Table Insurance premiums and state premium of appendix 7 of this resolution.

8. The total amount of insurance payments in column 4 corresponds to the amount of insurance payments minus insurance payments made under contracts accepted for reinsurance of the report on insurance payments.

Appendix 39 to the Rules for the submission of reports by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, an insurance broker, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan Form designed to collect administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: report on insurance premiums and insurance payments accepted and made under insurance contracts by region of the Republic of Kazakhstan

Index of the form intended for collecting administrative data free of charge: 39 – PVR – SO

Frequency: annual

Reporting period: as of "_" ________ 20

Deadline for submitting a form intended for collecting administrative data free of charge: annually, no later than the 6th (sixth) working day of the month following the reporting year

BIN: _______________________

Collection method: electronically

(in thousands of tenge)

No. Name of insurance classes Region of the Republic of Kazakhstan Total insurance premiums accepted under insurance contracts expenses for making insurance payments under insurance contracts insurance premiums accepted under insurance contracts expenses for making insurance payments under insurance contracts 1 2 3 4 5 6 1 Compulsory insurance: 1.1 civil liability of vehicle owners 1.2 civil liability of the carrier to passengers 1.3 civil liability insurance of private notaries 1.4 environmental insurance 1.5 civil liability of audit organizations 1.6 tourist insurance 1.7 civil liability of owners of objects whose activities involve the risk of causing harm to third parties 1.8 insurance of an employee against accidents during the performance of his labor (official) duties, including: 1.8.1 annuity insurance carried out as part of the compulsory insurance of an employee against accidents during the performance of his labor (official) duties duties 1.8.2 pre-retirement annuity insurance, carried out within the framework of compulsory insurance of an employee against accidents during the performance of his labor (official) duties 1.9 other types (classes) of insurance 2 Voluntary personal insurance: 2.1 life insurance, with the exception of the class indicated in line 2.3 of this table, including: 2.1.1 cumulative 2.1.2 non-cumulative 2.2 annuity insurance, with the exception of the class indicated in line 2.4 of this table 2.3 life insurance within the framework of the state educational savings system 2.4 pension annuity insurance 2.3 accident insurance 2.4 health insurance, including: 2.4.1 traveling abroad 2.5 other types (classes) of insurance 3 Voluntary property insurance: 3.1 motor transport insurance 3.2 insurance railway transport 3.3 air transport insurance 3.4 water transport insurance 3.5 insurance of space objects 3.6 cargo insurance 3.7 property insurance against damage, with the exception of the classes indicated in lines 3.1, 3.2, 3.3, 3.4, 3.5 and 3.6 of this table 3.8 civil liability insurance of road transport owners 3.9 civil liability insurance of air transport owners 3.10 insurance of civil liability of owners of water transport 3.11 insurance of civil liability of owners of space objects 3.12 insurance of professional liability 3.13 insurance of civil liability, with the exception of the classes indicated in lines 3.8, 3.9, 3.10, 3.11 and 3.12 of this table 3.14 insurance of loans to legal entities 3.15 mortgage insurance 3.16 insurance of guarantees and sureties 3.17 insurance against other financial losses 3.18 insurance against losses of financial organizations, with the exception of the classes indicated in lines 3.14, 3.15, 3.16 and 3.17 of this table 3.19 title insurance 3.20 insurance of legal expenses 3.21 other types (classes) of insurance 4 Total

Note: the form is filled out in accordance with the explanation for filling out the form intended for collecting administrative data on a free basis, “Report on insurance premiums and insurance payments accepted and made under insurance contracts by region of the Republic of Kazakhstan.”

Appendix to the form intended for collecting administrative data on a free basis, “Report on insurance premiums and insurance payments accepted and made under insurance contracts by region of the Republic of Kazakhstan”

Explanation for filling out a form intended for collecting administrative data free of charge

"Report on insurance premiums and insurance payments accepted and made under insurance contracts in the regions of the Republic of Kazakhstan" (index - 39 - PVR - SO, frequency - annual)

Chapter 1. General provisions

This explanation defines uniform requirements for filling out a form intended for collecting administrative data on a free basis, “Report on insurance premiums and insurance payments accepted and made under insurance contracts by region of the Republic of Kazakhstan” (hereinafter referred to as the Form).

3. The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

4. The Form indicates the amount of insurance premiums accepted under insurance contracts, minus expenses associated with the termination of insurance contracts, as well as the amount of insurance payments minus insurance payments made under contracts accepted for reinsurance, in the context of each region of the Republic of Kazakhstan.

5. In columns 3 and 4, the region or city of republican significance is indicated in accordance with the national classifier of the Republic of Kazakhstan NK RK 11 “Classifier of administrative-territorial objects”.

6. Columns 5 and 6 indicate the total amounts of insurance premiums accepted under insurance contracts and expenses for making insurance payments under insurance contracts, respectively, for all regions of the Republic of Kazakhstan.

7. The total amount of insurance premiums in column 5 corresponds to the amount of insurance premiums accepted under insurance contracts specified in column 4 of the Table Insurance premiums and state premium of appendix 7 of this resolution, minus the costs associated with the termination of insurance contracts specified in column 20 of the Table Insurance premiums and state premium of appendix 7 of this resolution.

8. Classification of insurance premiums and payments on a territorial basis in the Form is carried out according to the location of the insurance object (risk). The object of insurance is understood as property or a person that is directly related to the insured event specified in the insurance contract. The presence or absence of registration documents for the insurance object is also taken into account.

9. To assign insurance premiums and payments by territorial basis, the following is taken into account:

for personal insurance:

in terms of insurance premiums – place of permanent residence (registration), legal address of the policyholder;

in terms of insurance payments - place of permanent residence (registration), legal address of the insured;

2) for property types of insurance - the place of registration of property or the place of registration of the policyholder;

3) by class of civil liability insurance – place of registration of property or place of registration of the insured;

4) for the attribution of insurance premiums and payments on a territorial basis, professional liability insurance refers to types of insurance related to the insurance of civil liability of a person in connection with causing harm to other persons in the process or as a result of activities carried out by him on the basis of a special permit and requiring special knowledge, experience and qualifications, including, if any, the employees of this person.

In case of insurance of property that is not subject to registration, the insurance premium and payment are indicated according to the place of registration of the policyholder.

10. When insuring property located in different regions of the Republic of Kazakhstan, insurance premiums in the Form are indicated according to the place of registration of the property (if the property is subject to registration) or the insured (if the property is not subject to registration).

11. If vehicles are registered in other states and temporarily imported into the territory of the Republic of Kazakhstan, then the amount of premiums and (or) payments is indicated at the place of temporary registration of the vehicle in the Republic of Kazakhstan.

Appendix 40 to the Rules for the submission of reports by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, an insurance broker, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan Form designed to collect administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: report on loans provided to policyholders

Index of the form intended for collecting administrative data free of charge: 40 – ZPS – SO

Frequency: annually

Reporting period: as of "___" ______20

Deadline for submitting a form intended for collecting administrative data free of charge: annually, no later than the 6th (sixth) working day of the month following the reporting year

BIN: _______________________

Collection method: electronically

(in thousands of tenge)

No. Last name, first name, patronymic (if any) of the policyholder Number of the insurance contract Date of conclusion of the insurance contract Expiration date of the insurance contract Date of loan provision Term of loan provision Sum insured 1 2 3 4 5 6 7 8 1 2 ... Total

continuation of the table:

Redemption amount Amount of loan issued Interest rate (in percent) Amount of debt total including the amount of the principal debt amount of interest reserves for impairment overdue debt 9 10 11 12 13 14 15 16 …

Note: the form is filled out in accordance with the explanation for filling out the form intended for collecting administrative data on a free basis, “Report on loans provided to policyholders.”

Appendix to the form intended for collecting administrative data on a free basis, “Report on loans provided to policyholders”

Explanation for filling out a form intended for collecting administrative data free of charge

“Report on loans provided to policyholders” (index – 40 – ZPS – SO, frequency – annual)

Chapter 1. General provisions

This explanation defines uniform requirements for filling out a form intended for collecting administrative data on a free basis, “Report on loans provided to policyholders” (hereinafter referred to as the Form).

2. The form is compiled annually by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan operating in the “life insurance” industry as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded up to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded up to 1000 (one thousand) tenge.

3. The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

4. The Form contains information on loans provided to policyholders by insurance (reinsurance) organizations operating in the “life insurance” industry.

Appendix 41 to the Rules for the submission of reports by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, an insurance broker, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan Form designed to collect administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz

Name of administrative form: statement of income paid to executive employees

Index of the form intended for collecting administrative data free of charge: 41 – DRR – SO

Frequency: annually

Reporting period: as of "____" ____________ 20 ___

The range of persons submitting a form intended for collecting administrative data free of charge: insurance (reinsurance) organization, Islamic insurance (reinsurance) organization, insurance broker, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident insurance brokers of the Republic of Kazakhstan

Deadline for submitting a form intended for collecting administrative data free of charge: annually, within 120 (one hundred and twenty) calendar days after the end of the financial year

BIN: _______________________

Collection method: electronically

No. Last name, first name and patronymic (if any) Position of managerial employee Supervised type of activity Ratio of non-fixed remuneration to the amount of fixed and non-fixed remuneration, as a percentage 1 2 3 4 5 1 2 ... Total

continuation of the table:

The presence of facts of non-payment of non-fixed remuneration on the grounds provided for in subparagraph 1) paragraph 4 of the resolution of the Board of the National Bank of the Republic of Kazakhstan dated February 24, 2012 No. 74 “On establishing Requirements for internal policies on remuneration, calculation of monetary rewards, as well as other types of material incentives for executive employees of a bank, insurance (reinsurance) organization, insurance broker, branch of a non-resident bank of the Republic of Kazakhstan, branch of an insurance company (reinsurance) non-resident organization of the Republic of Kazakhstan, branch of a non-resident insurance broker of the Republic of Kazakhstan" (registered in the Register of State Registration of Normative Legal Acts under No. 7525) ("yes" or "no") Remuneration, in thousands of tenge fixed non-fixed paid suspended 6 7 8 9 ...

Note: The form is completed in accordance with the explanation for filling out the form intended for collecting administrative data on a free basis, “Report on Income Paid to Executive Employees.”

Appendix to the form intended for collecting administrative data on a free basis, “Report on income paid to executive employees”

Explanation for filling out a form intended for collecting administrative data free of charge

“Report on income paid to executive employees” (index – 41 – DRR – SO, frequency – annual)

Chapter 1. General provisions

This clarification defines uniform requirements for filling out a form intended for collecting administrative data free of charge “Report on income paid to executive employees” (hereinafter referred to as the Form).

2. The form is drawn up annually by an insurance (reinsurance) organization, an Islamic insurance (reinsurance) organization, an insurance broker, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, branches of non-resident Islamic insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded up to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded up to 1000 (one thousand) tenge.

3. The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

4. Column 5 indicates the ratio of non-fixed remuneration to the amount of fixed and non-fixed remuneration (as a percentage).

5. Column 6 indicates the existence of facts of non-payment of non-fixed remuneration on the grounds provided for in subparagraph 1) paragraph 4 of the resolution of the Board of the National Bank of the Republic of Kazakhstan dated February 24, 2012 No. 74 “On establishing Requirements for internal policies on remuneration, calculation of monetary rewards, as well as other types of material incentives for executive employees of a bank, insurance (reinsurance) organization, insurance broker, branch of a non-resident bank of the Republic Kazakhstan, a branch of a non-resident insurance (reinsurance) organization of the Republic of Kazakhstan, a branch of a non-resident insurance broker of the Republic of Kazakhstan" (registered in the Register of State Registration of Normative Legal Acts under No. 7525).

6. In column 7, in the “Total” line, the total values of the fixed remuneration of executive employees of the financial organization are indicated.

7. In columns 8 and 9, in the “Total” line, the total values of the paid and suspended non-fixed remuneration of executive employees of the financial organization are indicated.

Appendix to the resolution of the Board of the National Bank of the Republic of Kazakhstan dated "" ______ 20 No. __

List of some resolutions of the Board of the National Bank of the Republic of Kazakhstan that have become invalid, as well as structural elements of some resolutions of the Board of the National Bank of the Republic of Kazakhstan

Resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 31, 2019 No. 275 “On approval of the list, forms, deadlines for submitting reports by an insurance (reinsurance) organization and an insurance broker and the Rules for its submission” (registered in the Register of State Registration of Normative Legal Acts of the Republic of Kazakhstan under No. 19927).

2. Item 4 of the List of some resolutions of the Board of the National Bank of the Republic of Kazakhstan, which introduce amendments and additions on the issues of carrying out currency transactions in the Republic of Kazakhstan and submitting reports by insurance (reinsurance) organizations, approved by the resolution of the Board of the National Bank of the Republic of Kazakhstan dated July 20, 2020 No. 93 “On introducing amendments and additions to some resolutions of the Board of the National Bank of the Republic of Kazakhstan on the implementation of currency transactions in the Republic of Kazakhstan and submission of reports by insurance (reinsurance) organizations" (registered in the Register of State Registration of Normative Legal Acts of the Republic of Kazakhstan under No. 21014).

3. Item 8 of the List of some resolutions of the Board of the National Bank of the Republic of Kazakhstan, to which changes and additions are made on the issues of reporting, approved by the resolution of the Board of the National Bank of the Republic of Kazakhstan dated February 22, 2021 No. 11 “On amendments and additions to some resolutions of the Board of the National Bank of the Republic of Kazakhstan on the issues of reporting and suspension of certain norms of some resolutions of the Board of the National Bank of the Republic of Kazakhstan” (registered in the Register of state registration of regulatory legal acts of the Republic of Kazakhstan under No. 22309).

4. Resolution of the Board of the National Bank of the Republic of Kazakhstan dated March 2, 2021 No. 24 “On approval of the list, forms, deadlines for submitting reports by branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan and branches of non-resident insurance brokers of the Republic of Kazakhstan and the Rules for its presentation” (registered in the Register of State Registration of Normative Legal Acts of the Republic of Kazakhstan under No. 22322).

5. Clause 5 of the resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 19, 2021 No. 37 “On introducing amendments and additions to some resolutions of the Board of the National Bank of the Republic of Kazakhstan on the collection of administrative data and reporting” (registered in the Register of State Registration of Normative Legal Acts under No. 22596).

6. Item 3 of the List of some resolutions of the Board of the National Bank of the Republic of Kazakhstan, to which amendments and additions are made on issues of reporting by participants in the insurance market and the securities market, approved by Resolution of the Board of the National Bank of the Republic of Kazakhstan dated February 28, 2022 No. 15 “On amendments and additions to certain resolutions of the Board of the National Bank of the Republic of Kazakhstan on issues of reporting by participants in the insurance market and securities market” (registered in the Register of State Registration of Normative Legal Acts Republic of Kazakhstan under No. 27129).

7. Clause 2 of the resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 23, 2023 No. 3 “On amendments to some resolutions of the Board of the National Bank of the Republic of Kazakhstan on the issues of reporting by participants in the insurance market” (registered in the Register of State Registration of Normative Legal Acts of the Republic of Kazakhstan under No. 31798).

8. Clause 1 of the resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 25, 2023 No. 99 “On amendments to certain resolutions of the Board of the National Bank of the Republic of Kazakhstan on the issues of reporting by participants in the insurance market” (registered in the Register of State Registration of Normative Legal Acts of the Republic of Kazakhstan under No. 33849).

9. Clause 2 of the resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 24, 2024 No. 81 “On introducing amendments and additions to some resolutions of the Board of the National Bank of the Republic of Kazakhstan on issues of reporting by participants in the insurance market” (registered in the Register of State Registration of Normative Legal Acts under No. 35561).