Official source: Adilet / https://adilet.zan.kz/rus/docs/V2500037572 The relevance of the editorial office has been verified: 2026-06-21.
In accordance with subparagraph 48) paragraph two of the second paragraph 19 of the Regulations on the National Bank of the Republic of Kazakhstan, approved by Decree of the President of the Republic of Kazakhstan dated December 31, 2003 No. 1271 “On approval of the Regulations and structure of the National Bank of the Republic of Kazakhstan” and subparagraph 2) paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan “On State Statistics” The Board of the National Bank of the Republic of Kazakhstan DECIDES:
Approve the attached Rules for reporting by an organization guaranteeing insurance payments to policyholders (insured, beneficiaries) in the event of liquidation of insurance organizations (hereinafter referred to as the Rules).
Declare invalid resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 19, 2022 No. 119 “On approval of the list, forms, deadlines for submitting reports of an organization that guarantees the implementation of insurance payments to policyholders (insured, beneficiaries) in the event of liquidation insurance organizations, and the Rules for its presentation" (registered in the Register of State Registration of Normative Legal Acts of the Republic of Kazakhstan under No. 31429).
The Department of Financial Market Statistics of the National Bank of the Republic of Kazakhstan, in the manner established by the legislation of the Republic of Kazakhstan, shall ensure:
together with the Legal Department of the National Bank of the Republic of Kazakhstan, state registration of this resolution with the Ministry of Justice of the Republic of Kazakhstan;
placement of this resolution on the official Internet resource of the National Bank of the Republic of Kazakhstan after its official publication;
within ten working days after the state registration of this resolution, submission to the Legal Department of the National Bank of the Republic of Kazakhstan of information on the implementation of the event provided for in subparagraph 2) of this paragraph.
Control over the implementation of this resolution shall be assigned to the supervising Deputy Chairman of the National Bank of the Republic of Kazakhstan.
This resolution comes into effect upon the expiration of ten calendar days after the day of its first official publication.
Suspend until January 1, 2026:
- clause 4 of the Rules, establishing that during the suspension period this clause is valid in the following wording:
"4. For the purpose of reporting, assets in foreign currency are indicated in terms of the market exchange rate determined by resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 25, 2013 No. 15 and order of the Minister of Finance of the Republic of Kazakhstan dated February 22, 2013 No. 99 “On the procedure for determining the market currency exchange rate” (registered in the Register of State Registration of Normative Legal Acts under No. 8378).”;
- clause 6 of the appendix to the form intended for collecting administrative data free of charge “Report on placed deposits” of appendix 2 to the Rules, establishing that during the period of suspension this clause is valid in the following wording:
"6. Columns 7 and 10 indicate the amount of the balance of money in foreign currency at the end of the reporting period, recalculated at the market exchange rate determined by resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 25, 2013 No. 15 and by order of the Minister of Finance of the Republic of Kazakhstan dated February 22, 2013 No. 99 “On the procedure for determining the market currency exchange rate” (registered in the Register of State Registration of Normative Legal Acts under No. 8378).
Chairman of the National Bank Republic of Kazakhstan
T. Suleimenov
"AGREED" Office of National Statistics Agencies for strategic planning and reforms Republic of Kazakhstan
"AGREED" Agency of the Republic of Kazakhstan on regulation and development financial market
Chairman of the National Bank of the Republic of Kazakhstan dated December 2, 2025 No. 89
Approved by resolution of the Board National Bank Republic of Kazakhstan from "__" ________ 20__ No. __
Rules for reporting by an organization guaranteeing insurance payments to policyholders (insured, beneficiaries) in the event of liquidation of insurance organizations
Chapter 1. General provisions
- The rules for reporting by an organization that guarantees the implementation of insurance payments to policyholders (insured, beneficiaries) in the event of liquidation of insurance organizations (hereinafter referred to as the Rules) are developed in accordance with subparagraph 48 paragraph two of part two of paragraph 19 of the Regulations on the National Bank of the Republic of Kazakhstan, approved Decree of the President of the Republic of Kazakhstan dated December 31, 2003 No. 1271 “On approval of the Regulations and structure of the National Bank of the Republic of Kazakhstan”, subparagraph 2) paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan “On State Statistics” and determine the procedure for submission, including forms intended for collecting administrative data, frequency and timing of reporting by an organization guaranteeing the implementation of insurance payments to policyholders (insured, beneficiaries) in the event of liquidation of insurance organizations (hereinafter referred to as the organization) to the National Bank of the Republic of Kazakhstan (hereinafter referred to as the National Bank).
Chapter 2. Reporting procedure
Reporting is submitted by the organization in electronic form through the information system "Web portal of the National Bank of the Republic of Kazakhstan", which is a single window of access to reporting services to the National Bank.
Data in the reporting are indicated in the national currency of the Republic of Kazakhstan – tenge.
For the purpose of reporting, assets in foreign currency are indicated in terms of the market exchange rate determined by joint resolution of the Board of the National Bank of the Republic of Kazakhstan dated September 26, 2025 No. 56 and by order of the Minister of Finance of the Republic of Kazakhstan dated September 29, 2025 No. 544 “On approval of the Rules for determining the market currency exchange rate” (registered in the Register of State Registration of Normative Legal Acts under No. 36983).
Reporting certified by the electronic digital signature of the head of the organization or the person entrusted with the function of signing the report, and the executor, is stored in electronic format.
The completeness and accuracy of the data in the reporting is ensured by the head of the organization or the person entrusted with the function of signing the report.
The organization submits to the National Bank:
a report on cash balances in accordance with Appendix 1 to the Rules;
a report on placed deposits in the form according to Appendix 2 to the Rules;
a report on securities in the form in accordance with Appendix 3 to the Rules;
a report on “reverse repo” transactions, repo in accordance with Appendix 4 to the Rules;
a report on receivables and payables in the form in accordance with Appendix 5 to the Rules;
a report on reserves for guaranteeing insurance payments and reserves for compensation in the form in accordance with Appendix 6 to the Rules;
a report on investment income in accordance with Appendix 7 to the Rules;
a report on general and administrative expenses in accordance with Appendix 8 to the Rules;
a report on the guarantee payments made, payments for compensation for harm caused to the life, health of the victim, and (or) funeral expenses in the form in accordance with Appendix 9 to the Rules;
a report on the investment portfolio formed at the expense of own assets in the form according to Appendix 10 to the Rules;
a report on investment portfolios formed at the expense of insurance payment guarantee reserves and damage compensation reserve funds in the form in accordance with Appendix 11 to the Rules;
a report on compliance with investment limits of own assets in the form in accordance with Appendix 12 to the Rules;
a report on compliance with investment limits of insurance payment guarantee reserve funds and damage compensation reserve funds in the form in accordance with Appendix 13 to the Rules.
- The organization submits to the National Bank in electronic format on a monthly basis no later than the 5th (fifth) working day of the month following the reporting month, the reporting provided for in paragraph 7 of the Rules.
Appendix 1 to the Submission Rules reporting by the organization, guaranteeing the implementation insurance payments to policyholders (insured, beneficiaries) in case of liquidation insurance organizations
Form, intended for collection administrative data
Submitted to: the National Bank of the Republic of Kazakhstan
The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz
Name of administrative form: cash balance report
Index of the form intended for collecting administrative data free of charge: 1 – OGOSV
Frequency: monthly
Reporting period: as of "____" ____________ 20 ___ years
The range of persons submitting a form intended for collecting administrative data free of charge: an organization that guarantees insurance payments to policyholders (insured, beneficiaries) in the event of liquidation of insurance organizations
Deadline for submitting a form intended for collecting administrative data free of charge: monthly, no later than the 5th (fifth) working day of the month following the reporting month
BIN: _______________________
Collection method: electronically
(in thousands of tenge)
No.
Name of bank, legal entity
Long-term credit rating of a bank, legal entity
Cash balance at the end of the reporting period, in thousands of tenge
Balance of money in foreign currency, recalculated in tenge at the end of the reporting period
Total money, in thousands of tenge
Loss allowance
1
2
3
4
5
6
7
1
Money in the cash register
2
Money on the way
2.1
...
3
Money in current accounts:
3.1
reserve money for guaranteeing insurance payments in the "general insurance" industry
3.1.1.
...
3.2
reserve money for guaranteeing insurance payments in the life insurance industry
3.2.1.
...
3.3
compensation reserve money
3.3.1.
...
3.4
own money
3.4.1.
...
4
Money in brokerage accounts:
4.1
reserve money for guaranteeing insurance payments in the "general insurance" industry
4.1.1.
...
4.2
reserve money for guaranteeing insurance payments in the life insurance industry
4.2.1.
...
4.3
compensation reserve money
4.3.1.
...
4.4
own money
4.4.1.
...
5
Other cash
5.1
...
6
Total
Name ________________________________________________
Address________________________________________________________
Telephone ______________________________________________________
Email address _______________________________________
Performer_______________________________ ____________________ last name, first name and patronymic (if any) signature, telephone number
The manager or person entrusted with the function of signing the report
__________________________________________ ____________________ last name, first name and patronymic (if any) signature
Date "____" ______________ 20__
Note: the form is filled out in accordance with the explanation for filling out the form intended for collecting administrative data free of charge, “Report on Cash Balances”.
Application to the form intended for collection of administrative free data basis, "Report on the remaining money"
Explanation for filling out a form intended for collecting administrative data free of charge
“Report on cash balances” (index – 1 – OGOSV, frequency – monthly)
Chapter 1. General provisions
This explanation defines uniform requirements for filling out a form intended for collecting administrative data free of charge “Report on Cash Balances” (hereinafter referred to as the Form).
The form is compiled monthly as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded up to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded up to 1000 (one thousand) tenge.
The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.
Chapter 2. Explanation for filling out the Form
Column 3 indicates the rating and name of the rating agency in accordance with resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 24, 2012 No. 385 “On establishing a minimum rating for legal entities and countries, the need for which is required in accordance with the legislation of the Republic of Kazakhstan regulating the activities of financial organizations, branches of non-resident banks of the Republic of Kazakhstan, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, the list of rating agencies assigning this rating" (registered in the Register of State Registration of Normative Legal Acts under No. 8318). If there is no rating agency, column 3 indicates “no rating.”
Column 4 indicates the balance of money in thousands of tenge at the end of the reporting period.
Column 5 indicates the balance of money in foreign currency, recalculated in thousands of tenge at the end of the reporting period.
Column 7 indicates the amount of the valuation reserve for cash losses.
Appendix 2 to the Submission Rules reporting by the organization, guaranteeing the implementation insurance payments to policyholders (insured, beneficiaries) in case of liquidation insurance organizations
Form, intended for collection administrative data
Submitted to: the National Bank of the Republic of Kazakhstan
The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz
Name of the administrative form: report on placed deposits
Index of the form intended for collecting administrative data free of charge: 2 – OGOSV
Frequency: monthly
Reporting period: as of "____" ____________ 20 ___ years
The range of persons submitting a form intended for collecting administrative data free of charge: an organization that guarantees insurance payments to policyholders (insured, beneficiaries) in the event of liquidation of insurance organizations
Deadline for submitting a form intended for collecting administrative data free of charge: monthly, no later than the 5th (fifth) working day of the month following the reporting month
BIN: _______________________
Collection method: electronically
(in thousands of tenge)
No.
Bank names
Long-term bank credit rating
Currency code
Principal amount of deposit
Deposit reward amount
Loss allowance
Total
including
Total
including
in tenge
balance of money in foreign currency, converted into tenge
in tenge
balance of money in foreign currency, converted into tenge
1
2
3
4
5
6
7
8
9
10
11
1
Deposits placed at the expense of the reserve for guaranteeing insurance payments in the general insurance industry
1.1
Demand deposits
...
1.2
Time deposits
...
1.3
Savings deposits
...
1.4
Conditional deposits
...
2
Deposits placed at the expense of the reserve for guaranteeing insurance payments in the life insurance industry
2.1
Demand deposits
...
2.2
Time deposits
...
2.3
Savings deposits
...
2.4
Conditional deposits
...
3
Deposits placed using funds from the compensation reserve
3.1
Demand deposits
...
3.2
Time deposits
...
3.3
Savings deposits
...
3.4
Conditional deposits
...
4
Deposits placed at the expense of own assets
4.1
Demand deposits
...
4.2
Time deposits
...
4.3
Savings deposits
...
4.4
Conditional deposits
...
5
Total
Name ________________________________________________
Address________________________________________________________
Telephone ______________________________________________________
Email address _______________________________________
Performer_______________________________ ____________________ last name, first name and patronymic (if any), signature, telephone number
The manager or person entrusted with the function of signing the report
_________________________________________ ____________________ last name, first name and patronymic (if any) signature
Date "____" ______________ 20__
Note: the form is filled out in accordance with the explanation for filling out the form intended for collecting administrative data free of charge, “Report on placed deposits”.
Application to the form intended for collection of administrative free data "Report on placed deposits"
Explanation for filling out a form intended for collecting administrative data free of charge
“Report on placed deposits” (index – 2 – OGOSV, frequency – monthly)
Chapter 1. General provisions
This clarification defines uniform requirements for filling out the form intended for collecting administrative data free of charge “Report on placed deposits” (hereinafter referred to as the Form).
The form is compiled monthly as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded up to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded up to 1000 (one thousand) tenge.
The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.
Chapter 2. Explanation for filling out the Form
Column 3 indicates the rating assigned by one of the rating agencies in accordance with resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 24, 2012 No. 385 “On establishing a minimum rating for legal entities and countries, the need for which is required in accordance with the legislation of the Republic of Kazakhstan regulating the activities of financial organizations, branches of non-resident banks of the Republic of Kazakhstan, branches of non-resident insurance (reinsurance) organizations of the Republic of Kazakhstan, the list of rating agencies assigning this rating" (registered in the Register of State Registration of Normative Legal Acts under No. 8318). If there is no rating agency, column 3 indicates “no rating.”
in column 4, the currency code is indicated in accordance with the national classifier of the Republic of Kazakhstan NK RK 07 ISO 4217 “Codes for representing currencies and funds”.
Columns 7 and 10 indicate the amount of the balance of money in foreign currency at the end of the reporting period, recalculated at the market exchange rate determined by joint resolution of the Board of the National Bank of the Republic of Kazakhstan dated September 26, 2025 No. 56 and by order of the Minister of Finance of the Republic of Kazakhstan dated September 29, 2025 No. 544 “On approval of the Rules for determining the market currency exchange rate” (registered in the Register of State Registration of Normative Legal Acts under No. 36983).
Appendix 3 to the Submission Rules reporting by the organization, guaranteeing the implementation insurance payments to policyholders (insured, beneficiaries) in case of liquidation insurance organizations
Form, intended for collection administrative data
Submitted to: the National Bank of the Republic of Kazakhstan
The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz
Name of administrative form: securities report
Index of the form intended for collecting administrative data free of charge: 3 – OGOSV
Frequency: monthly
Reporting period: as of "___" ________20__ year
The range of persons submitting a form intended for collecting administrative data free of charge: an organization that guarantees insurance payments to policyholders (insured, beneficiaries) in the event of liquidation of insurance organizations
Deadline for submitting a form intended for collecting administrative data free of charge: monthly, no later than the 5th (fifth) working day of the month following the reporting month
BIN: _______________________
Collection method: electronically
No.
Issuer's name
Name of the security
Security identification number
Number of securities (pieces)
Par value or purchase price of a security
Security currency
Profitability, percentage
1
2
3
4
5
6
7
8
1
Securities purchased at the expense of the reserve for guaranteeing insurance payments in the "general insurance" industry
1.1
...
2
Securities purchased using funds from the insurance payment guarantee reserve in the life insurance industry
2.1
...
3
Securities purchased using funds from the compensation reserve
3.1
...
4
Securities purchased using own assets
4.1
...
5
Total
continuation of the table:
Book value (net), in thousands of tenge
Securities measured at fair value through profit or loss
Securities measured at fair value through other comprehensive income
Securities measured at amortized cost
total
including the amount of accrued remuneration
total
including the amount of accrued remuneration
total
including the amount of accrued remuneration
9
10
11
12
13
14
...
continuation of the table:
Allowance for losses, in thousands of tenge
Total purchase price of securities, in thousands of tenge
Change in value since acquisition (column 9 + column 11 + column 13) - column 16)
Date of purchase
Maturity date
Long-term credit rating
15
16
17
18
19
20
...
Name _________________________________________________
Address_________________________________________________________
Telephone ______________________________________________________
Email address _______________________________________
Performer_______________________________ ____________________ last name, first name and patronymic (if any), signature, telephone number
The manager or person entrusted with the function of signing the report
_________________________________________ ____________________ last name, first name and patronymic (if any) signature
Date "____" ______________ 20__
Note: the form is filled out in accordance with the explanation for filling out the form intended for collecting administrative data free of charge, “Report on Securities”.
Application to the form intended to collect administrative free data basis, "Report about securities"
Explanation for filling out a form intended for collecting administrative data free of charge
“Report on securities” (index – 3 – OGOSV, frequency – monthly)
Chapter 1. General provisions
This explanation defines uniform requirements for filling out the form intended for collecting administrative data free of charge “Report on Securities” (hereinafter referred to as the Form).
The form is compiled monthly as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded up to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded up to 1000 (one thousand) tenge.
The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.
Chapter 2. Explanation for filling out the Form
Column 3 indicates the name of the security.
Column 5 indicates the number of purchased securities in pieces.
Column 6 for bonds indicates the monetary value of the nominal or purchase value of the bond, determined at the time of its issue, on which interest is calculated on the coupon bond, expressed as a percentage, as well as the amount payable to the bond holder upon its redemption. The amount is indicated in the currency of the issue.
In column 7, currency codes are indicated in accordance with the national classifier of the Republic of Kazakhstan NK RK 07 ISO 4217 “Codes for representing currencies and funds”.
Column 8 indicates the percentage yield on coupons.
Column 9 shall indicate the cost of acquisition of securities measured at fair value through profit or loss.
Column 11 shall indicate the cost of acquisition of securities measured at fair value through other comprehensive income.
Column 13 shall indicate the cost of acquisition of securities valued at amortized cost.
Appendix 4 to the Submission Rules reporting by the organization, guaranteeing the implementation insurance payments to policyholders (insured, beneficiaries) in case of liquidation insurance organizations
Form, intended for collection administrative data
Submitted to: the National Bank of the Republic of Kazakhstan
The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz
Name of administrative form: report on reverse repo transactions, repo
Index of the form intended for collecting administrative data free of charge: 4 – OGOSV
Frequency: monthly
Reporting period: as of "___" ________20__ year
The range of persons submitting a form intended for collecting administrative data free of charge: an organization that guarantees insurance payments to policyholders (insured, beneficiaries) in the event of liquidation of insurance organizations
Deadline for submitting a form intended for collecting administrative data free of charge: monthly, no later than the 5th (fifth) working day of the month following the reporting month
BIN: _______________________
Collection method: electronically
(in thousands of tenge)
No.
Name of the issuer of the security that is the subject of the reverse repo transaction, repo
Security identification number
Date of conclusion of the repurchase agreement
Repurchase agreement number
Date
openings
closing
1
2
3
4
5
6
7
1
"Reverse repo" transactions, repo transactions carried out using funds from the reserve for guaranteeing insurance payments in the "general insurance" industry
1.1
Automatic reverse repo transactions
1.1.1
(name of issuer)
...
1.2
Repo transactions
1.2.1
(name of issuer)
...
2
“Reverse repo” transactions, repo transactions carried out using funds from the reserve for guaranteeing insurance payments in the “life insurance” industry
2.1
Automatic reverse repo transactions
2.1.1
(name of issuer)
...
2.2
Repo transactions
2.2.1
(name of issuer)
...
3
“Reverse repo” transactions, repo transactions carried out using funds from the compensation reserve
3.1
Automatic reverse repo transactions
3.1.1
(name of issuer)
...
3.2
Repo transactions
3.2.1
(name of issuer)
...
4
"Reverse repo" transactions, repo transactions made at the expense of own funds
4.1
Automatic reverse repo transactions
4.1.1
(name of issuer)
...
4.2
Repo transactions
4.2.1
(name of issuer)
...
continuation of the table:
Repo transaction term, days
Remuneration rate, percentage
Number of securities
Repo amount
in tenge
in foreign currency
8
9
10
11
12
...
Name ________________________________________________
Address________________________________________________________
Telephone ______________________________________________________
Email address _______________________________________
Performer_______________________________ ____________________ last name, first name and patronymic (if any), signature, telephone number
The manager or person entrusted with the function of signing the report
__________________________________________ ____________________ last name, first name and patronymic (if any) signature
Date "____" ______________ 20__
Note: the form is filled out in accordance with the explanation for filling out the form intended for collecting administrative data on a free basis, “Report on reverse repo transactions.”
Application to the form intended to collect administrative free data basis, "Report on operations "reverse repo", repo"
Explanation for filling out a form intended for collecting administrative data free of charge
"Report on reverse repo transactions, repo" (index – 4 – OGOSV, frequency – monthly)
Chapter 1. General provisions
This clarification defines uniform requirements for filling out the form intended for collecting administrative data on a free basis, “Report on reverse repo transactions” (hereinafter referred to as the Form).
The form is compiled monthly as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded up to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded up to 1000 (one thousand) tenge.
The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.
Chapter 2. Explanation for filling out the Form
Column 2 indicates the name of the issuer of the security that is the subject of the reverse repurchase and (or) repurchase transaction.
Column 3 shall indicate the international identification number of the security transferred and (or) acquired under repurchase and (or) reverse repurchase transactions.
Column 4 indicates the date of conclusion of the agreement.
Column 6 indicates the date of opening of the “reverse repo” and (or) repo operation.
Column 7 indicates the closing date of the reverse repo and (or) repo operation.
Column 8 indicates the term of the reverse repo operation and (or) repo (days).
Column 9 shall indicate the interest rate for “reverse repo” and (or) repo transactions established by the participants in the repo and (or) “reverse repo” transaction and used to calculate the closing price and the amount of the closing transaction.
Column 10 shall indicate the number of securities transferred and (or) acquired under reverse repurchase and (or) repurchase transactions.
Column 11 indicates the amount of “reverse repo” and (or) repo (in tenge).
Column 12 indicates the amount of the repo transaction and (or) “reverse repo” (in foreign currency).
Appendix 5 to the Submission Rules reporting by the organization, guaranteeing the implementation insurance payments to policyholders (insured, beneficiaries) in case of liquidation insurance organizations
Form, intended for collection administrative data
Submitted to: the National Bank of the Republic of Kazakhstan
The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz
Name of the administrative form: report on receivables and payables
Index of the form intended for collecting administrative data free of charge: 5 – OGOSV
Frequency: monthly
Reporting period: as of "___" ________20__ year
The range of persons submitting a form intended for collecting administrative data free of charge: an organization that guarantees insurance payments to policyholders (insured, beneficiaries) in the event of liquidation of insurance organizations
Deadline for submitting a form intended for collecting administrative data free of charge: monthly, no later than the 5th (fifth) working day of the month following the reporting month
BIN: _______________________
Collection method: electronically
(in thousands of tenge)
No.
Type of debt
Debt amount
Loss allowance
1
2
3
4
1
Accounts receivable, including:
1.1
debt on mandatory contributions
1.2
down payment debt
1.3
debt on additional contributions
1.4
extraordinary contribution arrears
1.5
recourse debt
1.6
recourse debt (the right to claim back against the person who caused the harm)
1.7
debt associated with the sale of assets
1.8
debt on pension contributions
1.9
arrears of wages
1.10
debt on advances paid to suppliers and contractors
1.11
debt for theft, embezzlement and other abuses
1.12
debt on fines, penalties and penalties
1.13
other receivables
2
Accounts payable, including:
2.1
overpayment of contributions
2.2
accrued other general business expenses
2.3
debt associated with the purchase of assets
2.4
loans issued by the National Bank of the Republic of Kazakhstan
2.5
loans issued by the Government of the Republic of Kazakhstan
2.6
loans issued by other organizations
2.7
other accounts payable
Name ________________________________________________
Address________________________________________________________
Telephone ______________________________________________________
Email address _______________________________________
Performer_______________________________ ____________________ last name, first name and patronymic (if any), signature, telephone number
The manager or person entrusted with the function of signing the report
_________________________________________ ____________________ last name, first name and patronymic (if any) signature
Date "____" ______________ 20__
Note: the form is filled out in accordance with the explanation for filling out the form intended for collecting administrative data on a free basis, “Report on accounts receivable and payable.”
Application to the form intended to collect administrative free data basis, "Report on accounts receivable and accounts payable"
Explanation for filling out a form intended for collecting administrative data free of charge
“Report on accounts receivable and payable” (index – 5 – OGOSV, frequency – monthly)
Chapter 1. General provisions
This clarification defines uniform requirements for filling out a form intended for collecting administrative data free of charge “Report on accounts receivable and payable” (hereinafter referred to as the Form).
The form is compiled monthly as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded up to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded up to 1000 (one thousand) tenge.
The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.
Chapter 2. Explanation for filling out the Form
Column 3 indicates the amount of receivables and payables.
Column 4 indicates the amount of the estimated reserve for losses.
Information on lines with serial numbers 1.13 “other accounts receivable” and 2.7 “other accounts payable” is disclosed in the explanatory note to the statements.
Appendix 6 to the Submission Rules reporting by the organization, guaranteeing the implementation insurance payments to policyholders (insured, beneficiaries) in case of liquidation insurance organizations
Form, intended for collection administrative data
Submitted to: the National Bank of the Republic of Kazakhstan
The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz
Name of the administrative form: report on reserves for guaranteeing insurance payments and reserves for compensation for harm
Index of the form intended for collecting administrative data free of charge: 6 – OGOSV
Frequency: monthly
Reporting period: as of "___" ________20__ year
The range of persons submitting a form intended for collecting administrative data free of charge: an organization that guarantees insurance payments to policyholders (insured, beneficiaries) in the event of liquidation of insurance organizations
Deadline for submitting a form intended for collecting administrative data free of charge: monthly, no later than the 5th (fifth) working day of the month following the reporting month
BIN: _______________________
Collection method: electronically
(in thousands of tenge)
No.
Article title
Balance at the beginning of the reporting period
Credit turnover
Debit turnover
Balance at the end of the reporting period
1
2
3
4
5
6
1
Reserve for guaranteeing insurance payments in the general insurance industry, including:
1.1
for compulsory insurance of civil liability of vehicle owners
1.2
for compulsory insurance of civil liability of the carrier to passengers
1.3
for compulsory travel insurance
1.4
...
2
Reserve for guaranteeing insurance payments in the life insurance industry, including:
2.1
on annuity insurance
2.2
for pension annuity insurance
2.3
for compulsory travel insurance
2.4
...
3
Reserve for compensation of damages
4
Total
Name ________________________________________________
Address________________________________________________________
Telephone ______________________________________________________
Email address _______________________________________
Performer_______________________________ ____________________ last name, first name and patronymic (if any), signature, telephone number
The manager or person entrusted with the function of signing the report
_________________________________________ ____________________ last name, first name and patronymic (if any) signature
Date "____" ______________ 20__
Note: the form is filled out in accordance with the explanation for filling out the form intended for collecting administrative data on a free basis, “Report on Reserves for Guaranteeing Insurance Payments and Reserve for Compensation of Damages.”
Application to the form intended to collect administrative free data basis, "Report on reserves insurance guarantees payments and reserve compensation for harm"
Explanation for filling out a form intended for collecting administrative data free of charge
“Report on reserves for guaranteeing insurance payments and reserves for compensation of harm” (index – 6 – OGOSV, frequency – monthly)
Chapter 1. General provisions
This explanation defines uniform requirements for filling out a form intended for collecting administrative data on a free basis, “Report on reserves for guaranteeing insurance payments and reserves for compensation for harm” (hereinafter referred to as the Form).
The form is compiled monthly as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded up to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded up to 1000 (one thousand) tenge.
The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.
Chapter 2. Explanation for filling out the Form
Line 1 indicates the reserve for guaranteeing insurance payments in the “general insurance” industry.
Line 2 indicates the reserve for guaranteeing insurance payments in the “life insurance” industry.
Column 3 indicates the balance at the beginning of the reporting period.
Column 4 indicates credit turnover.
Column 5 indicates debit turnover.
Column 6 indicates the balance at the end of the reporting period.
Appendix 7 to the Submission Rules reporting by the organization, guaranteeing the implementation insurance payments to policyholders (insured, beneficiaries) in case of liquidation insurance organizations
Form, intended for collection administrative data
Submitted to: the National Bank of the Republic of Kazakhstan
The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz
Name of administrative form: investment income report
Index of the form intended for collecting administrative data free of charge: 7 – OGOSV
Frequency: monthly
Reporting period: as of "___" ________20__ year
The range of persons submitting a form intended for collecting administrative data free of charge: an organization that guarantees insurance payments to policyholders (insured, beneficiaries) in the event of liquidation of insurance organizations
Deadline for submitting a form intended for collecting administrative data free of charge: monthly, no later than the 5th (fifth) working day of the month following the reporting month
BIN: _______________________
Collection method: electronically
(in thousands of tenge)
No.
Name
Amount for the reporting period
Amount for the period since the beginning of the year with a cumulative total
1
2
3
4
1
Financial result from investing funds from the reserve for guaranteeing insurance payments in the general insurance industry, including:
1.1
interest income
1.2
result of foreign currency revaluation
1.3
net result of the formation and restoration of provisions for credit losses on financial assets and receivables
1.4
other
2
Financial result from investing funds from the reserve for guaranteeing insurance payments in the life insurance industry, including:
2.1
interest income
2.2
result of foreign currency revaluation
2.3
net result of the formation and restoration of provisions for credit losses on financial assets and receivables
2.4
other
3
Financial result from investing funds from the compensation reserve, including:
3.1
interest income
3.2
result of foreign currency revaluation
3.3
net result of the formation and restoration of provisions for credit losses on financial assets and receivables
3.4
other
4
Financial result from investing your own assets, including:
4.1
interest income
4.2
result of foreign currency revaluation
4.3
net result of the formation and restoration of provisions for credit losses on financial assets and receivables
4.4
other
5
Total, including:
5.1
interest income
5.2
result of foreign currency revaluation
5.3
net result of the formation and restoration of provisions for credit losses on financial assets and receivables
5.4
other
Name ________________________________________________
Address________________________________________________________
Telephone ______________________________________________________
Email address _______________________________________
Performer_______________________________ ____________________ last name, first name and patronymic (if any), signature, telephone number
The manager or person entrusted with the function of signing the report
_________________________________________ ____________________ last name, first name and patronymic (if any) signature
Date "____" ______________ 20__
Note: the form is filled out in accordance with the explanation for filling out the form intended for collecting administrative data on a free basis, “Report on Investment Income”.
Application to the form intended to collect administrative free data basis, "Report on investment income"
Explanation for filling out a form intended for collecting administrative data free of charge
“Report on investment income” (index – 7 – OGOSV, frequency – monthly)
Chapter 1. General provisions
This clarification defines uniform requirements for filling out the form intended for collecting administrative data free of charge “Report on Investment Income” (hereinafter referred to as the Form).
The form is compiled monthly as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded up to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded up to 1000 (one thousand) tenge.
The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.
Chapter 2. Explanation for filling out the Form
- Column 3 indicates the amount of investment income and expenses.
Appendix 8 to the Submission Rules reporting by the organization, guaranteeing the implementation insurance payments to policyholders (insured, beneficiaries) in case of liquidation insurance organizations
Form, intended for collection administrative data
Submitted to: the National Bank of the Republic of Kazakhstan
The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz
Name of administrative form: General and Administrative Expenses Report
Index of the form intended for collecting administrative data free of charge: 8 – OGOSV
Frequency: monthly
Reporting period: as of "___" ________20__ year
The range of persons submitting a form intended for collecting administrative data free of charge: an organization that guarantees insurance payments to policyholders (insured, beneficiaries) in the event of liquidation of insurance organizations
Deadline for submitting a form intended for collecting administrative data free of charge: monthly, no later than the 5th (fifth) working day of the month following the reporting month
BIN: _______________________
Collection method: electronically
(in thousands of tenge)
No.
Classification of expenses
Amount for the period from the beginning of the reporting financial year
1
2
3
1
Expenses for wages and bonuses
2
Expenses for payment of remuneration to members of the board of directors
3
Expenses for payment of financial assistance
4
Health insurance costs
5
Expenses for paying taxes and other payments to the budget
6
Expenses for depreciation of fixed assets and intangible assets
7
Travel expenses
8
Entertainment expenses
9
Utility and building maintenance costs
10
Postage and courier costs
11
Material costs
12
Advertising expenses
13
Expenses for auditing and consulting services
14
Compulsory insurance costs
15
Expenses for employee development
16
Software maintenance costs
17
Costs of paying membership fees
18
Banking and brokerage services
19
Costs for custodian services
20
Outsourcing costs
21
Transport maintenance and operation costs
22
Repair of fixed assets
23
Third party services
24
Other expenses
25
Total
Name ________________________________________________
Address________________________________________________________
Telephone ______________________________________________________
Email address _______________________________________
Performer_______________________________ ____________________ last name, first name and patronymic (if any), signature, telephone number
The manager or person entrusted with the function of signing the report
_________________________________________ ____________________ last name, first name and patronymic (if any) signature
Date "____" ______________ 20__
Note: the form is completed in accordance with the explanation for filling out the form intended for collecting administrative data on a free basis, “Report on General and Administrative Expenses”.
Application to the form intended to collect administrative free data basis, "Report on General and administrative expenses"
Explanation for filling out a form intended for collecting administrative data free of charge
“Report on general and administrative expenses” (index – 8 – OGOSV, frequency – monthly)
Chapter 1. General provisions
This clarification defines uniform requirements for filling out a form intended for collecting administrative data free of charge “Report on General and Administrative Expenses” (hereinafter referred to as the Form).
The form is compiled monthly as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded up to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded up to 1000 (one thousand) tenge.
The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.
Chapter 2. Explanation for filling out the Form
Column 3 indicates the amount of general and administrative expenses in accordance with the classification of expenses reflected in column 2.
Information on line 24 “Other expenses” is disclosed in the explanatory note to the statements.
Appendix 9 to the Submission Rules reporting by the organization, guaranteeing the implementation insurance payments to policyholders (insured, beneficiaries) in case of liquidation insurance organizations
Form, intended for collection administrative data
Submitted to: the National Bank of the Republic of Kazakhstan
The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz
Name of the administrative form: report on guarantee payments made, payments for compensation for harm caused to the life and health of the victim, and (or) funeral expenses
Index of the form intended for collecting administrative data free of charge: 9 – OGOSV
Frequency: monthly
Reporting period: as of "___" ________20__ year
The range of persons submitting a form intended for collecting administrative data free of charge: an organization that guarantees insurance payments to policyholders (insured, beneficiaries) in the event of liquidation of insurance organizations
Deadline for submitting a form intended for collecting administrative data free of charge: monthly, no later than the 5th (fifth) working day of the month following the reporting month
BIN: _______________________
Collection method: electronically
(in thousands of tenge)
No.
Name
For the financial year from the beginning of the reporting period
For the previous financial year
1
2
3
4
1
Guarantee payments for the general insurance industry, including:
1.1
for compulsory insurance of civil liability of vehicle owners
1.2
for compulsory insurance of civil liability of the carrier to passengers
1.3
for compulsory travel insurance
1.4
...
2
Payment for the insurance portfolio in the general insurance industry, including:
2.1
for compulsory insurance of civil liability of vehicle owners
2.2
for compulsory insurance of civil liability of the carrier to passengers
2.3
for compulsory travel insurance
2.4
...
3
Guarantee payments in the life insurance industry, including:
3.1
on annuity insurance
3.2
for pension annuity insurance
3.3
for compulsory travel insurance
3.4
...
4
Payment for the insurance portfolio in the life insurance industry, including:
4.1
on annuity insurance
4.2
for pension annuity insurance
4.3
for compulsory travel insurance
4.4
...
5
Payments for compensation for harm caused to the life, health of the victim, and (or) funeral expenses
6
Total
Name ________________________________________________
Address________________________________________________________
Telephone ______________________________________________________
Email address _______________________________________
Performer______________________________ ____________________ last name, first name and patronymic (if any), signature, telephone number
The manager or person entrusted with the function of signing the report
_________________________________________ ____________________ last name, first name and patronymic (if any) signature
Date "____" ______________ 20__
Note: the form is filled out in accordance with the explanation for filling out the form intended for collecting administrative data free of charge, “Report on guarantee payments made, payments for compensation for harm caused to the life, health of the victim, and (or) funeral expenses.”
Application to the form intended for collection of administrative free data basis, "Report on carried out warranty payments, payments for compensation for harm caused to life, health victim, and/or funeral expenses"
Explanation for filling out a form intended for collecting administrative data free of charge
“Report on the guarantee payments made, payments for compensation for harm caused to the life, health of the victim, and (or) funeral expenses” (index – 9 – OGOSV, frequency – monthly)
Chapter 1. General provisions
This explanation defines uniform requirements for filling out a form intended for collecting administrative data on a free basis “Report on guarantee payments made, payments for compensation for harm caused to the life, health of the victim, and (or) funeral expenses” (hereinafter referred to as the Form).
The form is compiled monthly as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded up to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded up to 1000 (one thousand) tenge.
The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.
Chapter 2. Explanation for filling out the Form
Column 3 indicates the amount for the financial year from the beginning of the reporting period.
Column 4 indicates the amount for the previous financial year.
Appendix 10 to the Submission Rules reporting by the organization, guaranteeing the implementation insurance payments to policyholders (insured, beneficiaries) in case of liquidation insurance organizations
Form, intended for collection administrative data
Submitted to: the National Bank of the Republic of Kazakhstan
The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz
Name of the administrative form: report on the investment portfolio formed at the expense of own assets
Index of the form intended for collecting administrative data free of charge: 10 – OGOSV
Frequency: monthly
Reporting period: as of "___" ________20__ year
The range of persons submitting a form intended for collecting administrative data free of charge: an organization that guarantees insurance payments to policyholders (insured, beneficiaries) in the event of liquidation of insurance organizations
Deadline for submitting a form intended for collecting administrative data free of charge: monthly, no later than the 5th (fifth) working day of the month following the reporting month
BIN: _______________________
Collection method: electronically
(in thousands of tenge)
No.
Indicator name
Book value
Share in the investment portfolio, percentage
1
2
3
4
1
Money
2
Deposits – total, including:
2.1
deposits, current accounts with the National Bank of the Republic of Kazakhstan
2.2
deposits, current accounts in second-tier banks of the Republic of Kazakhstan that meet one of the following requirements: have a long-term credit rating of at least "BB-" on the international scale of Standard & Poor's, or a rating of a similar level by one of the other rating agencies, or a rating of at least "kzA-" on the national scale of Standard & Poor's, or a rating of a similar level on the national scale of one of the other rating agencies; are subsidiary resident banks of the Republic of Kazakhstan, whose parent non-resident banks of the Republic of Kazakhstan have a long-term credit rating in foreign currency not lower than "A-" on the international scale of Standard & Poor's or a rating of a similar level by one of the other rating agencies
3
Debt securities issued in accordance with the legislation of the Republic of Kazakhstan and other states, included in the official list of the stock exchange operating in the territory of the Republic of Kazakhstan - in total, including:
3.1
debt securities of legal entities of the Republic of Kazakhstan, issued in accordance with the legislation of the Republic of Kazakhstan and other states, having (the issuer of which has) a rating not lower than "BB-" on the international scale of Standard & Poor's, or a rating of a similar level by one of the other rating agencies, or a rating not lower than "kzA-" on the national scale of Standard & Poor's, or a rating of a similar level on the national scale of one of the others rating agencies
3.2
government securities of the Republic of Kazakhstan (including those issued in accordance with the legislation of other states), issued by the Ministry of Finance of the Republic of Kazakhstan and the National Bank of the Republic of Kazakhstan, debt securities issued by a legal entity that purchases mortgage loans of individuals not related to business activities, one hundred percent of the shares of which belong to the National Bank of the Republic of Kazakhstan, as well as debt securities for which there is a state guarantee of the Government of the Republic of Kazakhstan
3.3
government debt securities issued by the central governments of foreign countries having a sovereign rating of at least "BBB-" on the international scale of Standard & Poor's, or a rating of a similar level by one of the other rating agencies
3.4
debt securities issued by local executive bodies of the Republic of Kazakhstan, included in the official list of the stock exchange operating in the territory of the Republic of Kazakhstan
3.5
non-government debt securities issued by international financial organizations rated at least "AA-" by Standard & Poor's, or a rating of a similar level by one of the other rating agencies, as well as debt securities issued by the Eurasian Development Bank
4
Other assets – total, including:
4.1
refined precious metals and metal bills
5
Total assets
Name ________________________________________________
Address________________________________________________________
Telephone ______________________________________________________
Email address _______________________________________
Performer______________________________ ____________________ last name, first name and patronymic (if any), signature, telephone number
The manager or person entrusted with the function of signing the report
_________________________________________ ____________________ last name, first name and patronymic (if any) signature
Date "____" ______________ 20__
Note: the form is filled out in accordance with the explanation for filling out the form intended for collecting administrative data free of charge, “Report on an investment portfolio formed from one’s own assets.”
Application to the form intended for collection of administrative free data basis, "Report on investment portfolio, formed due to own assets"
Explanation for filling out a form intended for collecting administrative data free of charge
“Report on an investment portfolio formed from one’s own assets” (index – 10 – OGOSV, frequency – monthly)
Chapter 1. General provisions
This explanation defines uniform requirements for filling out a form intended for collecting administrative data free of charge “Report on an investment portfolio formed from one’s own assets” (hereinafter referred to as the Form).
The form is compiled monthly as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded up to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded up to 1000 (one thousand) tenge.
The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.
Chapter 2. Explanation for filling out the Form
For the purposes of filling out the Form, in addition to the ratings of the rating agency Standard & Poor's, the ratings of other rating agencies include the ratings of Moody's Investors Service and Fitch, as well as their subsidiaries rating organizations in accordance with resolution of the Board of the National Bank of the Republic of Kazakhstan dated August 27, 2018 No. 199 “On approval of the Rules for the investment of assets and the List of financial instruments permitted for acquisition at the expense of the own assets of the joint stock company “Insurance Payment Guarantee Fund”, funds of reserves for guaranteeing insurance payments and funds of the compensation reserve, and Rules for collecting commissions by the joint-stock company "Insurance Payment Guarantee Fund" (registered in the Register of State Registration of Normative Legal Acts under No. 17396).
Column 3 indicates the book value.
Column 4 indicates the share in the investment portfolio as a percentage.
Appendix 11 to the Submission Rules reporting by the organization, guaranteeing the implementation insurance payments to policyholders (insured, beneficiaries) in case of liquidation insurance organizations
Form, intended for collection administrative data
Submitted to: the National Bank of the Republic of Kazakhstan
The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz
Name of the administrative form: report on investment portfolios formed at the expense of funds from reserves for guaranteeing insurance payments and funds from the compensation reserve
Index of the form intended for collecting administrative data free of charge: 11 – OGOSV
Frequency: monthly
Reporting period: as of "___" ________20__ year
The range of persons submitting a form intended for collecting administrative data free of charge: an organization that guarantees insurance payments to policyholders (insured, beneficiaries) in the event of liquidation of insurance organizations
Deadline for submitting a form intended for collecting administrative data free of charge: monthly, no later than the 5th (fifth) working day of the month following the reporting month
BIN: _______________________
Collection method: electronically
(in thousands of tenge)
No.
Indicator name
Book value
Share in the investment portfolio, percentage
1
2
3
4
1
Assets of the reserve for guaranteeing insurance payments in the general insurance industry
1.1
Money
1.2
Deposits – total, including:
1.2.1
deposits, current accounts with the National Bank of the Republic of Kazakhstan
1.2.2
deposits, current accounts in second-tier banks of the Republic of Kazakhstan that meet one of the following requirements: have a long-term credit rating of at least "BB-" on the international scale of Standard & Poor's or a rating of a similar level by one of the other rating agencies, or a rating of at least "kzA-" on the national scale of Standard & Poor's or a rating of a similar level on the national scale of one of the other rating agencies; are subsidiary resident banks of the Republic of Kazakhstan, whose parent non-resident banks of the Republic of Kazakhstan have a long-term credit rating in foreign currency not lower than "A-" on the international scale of Standard & Poor's or a rating of a similar level by one of the other rating agencies
1.3
Debt securities issued in accordance with the legislation of the Republic of Kazakhstan and other states, included in the official list of the stock exchange operating in the territory of the Republic of Kazakhstan - in total, including:
1.3.1
debt securities of legal entities of the Republic of Kazakhstan, issued in accordance with the legislation of the Republic of Kazakhstan and other states, having (the issuer of which has) a rating not lower than "BB-" on the international scale of Standard & Poor's, or a rating of a similar level by one of the other rating agencies, or a rating not lower than "kzA-" on the national scale of Standard & Poor's, or a rating of a similar level on the national scale of one of the others rating agencies
1.3.2
government securities of the Republic of Kazakhstan (including those issued in accordance with the legislation of other states), issued by the Ministry of Finance of the Republic of Kazakhstan and the National Bank of the Republic of Kazakhstan, debt securities issued by a legal entity that purchases mortgage loans of individuals not related to business activities, one hundred percent of the shares of which belong to the National Bank of the Republic of Kazakhstan, as well as debt securities for which there is a state guarantee of the Government of the Republic of Kazakhstan
1.3.3
government debt securities issued by the central governments of foreign countries having a sovereign rating of at least "BBB-" on the international scale of Standard & Poor's, or a rating of a similar level by one of the other rating agencies
1.3.4
debt securities issued by local executive bodies of the Republic of Kazakhstan, included in the official list of the stock exchange operating in the territory of the Republic of Kazakhstan
1.3.5
non-government debt securities issued by international financial organizations rated at least "AA-" by Standard & Poor's, or a rating of a similar level by one of the other rating agencies, as well as debt securities issued by the Eurasian Development Bank
1.4
Other assets – total, including:
1.4.1
refined precious metals and metal bills
1.5
Total assets of the reserve for guaranteeing insurance payments in the general insurance industry
2
Assets of the reserve for guaranteeing insurance payments in the life insurance industry
2.1
Money
2.2
Deposits – total, including:
2.2.1
deposits, current accounts with the National Bank of the Republic of Kazakhstan
2.2.2
deposits, current accounts in second-tier banks of the Republic of Kazakhstan that meet one of the following requirements: have a long-term credit rating of at least "BB-" on the international scale of Standard & Poor's, or a rating of a similar level by one of the other rating agencies, or a rating of at least "kzA-" on the national scale of Standard & Poor's, or a rating of a similar level on the national scale of one of the other rating agencies; are subsidiary resident banks of the Republic of Kazakhstan, whose parent non-resident banks of the Republic of Kazakhstan have a long-term credit rating in foreign currency not lower than "A-" on the international scale of Standard & Poor's or a rating of a similar level by one of the other rating agencies
2.3
Debt securities issued in accordance with the legislation of the Republic of Kazakhstan and other states, included in the official list of the stock exchange operating in the territory of the Republic of Kazakhstan - in total, including:
2.3.1
debt securities of legal entities of the Republic of Kazakhstan, issued in accordance with the legislation of the Republic of Kazakhstan and other states, having (the issuer of which has) a rating not lower than "BB-" on the international scale of Standard & Poor's, or a rating of a similar level by one of the other rating agencies, or a rating not lower than "kzA-" on the national scale of Standard & Poor's, or a rating of a similar level on the national scale of one of the others rating agencies
2.3.2
government securities of the Republic of Kazakhstan (including those issued in accordance with the legislation of other states), issued by the Ministry of Finance of the Republic of Kazakhstan and the National Bank of the Republic of Kazakhstan, debt securities issued by a legal entity that purchases mortgage loans of individuals not related to business activities, one hundred percent of the shares of which belong to the National Bank of the Republic of Kazakhstan, as well as debt securities for which there is a state guarantee of the Government of the Republic of Kazakhstan
2.3.3
government debt securities issued by the central governments of foreign countries having a sovereign rating of at least "BBB-" on the international scale of Standard & Poor's, or a rating of a similar level by one of the other rating agencies
2.3.4
debt securities issued by local executive bodies of the Republic of Kazakhstan, included in the official list of the stock exchange operating in the territory of the Republic of Kazakhstan
2.3.5
non-government debt securities issued by international financial organizations rated at least "AA-" by Standard & Poor's, or a rating of a similar level by one of the other rating agencies, as well as debt securities issued by the Eurasian Development Bank
2.4
Other assets – total, including:
2.4.1
refined precious metals and metal bills
2.5
Total assets of the reserve for guaranteeing insurance payments in the life insurance industry
3
Compensation reserve assets
3.1
Money
3.2
Deposits – total, including:
3.2.1
deposits, current accounts with the National Bank of the Republic of Kazakhstan
3.2.2
deposits, current accounts in second-tier banks of the Republic of Kazakhstan that meet one of the following requirements: have a long-term credit rating of at least "BB-" on the international scale of Standard & Poor's, or a rating of a similar level by one of the other rating agencies, or a rating of at least "kzA-" on the national scale of Standard & Poor's, or a rating of a similar level on the national scale of one of the other rating agencies; are subsidiary resident banks of the Republic of Kazakhstan, whose parent non-resident banks of the Republic of Kazakhstan have a long-term credit rating in foreign currency not lower than "A-" on the international scale of Standard & Poor's or a rating of a similar level by one of the other rating agencies
3.3
Debt securities issued in accordance with the legislation of the Republic of Kazakhstan and other states, included in the official list of the stock exchange operating in the territory of the Republic of Kazakhstan - in total, including:
3.3.1
debt securities of legal entities of the Republic of Kazakhstan, issued in accordance with the legislation of the Republic of Kazakhstan and other states, having (the issuer of which has) a rating not lower than "BB-" on the international scale of Standard & Poor's, or a rating of a similar level by one of the other rating agencies, or a rating not lower than "kzA-" on the national scale of Standard & Poor's, or a rating of a similar level on the national scale of one of the others rating agencies
3.3.2
government securities of the Republic of Kazakhstan (including those issued in accordance with the legislation of other states), issued by the Ministry of Finance of the Republic of Kazakhstan and the National Bank of the Republic of Kazakhstan, debt securities issued by a legal entity that purchases mortgage loans of individuals not related to business activities, one hundred percent of the shares of which belong to the National Bank of the Republic of Kazakhstan, as well as debt securities for which there is a state guarantee of the Government of the Republic of Kazakhstan
3.3.3
government debt securities issued by the central governments of foreign countries having a sovereign rating of at least "BBB-" on the international scale of Standard & Poor's, or a rating of a similar level by one of the other rating agencies
3.3.4
debt securities issued by local executive bodies of the Republic of Kazakhstan, included in the official list of the stock exchange operating in the territory of the Republic of Kazakhstan
3.3.5
non-government debt securities issued by international financial organizations rated at least "AA-" by Standard & Poor's, or a rating of a similar level by one of the other rating agencies, as well as debt securities issued by the Eurasian Development Bank
3.4
Other assets – total, including:
3.4.1
refined precious metals and metal bills
3.5
Total assets of the compensation reserve
Name ________________________________________________
Address________________________________________________________
Telephone ______________________________________________________
Email address _______________________________________
Performer_______________________________ ____________________ last name, first name and patronymic (if any), signature, telephone number
The manager or person entrusted with the function of signing the report
__________________________________________ ____________________ last name, first name and patronymic (if any) signature
Date "____" ______________ 20__
Note: the form is filled out in accordance with the explanation for filling out the form intended for collecting administrative data on a free basis, “Report on investment portfolios formed from the funds of the reserves for guaranteeing insurance payments and the funds of the compensation reserve.”
Application to the form intended for collection of administrative free data basis, "Report on investment portfolios, generated from funds guarantee reserves insurance payments and funds compensation reserve"
Explanation for filling out a form intended for collecting administrative data free of charge
"Report on investment portfolios formed from the funds of the reserves for guaranteeing insurance payments and the funds of the compensation reserve" (index - 11 - OGOSV, frequency - monthly)
Chapter 1. General provisions
This clarification defines uniform requirements for filling out a form intended for collecting administrative data on a free basis, “Report on investment portfolios formed using funds from the reserves for guaranteeing insurance payments and funds from the compensation reserve” (hereinafter referred to as the Form).
The form is compiled monthly as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded up to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded up to 1000 (one thousand) tenge.
The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.
Chapter 2. Explanation for filling out the Form
For the purposes of filling out the Form, in addition to the ratings of the rating agency Standard & Poor's, the ratings of other rating agencies include the ratings of Moody's Investors Service and Fitch, as well as their subsidiaries rating organizations in accordance with resolution of the Board of the National Bank of the Republic of Kazakhstan dated August 27, 2018 No. 199 “On approval of the Rules for the investment of assets and the List of financial instruments permitted for acquisition at the expense of the own assets of the joint stock company “Insurance Payment Guarantee Fund”, funds of reserves for guaranteeing insurance payments and funds of the compensation reserve, and Rules for collecting commissions by the joint-stock company "Insurance Payment Guarantee Fund" (registered in the Register of State Registration of Normative Legal Acts under No. 17396).
Column 3 indicates the book value.
Column 4 indicates the share in the investment portfolio as a percentage.
Appendix 12 to the Submission Rules reporting by the organization, guaranteeing the implementation insurance payments to policyholders (insured, beneficiaries) in case of liquidation insurance organizations
Form, intended for collection administrative data
Submitted to: the National Bank of the Republic of Kazakhstan
The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz
Name of the administrative form: report on compliance with investment limits of own assets
Index of the form intended for collecting administrative data free of charge: 12 – OGOSV
Frequency: monthly
Reporting period: as of "___" ________20__ year
The range of persons submitting a form intended for collecting administrative data free of charge: an organization that guarantees insurance payments to policyholders (insured, beneficiaries) in the event of liquidation of insurance organizations
Deadline for submitting a form intended for collecting administrative data free of charge: monthly, no later than the 5th (fifth) working day of the month following the reporting month
BIN: _______________________
Collection method: electronically
No.
Indicator name
Book value, in thousands of tenge
As a percentage of total assets
1
2
3
4
1
Total placement in deposits, money and securities (including reverse repo operations) in one second-tier bank (with the exception of an agent bank that carries out certain types of banking operations, providing services for making guarantee payments to creditors on the basis of an agency agreement with an organization that guarantees insurance payments to policyholders (insured, beneficiaries) in the event of liquidation of insurance organizations (hereinafter referred to as the Organization)) and its affiliates - no more than 20 (twenty) percent of the investment portfolio formed from the Organization’s own assets, but not more than 25 (twenty-five) percent of the equity capital of this bank
1.1
name of the second tier bank
1.1.1
stock
1.1.2
debt securities
1.1.3
bank deposits
1.1.4
money in the bank
1.1.5
reverse repo transactions
1.2
name of the second-tier bank affiliate
1.2.1
stock
1.2.2
debt securities
1.2.3
bank deposits
1.2.4
money in the bank
1.2.5
reverse repo transactions
...
...
n
...
Total (sum of lines 1 - n)
2
Total placement in debt securities of legal entities of the Republic of Kazakhstan (except for second-tier banks of the Republic of Kazakhstan) and affiliates of this legal entity - no more than 10 (ten) percent of the investment portfolio formed from the Organization’s own assets, but no more than 25 (twenty-five) percent of the equity capital of this issuer
2.1
name of legal entity
2.1.1
stock
2.1.2
debt securities
2.1.3
reverse repo transactions
2.1.4
money
2.2
name of the affiliated entity of the legal entity
2.2.1
stock
2.2.2
debt securities
2.2.3
reverse repo transactions
2.2.4
money
...
...
n
...
3
Total placement in securities (including reverse repo operations) having the status of government issued by the central governments of foreign states - no more than 10 (ten) percent of the investment portfolio formed from the Organization’s own assets
4
Total placement in reverse repo transactions involving the Organization's own assets - no more than 10 (ten) percent of the investment portfolio formed from the Organization's own assets
5
Total placement in debt securities – no more than 25 (twenty-five) percent of the total volume of debt securities of one issue
6
Total placement in non-government debt securities issued by international financial organizations - no more than 10 (ten) percent of the investment portfolio formed from the Organization’s own assets, but no more than 25 (twenty-five) percent of the equity capital of the issuer
7
Total placement in refined precious metals and metal accounts – no more than 10 (ten) percent of the investment portfolio formed from the Organization’s own assets
Name ________________________________________________
Address________________________________________________________
Telephone ______________________________________________________
Email address _______________________________________
Performer_______________________________ ____________________ last name, first name and patronymic (if any), signature, telephone number
The manager or person entrusted with the function of signing the report
__________________________________________ ____________________ last name, first name and patronymic (if any) signature
Date "____" ______________ 20__
Note: the form is filled out in accordance with the explanation for filling out the form intended for collecting administrative data free of charge, “Report on compliance with investment limits of own assets.”
Application to the form intended to collect administrative free data basis, "Compliance Report investment limits own assets"
Explanation for filling out a form intended for collecting administrative data free of charge
“Report on compliance with investment limits of own assets” (index – 12 – OGOSV, frequency – monthly)
Chapter 1. General provisions
This explanation defines uniform requirements for filling out a form intended for collecting administrative data on a free basis, “Report on compliance with investment limits of own assets” (hereinafter referred to as the Form).
The form is compiled monthly as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded up to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded up to 1000 (one thousand) tenge.
The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.
Chapter 2. Explanation for filling out the Form
Column 3 indicates the book value.
Column 4 indicates the percentage of the amount of assets.
Appendix 13 to the Submission Rules reporting by the organization, guaranteeing the implementation insurance payments to policyholders (insured, beneficiaries) in case of liquidation insurance organizations
Form, intended for collection administrative data
Submitted to: the National Bank of the Republic of Kazakhstan
The form intended for collecting administrative data free of charge is posted on the Internet resource: www.nationalbank.kz
Name of the administrative form: report on compliance with investment limits of insurance payment guarantee reserves and damage compensation reserve funds
Index of the form intended for collecting administrative data free of charge: 13 – OGOSV
Frequency: monthly
Reporting period: as of "___" ________20__ year
The range of persons submitting a form intended for collecting administrative data free of charge: an organization that guarantees insurance payments to policyholders (insured, beneficiaries) in the event of liquidation of insurance organizations
Deadline for submitting a form intended for collecting administrative data free of charge: monthly, no later than the 5th (fifth) working day of the month following the reporting month
BIN: _______________________
Collection method: electronically
No.
Indicator name
Book value, in thousands of tenge
As a percentage of the amount of reserves
1
2
3
4
1
Total placement of deposits, money and securities (including reverse repo operations) in one second-tier bank (with the exception of an agent bank that carries out certain types of banking operations, providing services for making guarantee payments to creditors on the basis of an agency agreement with an organization that guarantees insurance payments to policyholders (insured, beneficiaries) in the event of liquidation of insurance organizations (hereinafter referred to as the Organization)), and affiliates of this bank - no more than 20 (twenty) percent of the reserve funds for guaranteeing insurance payments and the funds for the compensation reserve (hereinafter referred to as the reserve funds)
1.1
name of the second tier bank
1.1.1
stock
1.1.2
debt securities
1.1.3
bank deposits
1.1.4
money in the bank
1.1.5
reverse repo transactions
1.2
name of the second-tier bank affiliate
1.2.1
stock
1.2.2
debt securities
1.2.3
bank deposits
1.2.4
money in the bank
1.2.5
reverse repo transactions
...
...
n
...
2
Total placement in debt securities (including reverse repo transactions) of legal entities of the Republic of Kazakhstan (except for second-tier banks of the Republic of Kazakhstan) and affiliates of this legal entity - no more than 20 (twenty) percent of reserve funds
2.1
name of legal entity
2.1.1
stock
2.1.2
debt securities
2.1.3
reverse repo transactions
2.1.4
money
2.2
name of the affiliated entity of the legal entity
2.2.1
stock
2.2.2
debt securities
2.2.3
reverse repo transactions
2.2.4
money
...
...
n
...
3
Total placement in securities (including reverse repo operations) having the status of government issued by the central governments of foreign states - no more than 10 (ten) percent of reserve funds
4
Total placement in reverse repo transactions made with the participation of reserve funds – no more than 10 (ten) percent of reserve funds
5
Total placement in debt securities – no more than 25 (twenty-five) percent of the total volume of debt securities of one issue
6
Total placement in non-government debt securities issued by international financial organizations - no more than 10 (ten) percent of the reserves, but no more than 25 (twenty-five) percent of the equity capital of the issuer
7
Total placement in refined precious metals and metal accounts – no more than 10 (ten) percent of reserve funds
Name ________________________________________________
Address________________________________________________________
Telephone ______________________________________________________
Email address _______________________________________
Performer_______________________________ ____________________ last name, first name and patronymic (if any), signature, telephone number
The manager or person entrusted with the function of signing the report
__________________________________________ ____________________ last name, first name and patronymic (if any) signature
Date "____" ______________ 20__
Note: the form is filled out in accordance with the explanation for filling out the form intended for collecting administrative data on a free basis, “Report on compliance with investment limits of funds from the reserves for guaranteeing insurance payments and funds from the compensation reserve.”
Application to the form intended for collection of administrative free data basis, "Compliance Report investment limits reserve funds insurance guarantees payments and reserve funds compensation for harm"
Explanation for filling out a form intended for collecting administrative data free of charge
“Report on compliance with investment limits of insurance payment guarantee reserves and damage compensation reserve funds” (index – 13 – OGOSV, frequency – monthly)
Chapter 1. General provisions
This explanation defines uniform requirements for filling out a form intended for collecting administrative data on a free basis, “Report on compliance with investment limits of insurance payment guarantee reserves and compensation reserve funds” (hereinafter referred to as the Form).
The form is compiled monthly as of the end of the reporting period. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded up to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded up to 1000 (one thousand) tenge.
The form is signed by the manager or the person entrusted with the function of signing the report, and the executor.
Chapter 2. Explanation for filling out the Form
Column 3 indicates the book value.
Column 4 indicates the percentage of the amount of reserves.